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Personalized advice for
Portfolio Size of 100K and
above
FINRA/SEC Registered Advisors
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Accuracy: We match you to vetted advisors that closely align with your needs.
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Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
Alabama is a diverse state with a population of over 5 million people. Compared to other states, Alabama offers a promising environment for financial growth with a cost of living 12% lower than the national average. Therefore, providing residents with further opportunities to shape their financial future. If you're seeking ongoing assistance from a trusted financial advisor in Alabama, WiserAdvisor's directory of ranked financial advisors can be a great starting point for your search. Fiduciary financial advisors and financial advisory firms listed below are vetted for their years of experience, compensation methods, and registration status with FINRA and the SEC. Additionally, our free match service can connect you with qualified and trusted financial advisors in Alabama. These professionals are experienced in navigating various financial matters such as retirement planning, investment strategies, wealth management, financial planning, estate planning, and more.
Alabama
has
4
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from. These financial advisors in
Alabama
have an average of
37
years of experience.
NOTE: The list of vetted financial
advisors in
Alabama
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Alabama.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| Not Disclosed | $1,900,000,000 | $250,000 | Fee-Based | |
|
Edelman Financial Engines, LLC
3595 Grandview Parkway, Suite 475, Birmingham, AL 35243 4100 Market Street SW, Huntsville, AL 35808 |
Not Disclosed | $270,770,414,647 | Not Specified | Fee-Only |
| 37 Years | $80,000,000 | $500,000 | Fee-Only |
Qualifications
Firm CRD# 331709
Series 65
Compensation/Fee Fee-Based, Based on Assets
Office Location
3900 Montclair Rd, Suite 200,
Birmingham,
AL
35213
Phone Number
205-408-3005
Wealth is a good thing. Lifelong wealth is even better. At Diversified, our clients know that while life isn't without change and challenge, it's how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize we'll need to earn it, and once we do, we promise to keep it.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
Firm CRD# 104510
Compensation/Fee Fee-Only, Based on Assets
Office Location
3595 Grandview Parkway,
Suite 475,
Birmingham,
AL
35243
Phone Number
877-208-7414
Office Location
4100 Market Street SW,
Suite 100,
Huntsville,AL 35808
Phone Number
877-208-7414
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Today, we are America's top independent investment advisory firm as recognized by Barron's1 (September 2024, based on data within a 12-month period). With 143+ offices across the country and 1.3 million clients (as of September 30, 2024), we manage more than $300 billion in assets. 1.The Barron's 2024 Top 100 RIA Firms list, a ninth-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics. Firms elect to participate but do not pay to be included in the ranking. Ranking awarded each September based on data within a 12-month period. Investor experience and returns are not considered.
Qualifications
Firm CRD# 309351
Series 63
Compensation/Fee Fee-Only, Based on Assets
Office Location
3300 Cahaba Road,
suite 201,
Birmingham,
AL
35223
Phone Number
205-223-3625
The Cambridge English Dictionary defines rapport as "a good understanding of someone and an ability to communicate well with them". Since financial planning is a collaborative process, I've found rapport is the single biggest determinant of a successful financial planning relationship. If you are interested in our services, I invite you to come by for a visit and see if we hit it off.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 19 | 61 | $23,574,716,836 | A percentage of AUM, Fixed fees |
|
| 29 | 2 | $16,990,335,269 | A percentage of AUM |
|
| 261 | 22135 | $14,539,829,905 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 167 | 50 | $8,110,107,935 | A percentage of AUM, Performance Based |
|
VULCAN VALUE PARTNERS LLC
Three Protective Center, 2801 Highway 280 South, Ste 300, Birmingham, AL 35223 |
42 | 367 | $7,878,130,018 | A percentage of AUM, Performance Based, Other (A PERCENTAGE OF ASSETS UNDER ADVISEMENT) |
| 14 | 2768 | $5,670,936,072 | A percentage of AUM, Fixed fees |
|
| 24 | 7056 | $5,285,077,689 | A percentage of AUM, Fixed fees |
|
| 161 | 13 | $5,188,760,000 | A percentage of AUM, Performance Based |
|
| 233 | 14988 | $4,515,278,523 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 885 | 20957 | $4,373,015,542 | A percentage of AUM, Hourly charges, Fixed fees, Commission Based |
|
| 195 | 17871 | $3,859,253,984 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 25 | 4185 | $3,212,010,865 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 12 | 395 | $2,984,634,800 | A percentage of AUM, Hourly charges, Fixed fees |
|
| 83 | 5548 | $2,940,456,131 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
|
| 59 | 8119 | $2,694,361,660 | A percentage of AUM, Hourly charges, Fixed fees |
When choosing a financial advisor in Alabama, it's important to consider key factors including an advisor's qualifications, experience, and method of compensation. Additionally, it's important to consider their investment philosophy, approach to financial management, and whether a financial advisor is bound to act in your best interests. To ensure you are making an informed decision and choosing the right financial advisor to manage your finances, learn more about the different types of financial advisors so you can ensure that you choose one that best fits your needs.
A financial advisor in Alabama can assist with retirement planning by assessing your current financial situation, including income, expenses, assets, and liabilities, to determine your retirement goals and estimate the amount of savings required. They can then develop a personalized retirement plan tailored to your specific needs, considering factors like your desired retirement age, lifestyle expectations, and risk tolerance. Advisors can help you choose appropriate retirement accounts, such as IRAs or 401(k)s, and guide you in making investment decisions to grow your retirement savings. They can also analyze your Social Security benefits and provide the guidance you need for a successful retirement. If you are seeking to learn more about how a financial advisor can help you secure your financial future in retirement, learn more about why you should hire a retirement advisor.
