Free match service | No obligation to hire
Personalized advice for
Portfolio Size of 100K and
above
FINRA/SEC Registered Advisors
Quality: All Advisors undergo strict screening to be part of our match network.
Accuracy: We match you to vetted advisors that closely align with your needs.
Simplicity: Our matching system is free and easy to use and takes less than 5 minutes to complete your request.
Confidentiality: Your privacy is important to us. Your information will only be provided to the advisors matched to you.
Your service helped us connect with Brian who had clients similar to our situation.
Former advisor put our cash in a cookie-cutter investment plan and we wanted to find alternative options...
Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc., that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Carlsbad
has
11
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from. These financial advisors in
Carlsbad,
California
have an average of
14
years of experience.
NOTE: The list of vetted financial
advisors in
Carlsbad,
California
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Carlsbad, California.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| Not Disclosed | Not Specified | Not Specified | Fee-Based | |
| Not Disclosed | $205,600,000,000 | Not Specified | Fee-Only | |
| Not Disclosed | $0 | Not Specified | Not Specified | |
|
Ryan Gunn, CFP®
CEPA®, CFP® WEALTHCARE ADVISORY PARTNERS DBA GUNN FINANCIAL ASSOCIATES 1010 S El Camino Real, Suite 203, San Clemente, CA 92672 |
18 Years | $140,000,000 | $1,000,000 | Fee-Based |
| 16 Years | $1,000,000,000 | $100,000 | Fee-Only | |
| Not Disclosed | $6,292,814,320 | Not Specified | Fee-Only | |
| 5 Years | Not Specified | $0 | Fee-Based | |
|
Edelman Financial Engines, LLC
600 Anton Blvd., Suite 1750, Costa Mesa, CA 92626 2400 E. Katella Ave., Anaheim, CA 92806 |
Not Disclosed | $205,600,000,000 | Not Specified | Fee-Only |
|
Andrew Chabot
MBA, CFP® RANCHO WEALTH MANAGEMENT 11810 Sebastian Way Suite 105, Rancho Cucamonga, CA 91730 |
15 Years | Not Specified | $100,000 | Fee-Based |
|
Jarret Rodriguez-Conklin
CIMA®, ChFC® HOMESTEAD WEALTH MANAGEMENT 413 East Foothill Boulevard, Suite 100, San Dimas, CA 91773 |
19 Years | $67,000,000 | Not Specified | Fee-Based |
Qualifications
CRD# 6379220
Firm CRD# 8733
Series 6, 7, 63, 65
Compensation/Fee Fee-Based
Office Location
2173 Salk Ave,
Suite 250 #42,
Carlsbad,
CA
92008
Phone Number
760-930-7629
As a Financial Planner at Prudential, I lead a dedicated team focused on helping individuals, families, and business owners pursue long-term financial confidence. At Prudential, we provide financial strategies that grow with you— whether you're building wealth, preparing for retirement, or planning your legacy. No two people are the same. Working with business owners and families to provide peace of mind and reach your goals is what energizes us. Let's start a conversation to: > Build and protect your wealth with a personalized financial strategy > Collaborate with your estate and tax advisors to help identify opportunities for tax-efficient growth that aligns with your financial goals > Plan for retirement and design a legacy plan aligned with your values A journey of a thousand miles begins with a single step... Lao Tzu Click HERE To Learn More About Serena Kim
Prudential Advisors is a renowned financial services leader with a rich history of helping individuals and institutions pursue financial security and prosperity. We are dedicated to providing comprehensive financial planning and advisory services. Our mission is to help individuals, families, and businesses achieve their financial goals through personalized and strategic financial solutions.
Qualifications
Firm CRD# 104510
Compensation/Fee Fee-Only, Based on Assets
Office Location
3570 Carmel Mountain Road,
Suite 450,
San Diego,
CA
92130
Phone Number
877-208-7414
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Today, we are America's top independent investment advisory firm as recognized by Barron's1 (September 2024, based on data within a 12-month period). With 143+ offices across the country and 1.3 million clients (as of September 30, 2024), we manage more than $300 billion in assets. 1.The Barron's 2024 Top 100 RIA Firms list, a ninth-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics. Firms elect to participate but do not pay to be included in the ranking. Ranking awarded each September based on data within a 12-month period. Investor experience and returns are not considered.
Qualifications
Firm CRD# 153184
Compensation/Fee Based on Assets
Office Location
12348 High Bluff Drive,
Suite 200,
San Diego,
CA
92130
Phone Number
844-249-6534
Stratos Private Wealth is a boutique wealth management group that offers a unique combination of financial planning, life coaching, and investment management. Our team of professionals is dedicated to helping clients transform their financial plans from uncertain, disorganized, and passive to a journey with an ever-present guide. We proactively provide innovative ideas and watch for blind spots, enabling you to make the most of your finances and shift your focus back to the things you love most. At Stratos Private Wealth, we specialize in working with busy professionals with equity compensation, business owners, and individuals seeking to delegate financial planning and investment management to advisors with expertise and training in the unique challenges of affluent families.
