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James H. Morgan | Financial Advisor in Broomfield ,CO

340 E 1st Ave
Ste 250A
Broomfield, CO 80020

[Compare James with other financial advisors in Broomfield, CO]

About

Holistic Family Asset Planning™ was founded with the goal of developing personalized and comprehensive plans which encompass many aspects of your financial and legal life, including financial planning, insurance, tax and legal issues. James H. Morgan, J.D., LL.M.(Tax), CFP, is a Certified Financial Planner™, estate attorney and has also attained the prestigious Master of Laws in Taxation”. Securities and advisory services offered through Financial Network Investment Corporation, member SIPC. James H. Morgan, LLC is not affiliated with Financial Network.

12 Years of Experience


  • CRD# 839120
  • Firm CRD# 13572
  • Insurance License# 320337
  • Series 7, 65

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in Broomfield, CO

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Susan, a Retired School Teacher from New York


General Information
Insurance License#:   320337
Name of Broker/Dealer:   Financial Network Investment Corporation
States Licensed in:   CO
Number of Years with Current Firm:   1
I work with the following types of clients:   Individual Investors , Non-Profit Organizations , Businesses


Services
Investment Types:   Annuities , Mutual Funds , Bonds , Stocks , Insurance , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Health , Life , Variable Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   Financial Planning Association (FPA) , Chartered Financial Analyst Society


Firm Information
Number of Advisors in Office:   Up to 10 employees
Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Hourly , Commissions , Based on Assets



FAQs

James Morgan

James Morgan

CERTIFIED FINANCIAL PLANNER™ Certificant

Communities Served

CO

Office Hours

Mon. 8:00 AM - 5:00 PM
Tue. 8:00 AM - 5:00 PM
Wed. 8:00 AM - 5:00 PM
Thu. 8:00 AM - 5:00 PM
Fri. 8:00 AM - 5:00 PM

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