There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Elk Grove
has
11
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
22
non-vetted advisors in your local area. These financial advisors in
Elk Grove, California
have an average of
16
years of experience.
NOTE: The list of financial
advisors in
Elk Grove, California
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Elk Grove, California.
Qualified Financial Advisors in Elk Grove, California | ||||
---|---|---|---|---|
Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
Kevin Duffy
CFP®, MSF ALLWORTH FINANCIAL 8775 Folsom Blvd Suite 100, Sacramento, CA 95826 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Ted Smalling
CFP®, MBA ALLWORTH FINANCIAL 8775 Folsom Blvd Suite 100, Sacramento, CA 95826 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Tad Doughty
ChFC®, CFS® ALLWORTH FINANCIAL 3017 Douglas Blvd, Roseville, CA 95661 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Zach Lindemann
CFP® EDELMAN FINANCIAL ENGINES, LLC 1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250, Roseville, CA 95661 |
8 | Not Specified | Not Specified | Fee-Based |
Ken Sakamoto
CRPC® EDELMAN FINANCIAL ENGINES, LLC 2175 North California Boulevard, Suite 800, Walnut Creek, CA 94596 4301 Hacienda Drive, Suite 100, Pleasanton, CA 94588 |
16 | Not Specified | Not Specified | Fee-Based |
Cynthia Leal
Certificate in Blockchain and Digital Assets℠, CRPC® EDELMAN FINANCIAL ENGINES, LLC 3950 Civic Center Drive,, Suite 315, San Rafael, CA 94903 |
17 | Not Specified | Not Specified | Fee-Based |
Personal Capital
PERSONAL CAPITAL 250 Montgomery Street, Suite 700, San Francisco, CA 94104 3 Lagoon Drive, Redwood City, CA 94065 |
11 | $22,400,000,000 | $100,000 | Fee-Based |
Eddie Lee
EDELMAN FINANCIAL ENGINES, LLC 3945 Freedom Circle, Suite 950, Santa Clara, CA 95054 |
16 | Not Specified | Not Specified | Fee-Based |
Qualifications
CRD# 2673236
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number
888-242-6766
Kevin Duffy is a CERTIFIED FINANCIAL PLANNER™professional with over 25 years of financial sector and advisory experience. He holds a Master of Science degree in Finance from George Washington University in Washington, DC. In his spare time, Kevin skis, plays the violin, and volunteers in the Sacramento region at various community organizations.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 5981078
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number
888-242-6766
Ted Smalling is a CERTIFIED FINANCIAL PLANNER™ professional, and holds an MBA from the Keller Graduate School of Management. A native of Sacramento, CA, before embarking on an advisory career, Ted spent 25 years as a small business owner. An avid golfer, Ted lives with his family in Elk Grove, California.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 4890912
Firm CRD# 111167
Compensation/Fee Fee-Based
Office Location
3017 Douglas Blvd,
Roseville,
CA
95661
Phone Number
888-242-6766
Tad Doughty holds the Certified Fund Specialist (CFS) and Chartered Financial Consultant (ChFC) designations, and has been with Allworth Financial for 15 years. A native of Sacramento, CA, he is a direct descendant of Declaration of Independence signee, John Hart. Tad lives with his wife Stephanie in Sacramento, California.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 6154134
Firm CRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville,
CA
95661
Phone Number
916-462-5220
I'm a dedicated financial planner who loves to educate my clients and help them achieve their financial goals. My entire family lives in Northern California, and even though I've lived and worked in California and Arizona, Northern California has always been my home. Im happily married to my wife, Belinda, and we welcomed our first child, Lukas, in 2021.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 1095790
Firm CRD# 104510
Series 65
Compensation/Fee Fee-Based
Office Location
2175 North California Boulevard,
Suite 800,
Walnut Creek,
CA
94596
Phone Number
925-660-4724
Office Location
4301 Hacienda Drive, Suite 100,
Pleasanton,CA 94588
Phone Number
925-660-4720
I provide my clients with holistic advice designed to help protect and grow their wealth so they can achieve their financial goals. My wife Jaclynn and I have one daughter. Originally from Hawaii, I enjoy working out and keeping fit.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 4816123
Firm CRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
3950 Civic Center Drive,,
Suite 315,
San Rafael,
CA
94903
Phone Number
415-941-4905
I've been a financial planner since 2005, and in that time, I've helped countless clients think through their lifelong goals and enable them to follow a smart and well-developed plan to achieve their financial milestones. Outside of work, I'm either spending time with my family, walking my dogs, hiking, traveling, watching movies, reading a book, gardening, or working on a DIY project at home.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
Firm CRD# 155172
Compensation/Fee Fee-Based
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,
CA
94104
Phone Number
855-855-8005
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,CA 94104
Phone Number
650-556-1310
Office Location
3 Lagoon Drive,
Suite 200,
Redwood City,CA 94065
Phone Number
650-556-1310
Personal Capital offers $200 Plus a Free Consultation. Here's all you have to do:
There's never been a better time to get a second opinion on your financial future. Schedule a call with Personal Capital today.
