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Find Top Financial Advisors in Brea


WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Brea. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisor in Brea

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Financial Advisors in Brea, California
Financial Advisor Office Location Phone Number
Brad Maurer,
Edelman Financial Engines, LLC
2400 E Katella Ave,
Anaheim, CA  92806
(424) 903-7477
Matthew Pixa,
My Portfolio Guide, LLC
3020 Old Ranch Parkway,
Seal Beach, CA  90740
(888) 474-8433
Robert Nevarez,PFP,
HN Financial Group
650 Town Center Dr.,
Costa Mesa, CA  92626
(310) 634-4646
Corey Fast,
Edelman Financial Engines, LLC
600 Anton Blvd,
Costa Mesa, CA  92626
(714) 841-0982
Rick Donnelly,
Edelman Financial Engines, LLC
2040 Main Street,
Irvine, CA  92614
(949) 705-5960
Jim Young Managing Vice President,
LPL Financial
2601 Main Street #200,
Irvine, CA  92614
(949) 536-2096
Cheri Franklin, CFP®, AIF®, CRPC®,
Clarity Capital Advisors
100 Spectrum Center Drive,
Irvine, CA  92618
(800) 345-4635
John Sperger,
Edelman Financial Engines, LLC
150 South Los Robles Avenue,
Pasadena, CA  91101
(626) 788-5025
Simon Reeves,
TideRock Financial
30 Enterprise, Suite #190,
Aliso Viejo, CA  92656
(877) 433-3665
Mark Higginbotham,
Edelman Financial Engines, LLC
21515 Hawthorne Blvd,
Torrance, CA  90503
(424) 903-7477
Rachel Vivian,
Edelman Financial Engines, LLC
1960 E. Grand Ave.,
El Segundo, CA  90245
(424) 230-7438
Zain Griffith,
Dash Investments
9701 Wilshire Blvd,
Beverly Hills, CA  90212
9701 Wilshire Blvd.,
Beverly Hills, CA  90212
(424) 302-3423
(415) 748-9181
Paul Taghibagi, CFP®,
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
(310) 712-2323
Theodore E. Saade CFP®, AIF®, CMFC,
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
(310) 712-2356
Anthony Masterson,
Edelman Financial Engines, LLC
12100 Wilsure Blvd.,
Los Angeles, CA  90025
(424) 365-6153
James Selu,
Edelman Financial Engines, LLC
21550 Oxnard Street,
Woodland Hills, CA  91367
(818) 857-4855

Information on Qualified Financial Advisors in Brea

Qualifications CRD# 2737876
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee Fee Based Only - No Commissions, Hourly


Office Location 2400 E Katella Ave,
Suite 800,
Anaheim,
CA 
92806
Phone Number (424) 9037477

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 1996. Successfully completed the Series 6, 7, 63, and 66 examination(s) administered by FINRA. Earned the Certified Investment Management AnalystSM (CIMA®) certification(s). Bachelor of Science in Business Administration with a minor in Finance from Shippensburg University of Pennsylvania. Married to Andrea and they have two dogs; Reeses and Chewie. Enjoys traveling, scuba diving, golf, and cooking. Him and his wife have traveled to Asia, Australia, Europe and South America.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 153188
FirmCRD# 153188
Series 65

Compensation/Fee I am a Fee-Only financial professional, Based on Assets


Office Location 3020 Old Ranch Parkway,
Suite 300,
Seal Beach,
CA 
90740
Phone Number (888) 4748433

