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The WealthPlan | Financial Advisor in Garden City ,NY

The WealthPlan

585 Stewart Ave
Suite 640
Garden City, NY 11530
Phone: (516) 683-6210

Investment Innovation


About

The WealthPlan was founded by David Efrem Warshaw, CHFC®, CLU®. The WealthPlan is a comprehensive financial planning & asset management practice service clients throughout multiple generations. The WealthPlan currently manages over $21 million for over 120 households throughout the country.

10 Years of Experience


  • CRD# 4702122
  • Insurance License# LA-508244
  • Series 7, 66

General Information
Firm Start Year:   2004
No.of Employees:   1
Insurance License#:   LA-508244
Name of Broker/Dealer:   American Portfolios Financial Services, Inc.
Name of Custodial Firm:   Pershing & TD Ameritrade
States Licensed in:   NY
NJ
MD
FL
CA
Number of Years with Current Firm:   4
Work Experience:   I started at American Express Financial Advisors (now Ameriprise) in January of 2004. I opened up The WealthPlan in 2010.
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses , Investment Clubs
Foreign Languages Serviced:   N/A


Services
Investment Types:   Insurance , Annuities , FOREX & Currency , Mortgages & Real Estate , Exchange Traded Funds (ETFs) , Commodities , Alternative Investments , Options & Futures , Bonds , Mutual Funds , Stocks , Socially Responsible Investments (SRI)


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Disability , Long Term Care , Variable Annuity , Variable Life , Life
Financial Organization Memberships:   Paladin Registry


Firm Information
Number of Advisors in Office:   Up to 10 employees
I work with clients as part of a team:   Yes
Firm's Number of Clients:   200
Firm's Number of Planning Clients:   200
Firm's Number of Managed Clients:   150
Assets Managed by Firm:   $21 Million
Advisor's Number of Clients:   200
Advisor's Number of Managed Clients:   150
Advisor's Number of Planning Clients:   200
Assets Managed by Advisor:   $21 Million


Compliance
Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   No minimum
Compensation Methods:   Based on Assets
Fee % Based on Assets:   1%
Hourly Rate:   N/A
Flat Fee Rate:   N/A
Additional Details on Charges:   Our models have different fees which can be as low
as 0.6% to 1%.
Minimum Fee Charged for Managed Accounts:   0.85%
Minimum Fee Charged for Hourly Planning Accounts:   N/A
Minimum Fee Charged for Flat Fee Accounts:   N/A


David Warshaw

David Warshaw

ChFC®, CLU®

Biography


David graduated from Washington University of St. Louis in 2003
majoring in both finance and accounting. After becoming fully
licensed, he was employed as a financial advisor with Ameriprise
Financial back in 2004. David is a Chartered Financial
Consultant® and Chartered Life Underwriter®. His combined
education and experience position him to offer broad-based
financial advice that our clients can count on. To meet with
David Warshaw, contact us by phone at 516-683-6210.

On a personal level, David enjoys reading books on economics,
financial planning, and politics. He is an avid consumer of media
– including television, movies, and music. Last but not least, he
loves to dance!

see more

My Services


Financial Advice & Consulting

We offer comprehensive financial planning advice to our clients. This includes asset management, tax, estate, retirement, college, and insurance advice.


Financial Planning for Individuals

We create written financial plans so clients know exactly what they need to save today in order to draw a meaningful retirement income.


Financial Planning for Businesses

We establish retirement plans for business of all sizes as well as advanced insurance strategies for national businesses.


Communities Served

All

Office Hours

Mon. 10:00 AM - 8:00 PM
Tue. 10:00 AM - 8:00 PM
Wed. 10:00 AM - 8:00 PM
Thu. 10:00 AM - 8:00 PM
Fri. 10:00 AM - 8:00 PM

Compensation Arrangements

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Social Networks


Advisor Comparison


David Warshaw

 

The WealthPlan


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