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Find Top Financial Advisors in Cave Creek


WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Cave Creek. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisor in Cave Creek

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Financial Advisors in Cave Creek, Arizona
Financial Advisor Office Location Phone Number
Curtis Anderson, CFA®,
Alpha Fiduciary
7010 E. Chauncey Lane #130,
Phoenix, AZ  85054
(888) 562-4033
Richard Oxford,
Richard Oxford Financial
7010 E Acoma Dr,
Scottsdale, AZ  85254
(602) 697-7657
Erica Gargol & Kerina Graham,
G&G Wealth
6929 E Greenway Parkway #180,
Scottsdale, AZ  85254
(480) 719-7469
David Rosenthal, CFP,
Wealth Management Solutions, LLC
8550 E Shea Blvd #130,
Scottsdale, AZ  85260
(480) 609-4334
Joe Vazquez,
Wealth Management Solutions, LLC
8550 E Shea Blvd,
Scottsdale, AZ  85260
(480) 609-4334
Luke M. Johnson,
Legend Capital Group, Inc.
6710 N. Scottsdale Road Suite 240,
Scottsdale, AZ  85253
(480) 685-2932
Michael Gombrich,
Harnden MacLean Wealth Advisors
7992 W Thunderbird Rd,
Peoria, AZ  85381
(623) 972-3133
Jason Cowans,
Edelman Financial Engines, LLC
80 East Rio Salado Parkway,
Tempe, AZ  85281
(480) 428-4312
James Golichowski,
Edelman Financial Engines, LLC
3100 West Ray Road,
Chandler, AZ  85226
(480) 946-3626

Information on Qualified Financial Advisors in Cave Creek

Qualifications CRD# 2210739
FirmCRD# 144720
Series 65

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Flat Fee, Hourly


Office Location 7010 E. Chauncey Lane #130,
Phoenix,
AZ 
85054
Phone Number (888) 5624033

As a fee-only advisory firm, we guide clients on their best path to accumulating, retaining, and transferring wealth using strategies that are tailored to their unique goals. We provide straightforward professional advice that aims to enhance quality of life and leads to realistic, sustainable solutions. We serve as our clients financial advocate and fiduciary, striving to organize and simplify families financial lives in a way that maximizes their enjoyment of their wealth now and in the future.

About Alpha Fiduciary

Thank you for considering Alpha Fiduciary your trusted fiduciary advisor. We live in a dynamic, often scary world, so you'll take comfort that our core beliefs and adaptable investment philosophy were designed for the world we live in. Our experienced and credentialed professionals have personally managed money during the most volatile of times, including the Japanese asset price bubble (ca 1992), the "dot-com" bubble (ca 2000), the U.S. housing/derivatives bubble (ca 2008), and the three bear markets that followed these bubble collapses. We understand that the highest value we can bring to you is an intelligent, adaptable investment philosophy and a careful decision methodology to help you reach your financial goals and keep reactive behaviors in check. We are a fee-only advisory firm and feel we can best express the above beliefs through a "core/tactical" portfolio approach. Core assets include primarily those which provide ongoing exposure to the basic market trends at a low cost. Tactical assets follow a current theme that may play out to the investor's advantage and may even include a defensive posture in cash. We believe our approach provides a sensible blend between cost efficiency and the quest for higher returns. Our focused and experienced investment committee works hard to ensure that your portfolio continues to reflect your goals in various investment climates. Most important, however, we take the time to understand the complexities of your total financial picture so that we can tailor your portfolio to your individual circumstances, income/growth needs, and legacy planning goals.



Qualifications CRD# 5475549
FirmCRD# 170884
Series 65


Office Location 7010 E Acoma Dr,
Suite 101,
Scottsdale,
AZ 
85254
Phone Number (602) 6977657

Richard Oxford, a third-generation Arizonan, has had a blessed and interesting life. Accepted to the three Service Academies he applied to after high school, he eventually took a different path and graduated from Northern Arizona University. One of the highlights was running on the track team at Navy for two years. Tough times in the late 70's sent him to work with his father in construction, eventually working as everything from a field hand to a superintendent working throughout the Southwest. Tiring of the travel he moved into project management eventually rising to a senior level and managing many large projects including the Eifel Tower replica in Las Vegas. He finished his construction career as VP of Operations for a very large steel firm. Change call and he bought into one of the very first online colleges. Working as COO, he traveled to China and the Middle East in a business development role. He still has ownership. Finally, he found his place as a financial advisor. His favorite business of many that he has enjoyed.

About Richard Oxford Financial

Richard Oxford Financial is a boutique investment advisory firm based in Scottsdale Arizona. We help businesses and families with financial and insurance services using a personalized approach to growing wealth and minimizing your risk. Our consultive approach to retirement planning and business exit strategy helps you prepare and implement a plan to best meet your needs. Whether you need assistance with investment or retirement plan management, pension and social security planning, retirement income planning, insurance planning, wealth-transfer planning, long-term care planning/funding, or tax planning, we're here to help you, your family and heirs. Our motto is, "Plan Early and Plan Often!"



Qualifications CRD# 4542813
Series 6, 7, 63

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Commissions, Hourly


Office Location 6929 E Greenway Parkway #180,
Scottsdale,
AZ 
85254
Phone Number (480) 7197469

As CERTIFIED FINANCIAL PLANNER® Professionals, Kerina and Erica understand that people face unique challenges. With over 40 combined years of experience in the financial industry they have various experiences to complement their comprehensive planning approach. Each plan is tailor-made for a person's unique needs and circumstances. Their partnership began from shared values of integrity, excellent communication, hard work, honesty, & the desire to do the right thing for their clients. Erica has been helping clients achieve their financial goals with LPL since 2003. She started in the industry helping educators with their retirement planning needs. Since then 401k, 403b and IRA retirement planning have become a specialty of hers. Erica assists her clients in maintaining their desired lifestyle throughout the three stages of investing: Accumulation, Conservation, and Distribution. Erica enjoys servicing women investors and follows Dave Ramseys investment philosophy of investing. Kerinas goal of becoming a financial advisor started while in college. She obtained her B.A. in Finance to start her career in financial services. After several years in the industry and wanting to take that next step in her career, she went back to school to obtain her Masters in Business Administration before obtaining her registrations to become a Financial Advisor. While acting in the capacity of a Financial Advisor she has continued to increase her knowledge of the financial markets. In addition to having the required registrations to invest for clients she has studied and passed the exams to hold her series 9 & 10 with LPL Financial.

About G&G Wealth

G&G Wealth is a diversified and experienced team, founded by women, who strive to provide tailored, expert advice on all aspects of wealth management for a select group individuals, families, and businesses both locally and around the country. Our mission and passion is to become a trusted partner to our clients while guiding them through all stages of their financial lives.



Qualifications CRD# 2680280
FirmCRD# 127517
Series 65

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Flat Fee, Hourly


Office Location 8550 E Shea Blvd #130,
Scottsdale,
AZ 
85260
Phone Number (480) 6094334

About Wealth Management Solutions, LLC

If you are an entrepreneur with a business or are thinking about selling your business, a corporate executive with complex company benefits, a divorcee figuring out your finances, or just looking to retire soon, then my experience will be of benefit to you. Each type of client I work with has a unique set of circumstances and needs, but the common thread is a piece of mind you will get from having a professional manage your assets, provide financial planning expertise and ultimately maximize your wealth. Wealth Management is a combination Investment Management + Financial Planning. I will help you maximize your wealth by managing your investments, income tax planning, estate and gift planning, maximizing your company benefits (401(k), restricted stock, stock options, deferred compensation plans), and when income is needed turning your investments into a reliable income stream. To provide you with a consistent, high-quality level of service, we maintain only a select number of client relationships, and get to know your situation inside and out. This allows us to provide you with timely, personal advice. You can be confident in the advice we give, as we will happily put it in writing. As a client, you will receive detailed follow up emails after our meetings so we can ensure there is no question as to what we are recommending, and why.



Qualifications CRD# 4237649
FirmCRD# 127517
Series 7, 66

Compensation/Fee I am a Fee-Only financial professional, Based on Assets, Flat Fee, Hourly


Office Location 8550 E Shea Blvd,
Ste #130,
Scottsdale,
AZ 
85260
Phone Number (480) 6094334

I have been a financial advisor for 15 years. Previously, I worked for a large, well known national discount brokerage firm. Throughout my career I have incorporated my passion for helping others know and understand more about investing into a career which can lead to individuals and families accomplishing their life goals. People often don't discuss money, but as their trusted advisor, I enjoy the opportunity to have candid conversations that can shed light on how the wages of their hard work can end up working for them.

About Wealth Management Solutions, LLC

401k Rollover? You and I may have already met. After a decade of engaging with Fortune 500 companies and their employees to provide education and advice on their retirement plans, I have had the opportunity to speak with hundreds of clients across the country and assist them with their financial goals. Because I have been invited to review and advise on investments for many employers and their employees, there is a breadth of knowledge that many younger advisors and investment salesmen do not have. The 15 years of experience you see to the right of this paragraph --> ensures that you are working with a partner who has helped clients through some of the toughest markets and financial strains encountered in generations. We maintain only a select number of client and family relationships, and get to know your situation inside and out. I will help you maximize your wealth by making the most of your company benefits (401(k) plan, restricted stock, stock options, deferred compensation plans), by managing investments, through income tax planning, estate and gift planning, and when income is needed: by turning your investments into a reliable income stream. You can be confident in the advice we give, as we will happily put it in writing. As a client, you will receive detailed follow up emails after our meetings so we can ensure there is no question as to what we are recommending, and why. Our meetings are never just a review of your most recent statement.



Qualifications CRD# 3257008
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 6710 N. Scottsdale Road Suite 240,
Scottsdale,
AZ 
85253
Phone Number (480) 6852932

Luke M. Johnson is the Founder and Chief Executive Officer of Legend Capital Group, Inc. Prior to launching the firm in 2006, Luke began his career as a financial advisor in 1999 at Robert W. Baird and Northwestern Mutual in Kansas City, Missouri. While there, he excelled at designing customized wealth management and life insurance solutions for his clientele. Today, as a Senior Wealth Advisor, Luke specializes in tactical asset management, retirement income planning, and income tax reduction strategies. In addition, he is highly skilled at identifying and positioning alternative investments within client portfolios in an effort to increase asset allocation and reduce long-term volatility. These investments also can produce high levels of monthly income, which our clients have greatly appreciated. Luke has provided counseling on a wide range of financial matters, and today works closely with affluent individuals, families, private companies, and non-profit organizations in over 20 states. From strategic planning for long-term goals, to succession planning and wealth transfer, Luke brings a wealth of knowledge that encourages creative thought and visionary solutions. His honest and strategic advice has allowed his clients to successfully navigate the ever-changing financial markets for over 18 years. Lukes tax-efficient, investment recommendations are customized for each client and designed to specifically meet their objectives. His expertise allows his clients to feel a sense of confidence and peace of mind, while experiencing a level of best-in-class service that theyve come to expect and deserve.

About Legend Capital Group, Inc.

Our mission is to help our clients and their families achieve and maintain financial peace of mind - preserving the nest egg and wealth they have created and build a legacy for future generations. Our reputation for excellence is earned through the hard work of our highly experienced team who are focused exclusively on the planning of your financial future. As a highly-valued client, you can be certain that Legend Capital's is committed to providing the exceptional client service you expect and deserve. You will benefit from Legend Capital's holistic approach to long-term wealth management and comprehensive planning approach. We customize all investment recommendations for each client - No cookie-cutter portfolios! Our clients come first in everything we do. This shows in the relationships we have built over the years, along with the service we provide to each individual client. I look forward to speaking with you. Thank you, -Luke M. Johnson



Qualifications CRD# 6153485
FirmCRD# 6363
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 7992 W Thunderbird Rd,
Suite 110,
Peoria,
AZ 
85381
Phone Number (623) 9723133

Mike Gombrich is a Financial Planner in Peoria, AZ. He has been doing financial planning for almost 6 years and investment management and analysis for 10 years. He is an Accredited Portfolio Manager and a Best Selling author of a personal finance book for Millennials. In 2018, Mike was nominated for the Forbes' List for Top Millennial Wealth Advisors in the country. Mike started his career at Merrill Lynch but left after a few years because he didn't like some abusive sales practices they developed. He found a home at Ameriprise Financial with the largest independent franchise in Arizona. Our team has over 75 years of experience in investments, insurance, tax preparation, retirement income, and estate planning needs. Our Senior Partner and founder, Stephen Harnden, is one of Barron's Top Advisors in the country for the past 3 years. As fiduciaries, we promise to always do the best and right thing for you, even if it means telling you we can't help.

About Harnden MacLean Wealth Advisors

We help our clients achieve their dreams for today, tomorrow, and well into the future using our exclusive Confident Retirement® approach. It starts with a personalized conversation about covering essentials, ensuring lifestyle, preparing for the unexpected and leaving a legacy. By breaking your financial goals down into doable steps, we can help take the uncertainty out of planning for your financial future. Take a few minutes now for a quick confidence check. We're here to help you live the life you've earned. When you have the right financial advisor, life can be brilliant.



Qualifications CRD# 4198418
FirmCRD# 104510
Series 7, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 80 East Rio Salado Parkway,
Suite 801,
Tempe,
AZ 
85281
Phone Number (480) 4284312

Joined Edelman Financial Engines in 2011. Began his career in the financial services industry in 2000. Earned the Chartered Financial Consultant and Certified Financial Planner certification(s). Bachelor's degree in Math from the University of Arizona.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4777918
FirmCRD# 104510
Series 7, 26, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 3100 West Ray Road,
Suite 201,
Chandler,
AZ 
85226
Phone Number (480) 9463626

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 2003. Successfully completed the Series 7, 26 and 65 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelors of Science in Electrical Engineering from Penn State University. Married to Teresa and has 2 children. Enjoys exercise, movies, reading, home improvement projects, volleyball, travel and the beach.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.