About My Portfolio Guide, LLC

Every financial advisor should differentiate itself from the competition…but how many truly do? As mentioned on our Welcome page, My Portfolio Guide promises to improve your current portfolio and how it’s being managed. Any prudent consumer should shop around and we actually encourage you to do so. What you’ll find is that no other financial services firm can beat the combination of our ethics, portfolio discipline, and fee structure. If you find one, tell us! Along with this promise to you, here is what sets us apart: NO HIDDEN COMMISSIONS OR FEES (FEE-ONLY COMPENSATION) A FIDUCIARY OBLIGATION PUTTING THE CLIENTS INTERESTS FIRST (ask your current advisor to provide this in writing…we will) INDEPENDENCE FROM ANY WALL STREET FIRM, INSURANCE, OR INVESTMENT COMPANY FULL DISCLOSURE ENSURING ZERO CONFLICT OF INTEREST LOWEST FEE SCHEDULE FOR CUSTOMIZED INVESTMENT GUIDANCE ONE POINT OF CONTACT YET SUPPORTED BY A WORLD CLASS INSTITUTIONAL SERVICE TEAM ACCESS AND DELIVERY OF UNBIASED RESEARCH COUPLED WITH A CUTTING EDGE TECHNOLOGY PLATFORM A WRITTEN AND PERSONALIZED INVESTMENT POLICY STATEMENT FOR EACH CLIENT PERSONALIZED PORTFOLIO MODELS ENGINEERED AROUND YOUR RISK TOLERANCE AND GOALS INVESTMENT AND RISK MANAGEMENT DECISIONS DRIVEN BY STRATEGIC AND TACTICAL ASSET ALLOCATION CUSTOMIZED INVESTMENT GUIDANCE ; NO PASSIVE “BUY AND FORGET” OR BOILERPLATE SOLUTIONS PERIODIC INVESTOR EDUCATION SERIES FOR EXTENDED FAMILY, FRIENDS, AND COLLEAGUES ULTRA RESPONSIVE, SEAMLESS, ONE-STOP WORLD CLASS SERVICE So….Why My Portfolio Guide? Ask yourself if your advisor addresses and meets ALL of the above criteria?



Qualifications CRD# 4039930
FirmCRD# 141238
Series 6, 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Flat Fee, Hourly, Subscriptions


Office Location 650 Town Center Dr.,
# 1400,
Costa Mesa,
CA 
92626
Phone Number (310) 6344646

About HN Financial Group

Here at HN Financial Group, we have a combined 38 years of industry experience, and our partnership allows us to bring a fresh, innovative approach to financial planning. We strive to shake off the limited thought processes of other firms and try to address our clients’ needs with a fine touch, precisely and proactively making changes and adjustments to their portfolios in order to both protect their assets and increase their financial worth. Our priority is to help people retire with confidence, and we love doing it. Led by partners Robert Nevarez and Gali Horev, the HN Financial team has helped hundreds of clients with their short- and long- term financial goals, individualizing our process to their specific needs. If there is anything we’ve come to understand about wealth management, it’s that every client is unique in their expectations and that their goals and needs can – and often do – change quickly and unexpectedly. Every HN associate is well prepared for the challenge, primed and ready to serve, poised to take advantage of every opportunity while acting as guardians to our clients and their wealth. We look forward to changing the way our clients think about portfolio management and the financial industry, utilizing both state-of-the-art technology and tried-and-true tricks of the trade. We’re excited about the possibilities; we want you to be too.



Qualifications CRD# 4866465
FirmCRD# 104510
Series 6, 7, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 600 Anton Blvd,
Suite 1750,
Costa Mesa,
CA 
92626
Phone Number (714) 8410982

Joined Edelman Financial Engines in 2015. Began his career in the financial services industry in 2005. Earned the Certified Financial Planner certification(s). Bachelor's degree in Technology from Bowling Green State University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4378370
FirmCRD# 104510
Series 7, 31, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 2040 Main Street,
Suite 150,
Irvine,
CA 
92614
Phone Number (949) 7055960

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 2001. Successfully completed the Series 7, 31, and 66 examination(s) administered by FINRA. Rick grew up in New York, but has lived in Newport Beach CA for 15 years. Married and has three children. In his free time he enjoys playing golf and tennis.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4355599
FirmCRD# 281597
Series 6, 7, 24, 51, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Subscriptions


Office Location 2601 Main Street #200,
Irvine,
CA 
92614
Phone Number (949) 5362096

Jim comes from a diverse background in the hospitality industry focusing as a chef in restaurants and hotels. This training has helped Jim transition into the financial services industry because what he liked most about cooking was making people happy. Mr. Young graduated from the Culinary Institute of America in Hyde Park, New York in 1983 and moved to southern California shortly thereafter to complete his culinary training in some of the finest restaurants in the country. In 2001, Jim wanted to transition into another career that could offer him the opportunity to help people on a more personal level. He determined that the financial services industry was best suited to help him achieve this goal and that the newly-formed firm of Trilogy matched his philosophy. He is now the Managing Vice President of the Irvine Branch. He is also a Registered Principal affiliated with LPL Financial with which he holds Series 6, 7, 24, 51, and 63 registrations. He holds the series 65 registration with Trilogy Capital and also holds life and health agent licenses. Jim utilizes his many years of team-oriented leadership developed while working in the kitchen to help him build his team at Trilogy. A native of Western New York Jim now lives with his wife, Holly, in Laguna Niguel. His hobbies include sailing, cooking, wine tasting, history and book collecting.

