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Guarino Wealth Management | Financial Advisor in Denville ,NJ

124 East Main Street
Suite 101
Denville, NJ 07834

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Guarino Wealth Management is a Father & Son team of Independent Financial Planners/Advisors with over 17 years of combined experience servicing the Morris County Area. In a time when communication plays an extremely important role in the relationship between Financial Planners and clients, Guarino Wealth Management prides itself in providing ongoing dialog and independent guidance. This is extremely critical given the recent market environment. Client needs are the top priority at Guarino Wealth Management, and meeting those needs is the ultimate objective.

15 Years of Experience

  • CRD# 2421123
  • Firm CRD# 6413
  • Insurance License# 1919333
  • Series 7, 66

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Susan, a Retired School Teacher from New York

General Information
Firm Start Year:   2008
No.of Employees:   2-4
Insurance License#:   1919333
Name of Broker/Dealer:   LPL Financial
Name of Custodial Firm:   LPL Finanacial
States Licensed in:   NJ,NY,FL,PA,CA,VA,MD,NC,SC
Number of Years with Current Firm:   2
Work Experience:   United States Marine Corps 1966-1970
Warner Lambert Corporate Lawyer 1970-1992
Edward Jones Investments 1993-2008
Guarino Wealth Management 2008 to present.
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations , Investment Clubs

Investment Types:   Insurance , Mutual Funds , Options & Futures , Alternative Investments , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Commodities , Annuities , Stocks , Bonds , Socially Responsible Investments (SRI)

Qualifications & Memberships
Insurance and Annuity Licenses:   Long Term Care , Variable Annuity , HMO , Life , Health , Annuity , Variable Life , Disability
Financial Organization Memberships:   Paladin Registry
Non-Financial Organization Memberships:   New Jersey Foundation for the Blind

Firm Information
Number of Advisors in Office:   Up to 10 employees
I work with clients as part of a team:   Yes
Firm's Number of Clients:   75
Firm's Number of Planning Clients:   30
Firm's Number of Managed Clients:   30
Assets Managed by Firm:   $50,000,000
Advisor's Number of Clients:   30
Advisor's Number of Managed Clients:   15
Advisor's Number of Planning Clients:   10
Assets Managed by Advisor:   $50,000,000

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $ Varies
Compensation Methods:   Hourly , Based on Assets , Flat Fee , Commissions
Fee % Based on Assets:   varies


  • What are your qualifications? What is your education background? I have a law degree from Fordham Law school. I'm also an accredited asset management specialist AAMS. This gives me a unique perspective for financial planning while advising my clients.
  • What is your approach to financial planning? We believe that less is more. Many planners will want to justify themselves with elaborate and lengthy financial plans. Our approach is a simple one: we analyze where client is, where they want to go, and develop a plan on how to get there.
  • How many clients do you currently manage? We have about 20 families in our advisory platforms. This allows us to spend time servicing the accounts with the level of service that exceeds expectations.
  • Will you be the only person working with me? My son works with me in the business. Everything we do, we do as a team. We believe having two perspectives on the same topic is extremely beneficial to our clients.
  • How are you compensated? How will I pay for your services? In our advisory relationships we are compensated with an annual fee. This fee varies based on the size of the account managed. This advisory fee comes out of the assets every quarter or if you prefer you can write a check for the fee.
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Securities and Financial Planning offered through LPL Financial Member FINRA/SIPC

Mike Guarino

Mike Guarino


Communities Served


Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM
Sat. 9:00 AM - 5:00 PM

Compensation Arrangements


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