Advisory Services Provided:
Financial Planning, Portfolio Management, Financial Planning for Individuals, Financial Planning for Businesses
Qualifications
CRD# 5326196
Firm CRD# 171976
Compensation/Fee Fee-Based, Flat Fee, Based on Assets
Office Location
1010 S El Camino Real, Suite 203,
San Clemente,
CA
92672
Phone Number
888-902-5999
Ryan is a Wealth Advisor at Gunn Financial Associates, serving clients since 2008. He earned his Finance degree from the David Eccles School of Business at the University of Utah and completed his CFP® education at Boston University. With his firm, Ryan provides comprehensive wealth planning services designed to safeguard and enhance your financial resources. He crafts personalized, flexible financial roadmaps that evolve with market conditions and your unique needs, ensuring every aspect of your financial life is aligned. For business owners preparing to exit, Ryan offers specialized expertise in strategic exit planning, including succession, valuation, and tax-efficient strategies. High-net-worth individuals nearing retirement also benefit from his focus on sustaining income, optimizing wealth, and preserving legacies. Whether transitioning from a business or into retirement, Ryan empowers you with the insights needed for a prosperous future.
Gunn Financial Associates provides financial planning, retirement, and investment services to high net worth individuals, families, and business owners. With over 40 years of experience, we help you achieve your financial goals through strategic investment management, retirement planning, tax optimization, and asset protection.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
CRD# 5621699
Firm CRD# 284656
Compensation/Fee Fee-Only, Based on Assets
Office Location
12555 High Bluff Dr,
Ste 210,
San Diego,
CA
92109
Phone Number
619-480-1413
Erick is a United States Marine Corps veteran, a graduate of Pepperdine University with a Bachelor of Science in Management, and a Certified Financial Planner™ with over a decade of experience helping clients navigate important financial decisions. One of Erick's core values is striving to ensure clients make good financial decisions and understand the "why" behind those decisions. He simplifies market principles, explains their impact on each client's situation, and presents clear options for moving forward. Erick's goal is to ensure clients have a clear understanding of their financial roadmap and confidence during natural market changes and conditions. Another important aspect of working with Erick is his commitment to transparency, maintaining a high level of responsiveness to client communications, and developing meaningful long-term relationships with clients. These shared values are some of the many reasons Erick decided to join the Strong Valley team in 2024. Erick and the Strong Valley team believe deep client relationships contribute to a natural focus on providing clients with relevant information so they can make better decisions. One of the most rewarding things for Erick is seeing clients fulfill their retirement and financial goals. Erick is an active member of the Financial Planning Association and enjoys playing golf and beach volleyball in his spare time.
At Strong Valley we adhere to core values that we believe are vital to the success of clients, and by extension the success of our firm. Every member of the Strong Valley community including our team members, professional partners, and affiliates share these same values and commitments. Our Core Values -We believe that when you genuinely care about people your motivation goes beyond just looking out for their best interests, it means ensuring that clients realize the tangible financial benefits of our being there for them every step of the way. -Client relationships and loyalty are built over time - not transactions. -Profits should only come over time and that our profitability should be structured and aligned with our client's success. -Everything that matters to a client matters to us, and we are never "off the clock" when it comes to making our client's lives better. -We believe in taking a long-term view of our client's success, and that means ensuring that we are around to help clients through the entire journey.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Qualifications
Firm CRD# 144316
Compensation/Fee Fee-Only, Flat Fee, Based on Assets
Office Location
3131 Camino del Rio N,
Suite 1550,
San Diego,
CA
92108
Phone Number
619-814-4100
Pure Financial Advisors, LLC is a fee-only Registered Investment Advisor providing comprehensive retirement planning services and tax-optimized investment management. A pure business model was the vision, and Pure Financial Advisors became the reality. Doors opened for business in 2007 with no clients, negative revenue, and zero assets under management. Within just seventeen years of the firm's opening, Pure Financial surpassed $6.29 billion in client assets under management (as of March 25, 2024) and is currently helping over 4,975 clients plan for their future. The foundation of Pure's planning is rooted in decades of time-tested research. Pure Financial looks to data backed by the science of capital markets to form our strategies. As the world continues to evolve, Pure continues to learn. Pure Financial puts education at the core of everything we do. We strive to be a financial resource that people can turn to when they need a helping hand. Pure Financial collaborates with leading academics to provide education on financial strategies that work in the real world. Join us at our next educational event or talk to an advisor today to find out how we can help you reach your financial goals.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Qualifications
CRD# 7132490
Firm CRD# 8733
Series 7, 55, 66
Compensation/Fee Fee-Based, Based on Assets
Office Location
6935 Cowles Mountain Blvd,
San Diego,
CA
92119
Phone Number
619-246-7365
Born and raised in San Diego (La Mesa to be more specific). I am the father to 4-year-old triplets. I enjoy surfing, camping, and spending time with my family As a financial advisor, my goal is to help families work toward their financial dreams with a personal, down-to-earth approach. I'm here to guide you in building a strong financial foundation that can give you confidence and lasting security. By getting to know your unique goals and dreams, we'll work together to create a plan that helps you aim for the future you've always wanted.
