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James H. Morgan | Financial Advisor in Broomfield ,CO

340 E 1st Ave
Ste 250A
Broomfield, CO 80020

[Compare James with other financial advisors in Broomfield, CO]


Holistic Family Asset Planning™ was founded with the goal of developing personalized and comprehensive plans which encompass many aspects of your financial and legal life, including financial planning, insurance, tax and legal issues. James H. Morgan, J.D., LL.M.(Tax), CFP, is a Certified Financial Planner™, estate attorney and has also attained the prestigious Master of Laws in Taxation”. Securities and advisory services offered through Financial Network Investment Corporation, member SIPC. James H. Morgan, LLC is not affiliated with Financial Network.

12 Years of Experience

  • CRD# 839120
  • Firm CRD# 13572
  • Insurance License# 320337
  • Series 7, 65

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in Broomfield, CO

You will also receive free initial consultation and a free portfolio review

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Susan, a Retired School Teacher from New York

General Information
Insurance License#:   320337
Name of Broker/Dealer:   Financial Network Investment Corporation
States Licensed in:   CO
Number of Years with Current Firm:   1
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses

Investment Types:   Annuities , Insurance , Stocks , Mutual Funds , Bonds , Alternative Investments , Exchange Traded Funds (ETFs) , Socially Responsible Investments (SRI)

Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Health , Life , Variable Annuity , Variable Life , Long Term Care
Financial Organization Memberships:   Chartered Financial Analyst Society , Financial Planning Association (FPA)

Firm Information
Number of Advisors in Office:   Up to 10 employees
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Hourly , Commissions , Based on Assets


James Morgan

James Morgan


Communities Served


Office Hours

Mon. 8:00 AM - 5:00 PM
Tue. 8:00 AM - 5:00 PM
Wed. 8:00 AM - 5:00 PM
Thu. 8:00 AM - 5:00 PM
Fri. 8:00 AM - 5:00 PM

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