The cost of hiring a financial advisor in Alabama varies depending on the advisor's experience, services, and fee structure. Financial advisors typically charge a percentage of assets under management, ranging from approx. 1.02% or a fixed rate of approx. $7,500 and above. Meanwhile, other advisors charge an hourly rate, flat fees, or based on commission. It's important to understand an advisor's fee structure and any potential conflicts of interest before engaging in their services. To get a better understanding of how financial advisors charge and the factors influencing their fees, read more on the costs of hiring a financial advisor.
There are multiple benefits to hiring a financial advisor in Alabama. As a client, you can gain some peace of mind knowing you're making informed financial decisions due to your advisor's knowledge and years of relevant experience working with Alabama residents. A financial advisor can also potentially minimize investment risks and lead to more returns on your investments. Additionally, an advisor will review your investments regularly and provide ongoing support to help you stay on track toward your financial goals. To learn more, read about the benefits of working with a financial advisor.
In Alabama, financial advisors are typically required to have qualifications that comply with state and federal regulations, such as hold licenses as investment advisor representatives (IARs) and often have credentials such as Certified Financial Planners (CFP), Chartered Financial Analysts (CFA), Chartered Financial Consultants (ChFC), and more. Click the "View Full Profile" button of each advisor listed in the directory for the state of Alabama to further explore a specific financial advisor's qualifications.
Yes, a financial advisor in Alabama can provide guidance on local tax strategies and exemptions unique to the state. Alabama has its own state tax laws and regulations, including income tax, property tax, and other local taxes. A knowledgeable financial advisor in Alabama can help individuals and businesses navigate these specific tax requirements, identify potential tax-saving opportunities, and ensure compliance with local tax laws. To learn more, read about how a financial advisor can help you manage your finances.
Yes, there are financial advisors in Alabama who specialize in retirement planning for state-specific pension plans. These advisors have a deep understanding of the retirement benefits offered by the state and can help you navigate the complex rules and regulations associated with these plans. They can provide guidance on optimizing your pension benefits, and retirement income strategies and coordinating them with other sources of retirement income. However, the WiserAdvisor directory for the state of Alabama may not include advisors who specialize in providing retirement planning services for state-specific pension plans. In the "Advisory Services Provided" section, you will be able to confirm if retirement planning is among the services an advisor offers.
The role of a financial advisor is to provide professional financial guidance, advice, and money management services to individuals or businesses. They assist clients in various financial matters, including investment management, retirement planning, wealth management, estate management, and more, depending on the needs of an individual. Financial advisors assess their client's financial goals and risk tolerance and stay updated on market trends, investment options, and regulatory changes to provide informed advice. Additionally, financial advisors often act as fiduciaries, putting their client's best interests first while providing ongoing support and monitoring to help clients achieve their financial objectives. To make sure your best interests are being considered, read more about the role of a fiduciary financial advisor and the support they can provide.
To check if a financial advisor in Alabama has any disciplinary actions or complaints filed against them, you can use the Financial Industry Regulatory Authority's (FINRA) BrokerCheck tool. This tool enables individuals to complete a thorough background check on financial professionals like brokers, brokerage firms, financial advisors, investment advisors, advising firms, etc. The detailed information provided through BrokerCheck includes their employment history, certifications, licenses, and active or past violations within the last ten years so that you can make an informed decision while hiring an advisor. We recommend using this guide on how to use BrokerCheck to evaluate a financial advisor's credentials.
Yes, there are financial advisors in Alabama who specialize in retirement planning for high-net-worth individuals. These advisors typically have expertise in addressing the specific needs and goals of high-net-worth clients and managing complex financial situations. They can also provide guidance on investment strategies, tax planning, wealth preservation, and legacy planning to optimize retirement outcomes for individuals with significant wealth. For additional information, refer to our guide on retirement planning for high-net-worth individuals.
To effectively manage your retirement portfolio in Alabama, start by assessing your current financial situation, including income, expenses, assets, and debts. Followed by setting clear retirement goals based on your desired lifestyle and age of retirement, diversifying your portfolio to manage risk, and regularly reviewing and adjusting your investments as necessary based on market trends. While managing your portfolio independently can be appealing, consider the benefits of working with a professional financial advisor who can offer personalized guidance tailored to your specific needs. To make informed decisions about managing your retirement portfolio, read DIY money management vs. hiring a professional for your financial needs to learn more.
When choosing a financial advisor, it's crucial to avoid common mistakes such as overlooking credentials, neglecting to assess experience and track record, overlooking conflicts of interest, not seeking references or reviews, and neglecting to discuss the advisor's fee structure. By avoiding these mistakes, you can make a more informed decision and select a financial advisor who is qualified, experienced, unbiased, and aligned with your financial goals. To learn more, refer to our guide on choosing the best financial advisor in Alabama.
Yes, financial advisors in Alabama can provide valuable guidance and support regardless of the size of your portfolio. Even with a small amount to invest, an advisor can help you develop a tailored plan to reach your financial goals, mitigate risks, and make informed financial decisions. To explore how financial advisors can assist with investment management and grow your portfolio, read more about the impact of asset allocation on your portfolio.