About LPL Financial

Financial Decisions are our business Let's face it. You can buy investments anywhere. You can find volumes of advice online. Why hire a Trilogy Financial advisor? Since 1999, we have been helping financially-conscious Americans sort through the fog of investments, insurance and personal finance. With our thorough DecisionCoach process, we can help you get clarity on your highest priorities and then organize a decision plan to chart the path from here to there. WHEREVER YOUR STORY TAKES YOU, TRILOGY IS THERE. Jim Young is a registered representative for LPL Financial. Securities offered through LPL Financial, member FINRA/SIPC. For hyperlinks to FINRA and SIPC please see the "Research This Advisor" section below. Investment advice offered through Trilogy Capital, Inc., a registered investment advisor. Trilogy Financial and Trilogy Capital,Inc. are not affiliated with LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA



Qualifications CRD# 2012690
FirmCRD# 282405
Series 65

Compensation/Fee I am a Fee-Only financial professional, Flat Fee


Office Location 100 Spectrum Center Drive,
Suite 900,
Irvine,
CA 
92618
Phone Number (800) 3454635

Cheri Franklin, President of Clarity Capital Advisors, is a credentialed, fiduciary wealth advisor and a CERTIFIED FINANCIAL PLANNER® (CFP) professional with over 25 years of financial experience. She founded Clarity to address the concerns of many investors who view financial advisors as merely salespeople peddling commission-based investment products and/or charging high fees (e.g. 1% of the assets they manage). In most cases, these investors are correct and need to be mindful when seeking the guidance of a new advisor. Cheri advises individuals, couples, and retirement plans for small and mid-sized companies. She is the first point of contact for our new clients. She enjoys working with our clients to establish attainable goals, particularly with respect to retirement and college planning. She ensures that our clients' asset allocations are consistent with their goals and engages in ongoing communication with each client and their designated estate planning and financial (e.g., accountant) professionals. She oversees the daily operations of the firm and negotiates contracts with our providers to ensure our clients have access to the highest quality investment platforms at a fair price. EDUCATION: Pepperdine University, B.S. in Management CREDENTIALS: CERTIFIED FINANCIAL PLANNER Professional Accredited Investment Fiduciary Chartered Retirement Planning Counselor

About Clarity Capital Advisors

Clarity Capital Advisors is a fee-only Registered Investment Advisor (RIA) firm legally bound by the fiduciary standard of care. True to our name, Clarity, we believe you are entitled to honesty, full transparency in advisory and investment fees, and investment advice that is free from the conflicts of interest found in many fee-based financial firms. You can trust your financial assets in the care of a team of highly credentialed, fee only fiduciary wealth advisors with over 50 years of financial experience. Our clients benefit from an array of fiduciary wealth services including financial planning such as retirement planning, college planning, and income strategies combined with low-cost investment (asset) management for one simple and straightforward flat advisory fee. Our designations include CERTIFIED FINANCIAL PLANNER®(CFP) and Chartered Financial Analyst (CFA), key certifications for financial and investment professionals. Fee-only means our only form of compensation is the flat fee we charge for our services. We do not recommend any investments with sales commissions, surrender charges, or hidden fees, such as mutual fund 12b-1 fees. We are not brokers or affiliated with a broker-dealer. Therefore, we do not offer any proprietary investment products. This enables us to be truly unbiased and objective in our investment recommendations. Being fee-only means we've eliminated the conflicts of interest associated with fee-based advisors. We would love to share with you the benefits of working with our team of credentialed, fiduciary wealth advisors. We work with clients nationwide. Call Clarity Capital Advisors today!



