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Guarino Wealth Management | Financial Advisor in Denville ,NJ

124 East Main Street
Suite 101
Denville, NJ 07834

Piece by piece


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About

Guarino Wealth Management is a Father & Son team of Independent Financial Planners/Advisors with over 17 years of combined experience servicing the Morris County Area. In a time when communication plays an extremely important role in the relationship between Financial Planners and clients, Guarino Wealth Management prides itself in providing ongoing dialog and independent guidance. This is extremely critical given the recent market environment. Client needs are the top priority at Guarino Wealth Management, and meeting those needs is the ultimate objective.

15 Years of Experience


  • CRD# 2421123
  • Firm CRD# 6413
  • Insurance License# 1919333
  • Series 7, 66

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Susan, a Retired School Teacher from New York


General Information
Firm Start Year:   2008
No.of Employees:   2-4
Insurance License#:   1919333
Name of Broker/Dealer:   LPL Financial
Name of Custodial Firm:   LPL Finanacial
States Licensed in:   NJ,NY,FL,PA,CA,VA,MD,NC,SC
Number of Years with Current Firm:   2
Work Experience:   United States Marine Corps 1966-1970
Warner Lambert Corporate Lawyer 1970-1992
Edward Jones Investments 1993-2008
Guarino Wealth Management 2008 to present.
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations , Investment Clubs


Services
Investment Types:   Insurance , Mutual Funds , Options & Futures , Alternative Investments , Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Commodities , Annuities , Stocks , Bonds , Socially Responsible Investments (SRI)


Qualifications & Memberships
Insurance and Annuity Licenses:   Long Term Care , Variable Annuity , HMO , Life , Health , Annuity , Variable Life , Disability
Financial Organization Memberships:   Paladin Registry
Non-Financial Organization Memberships:   New Jersey Foundation for the Blind


Firm Information
Number of Advisors in Office:   Up to 10 employees
I work with clients as part of a team:   Yes
Firm's Number of Clients:   75
Firm's Number of Planning Clients:   30
Firm's Number of Managed Clients:   30
Assets Managed by Firm:   $50,000,000
Advisor's Number of Clients:   30
Advisor's Number of Managed Clients:   15
Advisor's Number of Planning Clients:   10
Assets Managed by Advisor:   $50,000,000


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $ Varies
Compensation Methods:   Hourly , Based on Assets , Flat Fee , Commissions
Fee % Based on Assets:   varies



DISCLAIMER

Securities and Financial Planning offered through LPL Financial Member FINRA/SIPC

Mike Guarino

Mike Guarino

AAMS, JD

Communities Served

All

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM
Sat. 9:00 AM - 5:00 PM

Compensation Arrangements

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