WHY USE PERSONAL CAPITAL
Personal Capital provides a unique combination of award-winning financial tools and personalized, human advice. Work with our team of licensed fiduciary advisors to build a free Personalized Plan that's yours to keep. You and your advisor will use our comprehensive array of free money management tools to identify and alert you to opportunities for investment management, retirement planning, and cash flow.Setting up your dashboard will make your discussion with an advisor -- whether ours or a competitor's -- more productive. And it's completely free to get started:
Advisory Services Provided:
Portfolio Management, Wealth Management
Qualifications
CRD# 6711825
Firm CRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
3945 Freedom Circle, Suite 950,
Santa Clara,
CA
95054
Phone Number
408-565-8572
As a financial planner, I have the privilege of helping individuals and families achieve their personal and financial goals. By addressing your concerns and understanding what is most important to you, I will develop a comprehensive financial plan to help guide you through every stage of life. Outside of work, my wife, Kathy, and I spend a lot of time cooking, working out, and searching for our next dog to adopt (Boston terrier or Saint Bernard or both).
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
* Additional advisors listing is provided in partnership with Yext
Financial Advisor | Office Location | Phone Number |
Justin Elliott Inquire with Justin |
9245 Laguna Springs Dr, Ste 200, Elk Grove, CA 95758 | 833-564-4881 |
Max Agent Financial Inquire with Max |
9355 E Stockton Blvd, Suite 260, Elk Grove, CA 95624 | 916-740-6400 |
Lanh Bui, MBA Inquire with Lanh |
9280 West Stockton Blvd, Suite 200, Elk Grove, CA 95758 | 916-730-8644 |
Allstate Personal Financial Representative: Thep Simaly Inquire with Allstate |
4805 Laguna Blvd, Ste 103, Elk Grove, CA 95758 | 209-247-3478 |
Michael Cruz Inquire with Michael |
8352 Largo Way, Suite 235, Elk Grove, CA 95757 | 916-515-9917 |
Mai Lee Inquire with Mai |
8739 Whitehouse Rd, Suite 101, Elk Grove, CA 95758 | 916-550-7695 |
Amy Nishiyama Hayashida | New York Life Agent Inquire with Amy |
9280 W Stockton Blvd, Ste 200, Elk Grove, CA 95758 | 415-742-2696 |
Heidi Herrera Inquire with Heidi |
9355 E. Stockton Blvd., Suite 230-A, Elk Grove, CA 95624 | 916-312-8888 |
Nancy Florylet Durol Inquire with Nancy |
9355 E. Stockton Blvd., Suite 230-A, Elk Grove, CA 95624 | 916-312-8888 |
Roderick Durol Inquire with Roderick |
9355 E. Stockton Blvd, #230, Elk Grove, CA 95624 | 916-312-8888 |
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