Prudential Advisors is a renowned financial services leader with a rich history of helping individuals and institutions pursue financial security and prosperity. We are dedicated to providing comprehensive financial planning and advisory services. Our mission is to help individuals, families, and businesses achieve their financial goals through personalized and strategic financial solutions.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 104510
Compensation/Fee Fee-Only, Based on Assets
Office Location
600 Anton Blvd.,
Suite 1750,
Costa Mesa,
CA
92626
Phone Number
877-208-7414
Office Location
2400 E. Katella Ave.,
Suite 910,
Anaheim,CA 92806
Phone Number
877-208-7414
Since 1986, Edelman Financial Engines has been committed to always acting in the best interests of our clients. We were founded on the belief that all investors - not just the wealthy - deserve access to personal, comprehensive financial planning and investment advice. Today, we are America's top independent investment advisory firm as recognized by Barron's1 (September 2024, based on data within a 12-month period). With 143+ offices across the country and 1.3 million clients (as of September 30, 2024), we manage more than $300 billion in assets. 1.The Barron's 2024 Top 100 RIA Firms list, a ninth-year ranking of independent advisory firms, is qualitative and quantitative, including assets managed by the firms, technology spending, staff diversity, succession planning and other metrics. Firms elect to participate but do not pay to be included in the ranking. Ranking awarded each September based on data within a 12-month period. Investor experience and returns are not considered.
Qualifications
CRD# 4622383
Firm CRD# 10205
Series 6, 7, 24, 26, 63, 65
Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Office Location
11810 Sebastian Way Suite 105,
Rancho Cucamonga,
CA
91730
Phone Number
858-784-1513
Andrew Chabot has been in the financial services industry for over 15 years. Andrew is a CERTIFIED FINANCIAL PLANNER™ professional and takes pride in helping his clients pursue their goals in life. He specializes in growing and preserving his client's wealth and helps his clients make better decisions. Andrew earned his BA in Marketing and has also earned an MBA. He currently holds FINRA Series 6, 7, 24, 26, 63 and 65 FINRA registration as well as Life / Health / Property and Casualty Insurance licenses.
I am a local, independent, CERTIFIED FINANCIAL PLANNER and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.
Qualifications
CRD# 4977996
Firm CRD# 6413
Series 7, 63, 66
Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets
Office Location
413 East Foothill Boulevard, Suite 100,
San Dimas,
CA
91773
Phone Number
909-667-0587
I am proud to call myself a Peekskill native, born and raised just 45 minutes north of New York City and a short drive from West Point (USMA). After graduating from Hendrick Hudson High School, I followed my dream of serving my country by becoming a United States Marine. I proudly served from 1999 to 2006, including during Operation Iraqi Freedom. Upon an honorable discharge, I transitioned to a new chapter in Southern California, beginning my financial career at Morgan Stanley. In 2005, I joined Bank of America Investment Services (now Merrill Lynch), and in 2009, I moved to Wells Fargo Advisors, where I had the honor of serving clients for over a decade. Currently, I bring my expertise as a comprehensive Financial Advisor, holding both the Chartered Financial Consultant® (ChFC®) designation from The American College of Financial Services and the Certified Investment Management Analyst® (CIMA®) designation, taught by the Yale School of Management and administered by the Investment Management Consultants Association®. My financial planning services include: In today's busy world, clients are looking for different ways to engage with financial professionals. Some clients would like help with investment management, while others are focused on financial planning questions. When should I file for social security benefits, manage my 401k, what benefits package should I choose. These are a few of the questions that individuals have. We can simplify what seems complex by offering clients options on how they work with us at Homestead Wealth Management. As an independent boutique wealth management firm, we offer a personalized experience for those looking to develop a trusted relationship. Our clients will never feel as if they are small fish in a big pond.
Advisory Services Provided: Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Advice & Consulting, Investment Advice & Management
About
Homestead Wealth Management
The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.
| Firm Name | No. of Advisors | No. of Clients | AUM | Fee Structure |
|---|---|---|---|---|
| 1 | 45 | $16,949,000,000 | A percentage of AUM, Fixed fees
|
|
| 78 | 24090 | $6,470,763,788 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based
|
|
| 9 | 32 | $3,584,334,392 | A percentage of AUM, Performance Based
|
|
| 17 | 1002 | $977,894,615 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 7 | 1612 | $687,000,000 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 5 | 1170 | $362,311,582 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 5 | 210 | $208,516,000 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 4 | 730 | $204,392,308 | A percentage of AUM, Fixed fees
|
|
| 2 | 462 | $164,442,897 | A percentage of AUM, Hourly charges, Fixed fees
|
|
MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION
2888 Loker Avenue East, Suite 318, Carlsbad, CA 92010 |
4 | 153 | $146,894,154 | A percentage of AUM
|
| 4 | 387 | $124,400,796 | A percentage of AUM, Hourly charges
|
|
| 4 | 287 | $103,482,628 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 5 | 381 | $73,309,543 | A percentage of AUM, Hourly charges, Fixed fees
|
|
| 5 | 0 | $0 | A percentage of AUM
|
Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.
Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.
A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
