Jason Smith

1003084

AZ, WA, CO, FL, CA, KS, SC, VA, NV, UT, IN, MI

6

Many of my clients are educators or from the healthcare sector. My goal and focus is to serve them with timely information and do my best to make clients feel their accounts are in good hands. Ideally, we want to limit risk and take advantage of bargains and good opportunities in the marketplace. As a independent Certified Financial Planner®, I do not have quotas to meet or proprietary products to sell.

Individual Investors, Businesses

Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Wealth Management

Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Casualty, Disability, Property

Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs)

Email, Your Office, Phone, Video Conference, Your Home, Our Office

Fee-Based

$20000

Based on Assets, Commissions

0.65%

For IRA's and taxable managed accounts, my fee is 0.5%. The platform fee is 0.15%. The total is 0.65% per year and is charged on a quarterly basis. Assets are held at Fidelity or Schwab.

For employee retirement plans, we can offer 403b and 457 plans with a custodial fee of 0.2%. No minimum for retirement plan accounts.

0.65% (0.5% +0.15%)

200

150

200

Upon Request

Yes