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James H. Morgan | Financial Advisor in Broomfield ,CO

James H. Morgan

340 E 1st Ave
Ste 250A
Broomfield, CO 80020

About

Holistic Family Asset Planning™ was founded with the goal of developing personalized and comprehensive plans which encompass many aspects of your financial and legal life, including financial planning, insurance, tax and legal issues. James H. Morgan, J.D., LL.M.(Tax), CFP, is a Certified Financial Planner™, estate attorney and has also attained the prestigious Master of Laws in Taxation”. Securities and advisory services offered through Financial Network Investment Corporation, member SIPC. James H. Morgan, LLC is not affiliated with Financial Network.

12 Years of Experience


  • CRD# 839120
  • Firm CRD# 13572
  • Insurance License# 320337
  • Series 7, 65

General Information
Insurance License#:   320337
Name of Broker/Dealer:   Financial Network Investment Corporation
States Licensed in:   CO
Number of Years with Current Firm:   1
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses


Services
Investment Types:   Annuities , Insurance , Stocks , Mutual Funds , Bonds , Alternative Investments , Exchange Traded Funds (ETFs) , Socially Responsible Investments (SRI)


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Health , Life , Variable Annuity , Variable Life , Long Term Care
Financial Organization Memberships:   Chartered Financial Analyst Society , Financial Planning Association (FPA)


Firm Information
Number of Advisors in Office:   Up to 10 employees
Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Hourly , Commissions , Based on Assets


James Morgan

James Morgan

CERTIFIED FINANCIAL PLANNER™ Certificant

Communities Served

CO

Office Hours

Mon. 8:00 AM - 5:00 PM
Tue. 8:00 AM - 5:00 PM
Wed. 8:00 AM - 5:00 PM
Thu. 8:00 AM - 5:00 PM
Fri. 8:00 AM - 5:00 PM

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