Qualifications CRD# 4808720
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 150 South Los Robles Avenue,
Suite 880,
Pasadena,
CA 
91101
Phone Number (626) 7885025

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 2005. Earned the Certified Financial Planner certification(s). Bachelor's degree in Economics from Villanova University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 2835991
FirmCRD# 155622
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Flat Fee, Hourly


Office Location 30 Enterprise, Suite #190,
Aliso Viejo,
CA 
92656
Phone Number (877) 4333665

Simon brings 20 years of investment experience to his role as Founder and Chief Executive Officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax-efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys. Simon currently serves on the Board of Directors of Saddleback Memorial Foundation. As a member of the Board's Investment Committee, he helps one of Orange County's leading non-profit hospital systems to invest its substantial portfolio and further its mission. Prior to becoming an independent wealth manager, Simon was the Founder and President of his own options trading company on the floor of the American Stock Exchange in New York. There he generated significant profits utilizing risk-averse trading strategies, eventually expanding his company to include traders on the floors of the American Stock Exchange, Chicago Board of Trade and Philadelphia Stock Exchange. Born and raised in New York City, Simon holds a B.A. degree from the University of Michigan with an emphasis on global economics.

About TideRock Financial

Simon brings 20 years of investment experience to his role as founder and chief executive officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys.



Qualifications CRD# 1524917
FirmCRD# 104510
Series 7, 8, 24, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 21515 Hawthorne Blvd,
Suite 580,
Torrance,
CA 
90503
Phone Number (424) 9037477

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 1989. Successfully completed the Series 7, 8, 24, 63, and 65 examination(s) administered by FINRA. Received graduate degree in Economics from De Paul University. Married to Linda and has two children. Mark enjoys hiking, biking, X-C skiing, baseball and having dinners with family and friends.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5034679
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 1960 E. Grand Ave.,
Suite 720,
El Segundo,
CA 
90245
Phone Number (424) 2307438

Joined Edelman Financial Engines in 2015. Began her career in the financial services industry in 2003. Earned the Certified Financial Planner certification. Bachelor's degree in Business Administration in Personal Financial Planning from Western Michigan University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5741663
Series 63, 65

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 9701 Wilshire Blvd,
Suite 1000,
Beverly Hills,
CA 
90212
Phone Number (424) 3023423

Office Location 9701 Wilshire Blvd.,
Suite 1000,
Beverly Hills,CA  90212
Phone Number (415) 7489181

About Dash Investments

Dash Investments is a fee-only independent investment firm recently ranked by "Money Magazine" as one of the top financial advisory firms in the country. We offer comprehensive financial planning, retirement planning and asset management services. Our firm is built on the philosophy that each client deserves individual attention and proactive service. We want to be a partner in your success.



Qualifications CRD# 2075689
FirmCRD# 468
Series 6, 7, 22, 24, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 2121 Avenue of the Stars,
Suite 1600,
Los Angeles,
CA 
90067
Phone Number (310) 7122323

About Signature Estate & Investment Advisors, LLC

Welcome to Signature Estate & Investment Advisors, LLC Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client Confidential, unbiased, high quality financial advice is the core of our wealth management strategies



Qualifications CRD# 2650992
FirmCRD# 108163
Series 6, 7, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Hourly


Office Location 2121 Avenue of the Stars,
Suite 1600,
Los Angeles,
CA 
90067
Phone Number (310) 7122356

About Signature Estate & Investment Advisors, LLC

Welcome to Signature Estate & Investment Advisors, LLC Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client Confidential, unbiased, high quality financial advice is the core of our wealth management strategies



Qualifications CRD# 104510
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 12100 Wilsure Blvd.,
8th Floor,
Los Angeles,
CA 
90025
Phone Number (424) 3656153

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 2002. Successfully completed the Series 7 and 66 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s) and the Accredited Asset Management SpecialistSM (AAMS®) designation(s). Bachelor's degree in Psychology from UCLA. Married to Tatiana. Anthony enjoys swimming, hiking, playing guitar, and is a live music enthusiast.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5492468
FirmCRD# 104510
Series 7, 9, 10, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 21550 Oxnard Street,
Suite 950,
Woodland Hills,
CA 
91367
Phone Number (818) 8574855

Joined Edelman Financial Engines in 2015. Began his career in the financial services industry in 2008. Earned the Certified Financial Planner certification(s). Bachelor's degree in International Relations from Brigham Young University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



List of Additional Financial Advisors in or around Brea, California
Kirby Wealth Management, Inc. Brea, CA
Brookstreet Securities Corporation Fullerton, CA

Select other cities around Brea, California to broaden your search for a financial advisor