Financial Advisory
Firm |
Firm CRD# |
SEC# |
No. of Clients |
No.
of Advisors |
AUM |
J.P. MORGAN SECURITIES LLC |
79 |
801-3702 |
982795 |
7098 |
$212,928,874,840 |
J.P. MORGAN PRIVATE INVESTMENTS INC. |
110186 |
801-41088 |
871626 |
709 |
$238,864,704,749 |
RBC CAPITAL MARKETS, LLC |
31194 |
801-13059 |
423124 |
8094 |
$183,480,849,974 |
GOLDMAN SACHS & CO. LLC |
361 |
801-16048 |
71199 |
3932 |
$211,418,550,210 |
VOYA INVESTMENT MANAGEMENT CO. LLC |
106494 |
801-9046 |
62080 |
880 |
$236,709,852,507 |
JENNISON ASSOCIATES |
107959 |
801-5608 |
4053 |
367 |
$164,275,126,570 |
DWS INVESTMENT MANAGEMENT AMERICAS, INC. |
104518 |
801-252 |
609 |
506 |
$164,890,183,366 |
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC |
105820 |
801-15834 |
415 |
320 |
$171,297,000,000 |
FRANKLIN TEMPLETON FUND ADVISER, LLC |
140432 |
801-66785 |
148 |
6 |
$212,539,533,442 |
KOHLBERG KRAVIS ROBERTS & CO. L.P. |
144533 |
801-69634 |
122 |
1635 |
$289,898,481,445 |
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC |
156933 |
801-72220 |
112 |
62 |
$143,549,380,883 |
BROOKFIELD ASSET MANAGEMENT PIC US, LLC |
151599 |
801-72031 |
99 |
1681 |
$162,269,124,932 |
NUVEEN ALTERNATIVES ADVISORS LLC |
160255 |
801-74475 |
72 |
47 |
$151,502,805,151 |
MARINER INVESTMENT GROUP, LLC |
124744 |
801-62016 |
43 |
120 |
$154,061,973,743 |
TIAA-CREF INVESTMENT MANAGEMENT LLC |
107168 |
801-38029 |
8 |
407 |
$215,384,349,404 |