wiseradvisor.com
  • About Us
  • Benefits
  • Learn More
  • Contact Us

Piermont Wealth Management Inc.

Piermont Wealth Management Inc. | Financial Advisor in Woodbury ,NY
PHILIP CAPELL, CFP®, JD, MS in Tax

PHILIP CAPELL, CFP®, JD, MS in Tax
CERTIFIED FINANCIAL PLANNER™ Certificant, Attorney



"Independent, Objective, Commission-Free"


Address:
135 Crossways Park Drive
Suite 102
Woodbury, NY 11797

Map it | Directions | Website


(516) 712-2543

20 Years of Experience

  • Insurance License# n/a
  • Series None
  • CRD# 119376
  • SEC File# 801- 61254

Offers & Pledges

  • I provide a free initial consultation:

PIERMONT is a FEE-ONLY (non-commissioned based) Financial Planning and Investment Management Firm with offices in MANHATTAN and WOODBURY, New York.

We take the management of your finances very seriously and provide excellent service to ensure that you are financially protected. We employ a disciplined investment strategy in light of your risk tolerance to help you achieve your financial goals. Our client relationships are the cornerstone of our business.

Our firm's solid knowledge based in investments, tax law and estate law sets us apart from our competition. Further, our fee-only compensation model avoids conflicts of interest and confirms that we only have your best interest at heart.

Our comprehensive WEALTH MANAGEMENT services help you achieve your financial goals.


  • HighLights
  • FAQs

HIGHLIGHTS

General Information
Insurance License#: n/a
Name of Custodial Firm: Charles Schwab / TD Ameritrade
States Licensed in: CFP (certified financial planner)
JD (law degree)
MS in Taxation
Number of Years with Current Firm: 10
Work Experience: After practicing as a Tax Attorney (partner) for several years, I started Piermont from my house in 2000 and developed it into one of the premiere Fee-only (non-commissioned based) Wealth Management firms in New York.
I work with the following types of clients: Individual Investors
 
 
Services
Investment Types: Stocks, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Socially Responsible Investments (SRI)
 
Qualifications & Memberships
Financial Organization Memberships: National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)
Non-Financial Organization Memberships: Nassau Bar Association, We Care Charity Board Member, and New York Road Runners.
 
Firm Information
Number of Advisors in Office: Up to 10 employees
I work with clients as part of a team: Yes
Firm's Number of Clients: 100+
Firm's Number of Planning Clients: 100+
Firm's Number of Managed Clients: 100+
Assets Managed by Firm: $100M-$200M
Advisor's Number of Clients: 100+
Advisor's Number of Managed Clients: 100+
Advisor's Number of Planning Clients: 100+
Assets Managed by Advisor: $100M-$200M
 
Compliance
Registered Investment Advisor: Yes
Registered Representative: Yes
Investment Advisor Representative: Yes
Compliance Disclosures in Last 5 years: I have a clean record
Criminal Disclosures in Last 5 years: I have a clean record
 
Compensation & Fees
Fee Structure: I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts: $500,000
Compensation Methods: Based on Assets
Fee % Based on Assets: .85%
Additional Details on Charges: Piermont typically does not charge additional fees for financial planning services. Such services are part of wealth management and are needed to properly serve our clients. Our annual average fee is approx. .85% of the value of the assets we manage for our clients.
 

FAQs

Financial Planners

What are your qualifications? What is your education background?
What is your approach to financial planning?
What services do you offer?
How many clients do you currently manage?
Will you be the only person working with me?
How are you compensated? How will I pay for your services?
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Have you ever been charged with any breaches?

Financial Advisors

Do you provide a free initial consultation?
Why should I choose you as my financial advisor?


  • What are your qualifications? What is your education background?
    I am a certified financial planner and tax/estate planning attorney. I have a Bachelor's degree from Cornell University, a Law degree from American University and a Masters in taxation from Pace University.
  • What is your approach to financial planning?
    Your financial needs and goals dictate the financial planning process. Typically, we gather your financial information, tax status, family make-up and create a financial plan that is particular to you. Then, we build and asset allocation and investment strategy that meets with your risk tolerance and financial plans. We use a comprehensive approach to ensure that you are financially protected.
  • What services do you offer?
    Our wealth management services include investment management, retirement planning, cash flow management, estate planning, income tax planning and risk management.
  • How many clients do you currently manage?
    We work with over 100 families.
  • Will you be the only person working with me?
    We use a team approach for each client; however, you will meet with me and I will be the primary person handling your accounts.
  • How are you compensated? How will I pay for your services?
    We do not sell products. We do not make any commissions. We are completely objective, fee-only advisors. Our fee is calculated calendar quarterly as a percentage against the total value of your accounts managed by Piermont. Our annual average fee is less than 1%.
  • If you are going to manage my account, will you obtain my permission every time you buy or sell something?
    Our clients provide us discretion to manage their accounts.
  • Have you ever been charged with any breaches?
    No.
  • Do you provide a free initial consultation?
    Yes.
  • Why should I choose you as my financial advisor?
    We take the management of your finances very seriously and provide excellent service to ensure that you are financially protected. Our firm's solid knowledge based in investments, tax law and estate law sets us apart from our competition. Further, our fee-only compensation model avoids conflicts of interest and confirms that we only have your best interest at heart.

Articles

Five vital questions to prepare for your financial future
Have you ever wondered if you'll be able to afford retirement? Do you question if your finances will keep you afloat if your family were to experience a medical emergency or another expensive and unplanned event? Take one hour to review your finances and discover if there are areas where your plans can be stronger. more

The time is now to start saving for retirement
Retirement may be right around the corner or a far off thought, depending on where you are in life. But no matter if you plan to retire in five years or 30 years, now is the time to take action. more

Work out your credit to get financially fit this summer
Just as you take care of your physical health in preparation for summer fun, you need to pay attention to your financial well-being as well - and not just when the weather's warm, but all year round. more

Schedule a Free Initial Consultation

  • No obligation to hire
  • primarily to evaluate mutual fit.








Office Hours

Mon. 8:00 AM - 7:00 PM
Tue. 8:00 AM - 7:00 PM
Wed. 8:00 AM - 7:00 PM
Thu. 8:00 AM - 7:00 PM
Fri. 8:00 AM - 7:00 PM

Communities Served

  • All 50 states as well as countries overseas.

Market Watch


 
Home | Privacy Policy | More Information | Terms & Conditions | Affiliate Program

By using this site you agree to our terms of service. Copyright @ 2012 WiserAdvisor.com. All Rights Reserved.