VETTED

Serena Kim

Tel: 760-930-7629 2173 Salk Ave Suite 250 #42 Carlsbad, CA 92008

About Serena Kim

As a Financial Planner at Prudential, I lead a dedicated team focused on helping individuals, families, and business owners pursue long-term financial confidence.

At Prudential, we provide financial strategies that grow with you— whether you're building wealth, preparing for retirement, or planning your legacy. No two people are the same. Working with business owners and families to provide peace of mind and reach your goals is what energizes us.

Let's start a conversation to:

> Build and protect your wealth with a personalized financial strategy

> Collaborate with your estate and tax advisors to help identify opportunities for tax-efficient growth that aligns with your financial goals

> Plan for retirement and design a legacy plan aligned with your values

A journey of a thousand miles begins with a single step... Lao Tzu

Click HERE To Learn More About Serena Kim

About Prudential

Prudential Advisors is a renowned financial services leader with a rich history of helping individuals and institutions pursue financial security and prosperity.

We are dedicated to providing comprehensive financial planning and advisory services. Our mission is to help individuals, families, and businesses achieve their financial goals through personalized and strategic financial solutions.

See Disclosures

General Information

CRD#:

6379220

Firm CRD#:

8733

Qualifications & Memberships

Securities Licenses:

Series 6, Series 65, Series 7, Series 63

Compensation and Fees

Fee Structure:

Fee-Based

Preferred meeting methods

I provide a free initial consultation:

Yes

Disclosures

Securities and investment advisory services offered through LPL Enterprise, a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial.

Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.

Pursuant to a strategic relationship among Prudential, LPL Enterprise, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPL Enterprise and LPL Financial are not affiliated with Prudential.

The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf