wiseradvisor

Find Best Financial Advisors in California

Advisor Match

A densely populated state like California has different types of experienced & certified financial advisors such as fiduciary financial advisors and fee only financial planners making it challenging for you to choose the one that may perfectly meet your financial situation and needs. WiserAdvisor has pre-qualified and selected some of the top qualified financial advisors, independent certified financial planners, financial advisory firms & associations in California and has listed them below with their details such as qualifications, service offerings, and other important information that you could use while searching for financial advisors to best suit your financial and investment goals. Please note that the list of financial advisors mentioned below does not include all vetted advisors as some have not been listed as per their request. They may be available when you use our free match tool to compare up-to 3 financial advisors if they match your specific requirements and preferences.

Qualifications of Top Financial Advisors & Certified Financial Planners in California

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

List of Qualified Financial Advisors in California
Financial Advisor Office Location Phone Number
CFG
Capstone Financial Group
620 Coolidge Drive, #165,
Folsom, CA  95630
916-467-8850
David Kim
Vision Capital Investment Management
3450 Geary Blvd, Ste 203,
San Francisco, CA  94118
800-366-8700
James Peters
ChFC®
Centaurus Financial
18662 Macarthur Blvd,
Irvine, CA  92612
949-631-3840
Pure Financial Advisors, Inc.
AIF®, CFP®
Pure Financial Advisors, Inc.
3131 Camino del Rio N, Suite 1550,
San Diego, CA  92108
619-814-4100
Richard Boyd
APMA®
Reilly Financial Advisors
7777 Alvarado Road,
La Mesa, CA  91942
619-698-0794
Zain Griffith
Dash Investments
21600 Oxnard Street,
Woodland Hills, CA  91367
21600 Oxnard Street Ste 1755,
Woodland Hills, CA  91367
415-748-9181
Michael Bernier
AIF®, CFP®
Canter Wealth
7825 Fay Ave #140,
La Jolla, CA  92037
858-212-7550
Value Monitoring Inc.
Value Monitoring Inc.
250 Oak Grove Ave 2nd Floor Suite A,
Menlo Park, CA  94025
650-451-3410
Tami Simpson
CRPC®, CERTIFIED FINANCIAL PLANNER™ Certificant, ADPA®
Wealth Financial Group West, Inc.
650 Town Center Dr #920,
Costa Mesa, CA  92626
714-617-4394
Simon Reeves
RIA
TideRock Financial
30 Enterprise, Suite #190,
Aliso Viejo, CA  92656
877-433-3665
Ryan Gunn
CFP", CFP®
Gunn Financial Associates
2122 S. El Camino Real, Suite B,
San Clemente, CA  92672
888-902-5999
Robert Bagarotti
Certified Treasury Professional
Granada Capital Management, LLC
17352 Tennyson Place,
Granada Hills, CA  91344
818-406-3203
Elevate Capital
CFA
Investment Management
One Embarcadero Center,
San Francisco, CA  94111
415-669-4477
Paul Taghibagi
CERTIFIED FINANCIAL PLANNER" Certificant, CFP®
Signature Estate & Investment Advisors, LLC
2121 Avenue of the Stars,
Los Angeles, CA  90067
310-712-2323
Ira Zito
ChFC®, CFP®
SagePoint Financial
5850 Canoga Avenue,
Woodland Hills, CA  91367
818-639-9278
Samuel Adams
RTA & Associates Financial Services, Inc
701 N. Brand Blvd.,
Glendale, CA  91203
800-570-5711
Michael Harris
CERTIFIED FINANCIAL PLANNER" Certificant
TriVant Custom Portfolio Group, LLC
600 West Broadway, Suite 225,
San Diego, CA  92101
619-286-3930
Michael Geitner
CFP®
Vintage Wealth Advisors
700 Main St,
Napa, CA  94559
707-492-5100
Matthew Pixa
MBA
My Portfolio Guide
3020 Old Ranch Parkway,
Seal Beach, CA  90740
562-799-5595
Matthew Stratman
Matthew Stratman
3868 Carson st.,
Torrance, CA  90503
310-661-8247
Marc Lieberman
CFA®
Shorepine Wealth Management
1610 Tiburon Boulevard Suite 202,
Belvedere Tiburon, CA  94920
415-888-3954
Lillian M. Meyers
CPFA, EA, CFP®
Meyers Financial Services, Inc.
670 West Napa Street Suite C,
Sonoma, CA  95476
707-935-1124
Laurie Kyro
Allworth Financial
8775 Folsom Blvd Suite 100,
Sacramento, CA  95826
888-242-6766
Copley Financial Group
J.D.
Copley Financial Group, Inc.
Copley Financial Group 2650 Camino Del Rio North, Ste 350,
San Diego, CA  92108
619-294-6008
Corey Fast
CFP®
Edelman Financial Engines, LLC
2400 E. Katella Ave.,
Anaheim, CA  92806
714-841-0982
John Borger
CFP", CFP®
Royal American Financial Advisors, LLC
27192 Newport Rd., Suite 4,
Menifee, CA  92584
951-679-2065
JOE SWEENEY
CFP®
Sweeney & Michel, LLC
196 COHASSET RD,
Chico, CA  95926
530-487-1777
Jerry Slusiewicz
Registered Investment Advisor
Pacific Financial Planners
30131 Town Center Drive, Suite 105,
Laguna Niguel, CA  92677
949-219-0692
Janet Wan
CFP®, CPFA
Sierra Pacific Financial Advisors
7077 Koll Center Parkway, suite 120,
Pleasanton, CA  94566
925-223-8868
Benjamin Bowen
CFP®
Edelman Financial Engines, LLC
12680 High Bluff Drive,,
San Diego, CA  92130
858-345-4254
Cynthia Leal
CPWA®
Edelman Financial Engines, LLC
3950 Civic Center Drive,,
San Rafael, CA  94903
415-941-4905
Jennifer Shintani
CMFC®, AAMS®, CRPC®, RFC
Edelman Financial Engines, LLC
600 Anton Blvd,
Costa Mesa, CA  92626
657-212-3012
Mark Palmer
CFP®
Edelman Financial Engines, LLC
2175 North California Boulevard,
Walnut Creek, CA  94596
925-962-5823
Andrew Eddy
ChFC®, CLU®, AIF®, CFP®
Eddy Financial, LLC
100 Wilshire Blvd,
Santa Monica, CA  90401
310-451-3339
Ken Sakamoto
CRPC®
Edelman Financial Engines, LLC
4301 Hacienda Drive, Suite 100,
Pleasanton, CA  94588
925-660-4720
Rachel Vivian
CFP®
Edelman Financial Engines, LLC
21550 Oxnard Street,
Woodland Hills, CA  91367
424-230-7438
Jennifer Staben
Edelman Financial Engines, LLC
9245 Laguna Springs Drive Suite 200,
Elk Grove, CA  95758
1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville, CA  95661
916-894-9999
Hans Reese
CFP®
New Stage Investment Group®
1900 S Norfolk St, Ste 350,
San Mateo, CA  94403
650-458-0312
Eric Pritz
CFP®, CMFC®
Signature Estate & Investment Advisors
1848 S. Elena Avenue,
Redondo Beach, CA  90277
310-712-2349
David Bobrowsky
ChFC®, Chartered SRI Counselor, CFP®
David Bobrowsky, CFP®
1261 Locust St.,
Walnut Creek, CA  94596
925-322-0799
David Roggenkamp
ChFC®
Commonwealth Financial Network
700 Larkspur Landing Circle, Suite 199,
Larkspur, CA  94939
415-785-4540
Jay Miars
CFP®
AZCA Financial Group, LLC
2888 Loker Avenue East,
Carlsbad, CA  92010
760-603-1212
Jacob P Kinney
FIC
Capitol Region Group
730 Arizona Ave,
Santa Monica, CA  90401
860-474-3602
William Callahan
CFP®, CERTIFIED FINANCIAL PLANNER, CFA®
Callahan Financial Planning Company
851 Irwin St Ste 201A,
San Rafael, CA  94901
415-795-8600
Brent Hanson
CERTIFIED FINANCIAL PLANNER, CLTC®, CFP®
Financial Life Plans
340 Rosewood Avenue,
Camarillo, CA  93010
805-445-1992
Jesse Rodriquez
CPWA, CRPC, CFP®, CDFA®
Rodriquez Wealth Management
620 Newport Center Dr.,
Newport Beach, CA  92660
949-688-1571
Sasha Shteyn
CFP®
Edelman Financial Engines, LLC
150 South Los Robles Avenue,
Pasadena, CA  91101
626-768-2973
Joe Azzopardi
CFP®
Edelman Financial Engines, LLC
21515 Hawthorne Blvd,
Torrance, CA  90503
424-230-7435
Robert Choy
CFP®, CPWA®
Edelman Financial Engines, LLC
3945 Freedom Circle, Suite 950,
Santa Clara, CA  95054
408-565-8572
Kushal Shah
CRPC®
Davinci Capital Partners
3788 Calle Posadas,
Newbury Park, CA  91320
805-341-7104
Andrew Kessler
CFP®
Allworth Financial
1550 The Alameda, Suite 125,
San Jose, CA  95126
888-242-6766
Andrew Chabot
CFP®, CERTIFIED FINANCIAL PLANNER, MBA
Rancho Wealth Management
11810 Sebastian Way Suite 105,
Rancho Cucamonga, CA  91730
909-935-5555
Alano Massi
CFP®, CERTIFIED FINANCIAL PLANNER
Palm Capital Management
23622 Calabasas Road, Suite 102,
Calabasas, CA  91302
805-727-2700
Troy Robertson
Copley Financial Group, Inc.
2650 Camino Del Rio N. Suite 350,
San Diego, CA  92108
619-294-6008
Dave Magee
Copley Financial Group
Serving Nationwide,
San Diego, CA  92108
619-294-6008
Personal Capital
Personal Capital Advisors Corporation
3 Lagoon Drive,
Redwood City, CA  94065
250 Montgomery Street,
San Francisco, CA  94104
---,
Los Angeles, CA  90012
250 Montgomery Street,
San Francisco, CA  94104
650-556-1310
855-855-8005
John Lohrenz
JKL Wealth Management
731 South Hwy 101 ste 2k,
Solana Beach, CA  92075
858-535-1705

Information on Qualified Financial Advisors in California

Qualifications FirmCRD# 14869


Office Location 620 Coolidge Drive, #165,
Folsom,
CA 
95630
Phone Number 916-467-8850

About Capstone Financial Group

Capstone Financial Group is one of the Sacramento region's prominent financial services and wealth management firms. Founded in 2002 by Chris Vaccaro, CLU, ChFC, Capstone has earned a strong reputation with the surrounding communities. Based in Folsom California, our local office is comprised of 6 advisors and 4 support staff. Capstone is also home to another 11 advisors throughout the western states. While we are considered a large firm, our personalized approach is designed to give every client a custom planning experience. With over $160 million in assets under management and another $135 million in other investments, our advisors have a broad range of experience and knowledge. Capstone Financial Group is uniquely positioned to help you with your personal, family, and business planning needs. Please reach out to us to schedule a time for a preliminary conversation. Our process is straightforward, educational, and moves at your pace. We look forward to helping you with the financial issues, fears, concerns, and big questions. Let's get started today!

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities



Office Location 3450 Geary Blvd, Ste 203,
San Francisco,
CA 
94118
Phone Number 800-366-8700

About Vision Capital Investment Management

Vision Capital Investment Management is a Registered Investment Advisor that has been providing investment advice and management services for over fifteen years. We serve investors all over the country; however, most of clients come from the San Francisco Bay Area, California and the west coast. We manage investment portfolios of individuals, families, non-profits, and businesses in a customized way that takes into account each client's financial needs and goals, risk tolerance levels, and life-value goals. We work with clients to incorporate financial planning into the overall mix of the investment management plan. Our focus is to provide a highly competitive financial return, help clients achieve financial goals, practice with a high standard of ethics that inspires trust, and provide a high quality personalized customer relationships. We use a disciplined approach to investing with a style that blends value and growth. We focus on research and portfolio management, risk management to reduce risk, understanding of each client's specific situation and needs, and communicating with clients in a regular and highly personalized way. We also have years of experience working with clients who want to practice socially responsible investing to fit their values, whether for environmental-sustainability or corporate governance reasons. David Kim, President, has been active in the investment management field since 1983, first as a founder of a mutual fund and then in starting this company. He is a graduate of the University of California at Berkeley with a BA and MBA degrees.



Qualifications CRD# 2665577
FirmCRD# 30833
Series 6, 7, 63

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 18662 Macarthur Blvd,
Suite 200,
Irvine,
CA 
92612
Phone Number 949-631-3840

About Centaurus Financial

We help our clients accomplish their financial goals. We customize our clients investments and financial plans to to help them meet their individual needs. The real benefit of using our firm is that our clients feel their financial dreams will be accomplished and that we are there to provide service as their needs change.



Qualifications FirmCRD# 144316

Compensation/Fee Fee Only, Based on Assets, Flat Fee


Office Location 3131 Camino del Rio N, Suite 1550,
San Diego,
CA 
92108
Phone Number 619-814-4100

About Pure Financial Advisors, Inc.

Pure Financial Advisors, Inc. is a fee-only Registered Investment Advisor providing comprehensive retirement planning services and tax-optimized investment management. A pure business model was the vision and Pure Financial Advisors became the reality. Doors opened for business in 2007 with no clients, negative revenue, and zero assets under management. Within just fourteen years of the firm's opening, Pure Financial surpassed $3.29 billion in client assets under management (as of March 29, 2021), and is currently helping over 2,900 clients plan for their future. The foundation of Pure's planning is rooted in decades of time-tested research. Pure Financial looks to financial science as the guiding light to form our strategies, gaining insights and inspiration from the work of Nobel laureates. As the world continues to evolve, Pure continues to learn. Pure Financial puts education at the core of everything we do. We strive to be a financial resource that people can turn to when they need a helping hand. Pure Financial collaborates with leading academics to provide education on financial strategies that work in the real world. Join us at our next educational event or talk to an advisor today to find out how we can help you reach your financial goals.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management



Qualifications CRD# 6072577
FirmCRD# 110315

Compensation/Fee Fee Only


Office Location 7777 Alvarado Road,
Suite 116,
La Mesa,
CA 
91942
Phone Number 619-698-0794

About Reilly Financial Advisors

Reilly Financial Advisors, founded in 1999 and headquartered in the San Diego area, serves clients in the United States and more than a dozen countries worldwide. We are a fee-only registered investment advisor aimed at helping clients define and achieve their individual financial goals. As an independent advisor, we are able to provide clients with the highest level of fiduciary services, making investment decisions based solely on their best interests. At Reilly Financial Advisors, we want to serve as our clients' trusted financial partner for the long term, and as such aim to be their first point of contact for every one of their financial needs. This earnest desire to be supportive of our clients' entire financial lives (not just the part earning us money) is one of the many ways in which we stand out from our competitors. Our educated staff is composed of several master's degree recipients as well as CFA, CPA, CFP®, APMA®, CRPS®, AIF®, and RICP® professionals, and our clients benefit from the specialized knowledge these designations impart. For more information on our firm and the services we provide, please visit us at www.rfadvisors.com.



Qualifications CRD# 5741663
FirmCRD# 135281
Series 63, 65

Compensation/Fee Fee Only


Office Location 21600 Oxnard Street,
Ste1755,
Woodland Hills,
CA 
91367
Phone Number 415-748-9181

Office Location 21600 Oxnard Street Ste 1755,
Woodland Hills,CA  91367
Phone Number 415-748-9181

Office Location 21600 Oxnard Street,
Ste1755,
Woodland Hills,CA  91367
Phone Number 415-748-9181

Zain Griffith joined Dash Investments in 2009 as a Regional Vice President and has extensive experience in the financial services and investment industry. Prior to joining Dash Investments, Zain worked in the investment banking industry where he specialized in providing merger and acquisition advice and valuation opinions to small and medium sized companies. He also served as a research analyst for a well-known value-oriented investment publication based in New York City. Zain earned a B.S., Magna Cum Laude, in Business Administration with a concentration in Finance from Cal Poly, San Luis Obispo. He is a member of the Beta Gamma Sigma honor society. Zain can review your current financial situation, learn more about your goals and objectives, and help determine whether Dash Investments approach to financial planning and wealth management might benefit you.

About Dash Investments

Dash Investments is a fee-only independent investment firm featured by "Money Magazine" and "Forbes" as one of the top financial advisory firms in the country and has been covered in major business publications such as Barron's, The Wall Street Journal, and The New York Times. We offer comprehensive financial planning, retirement planning and asset management services. Our firm is built on the philosophy that each client deserves individual attention and proactive service. We want to be a partner in your success. At Dash, each client's portfolio is personally overseen and managed by our Executive Investment Committee, a team with over 50 years of combined experience. Heading the committee is Founder & Chief Investment Officer Jonathan Dash. Jonathan Dash is the Founder of Dash Investments. As Chief Investment Officer, he is responsible for all the investment management and asset allocation decisions at the firm. With over 25 years of experience in investment management, Mr. Dash has an established reputation as a superior money manager.



Qualifications CRD# 4804721
FirmCRD# 167828

Compensation/Fee Fee Only, Based on Assets, Flat Fee


Office Location 7825 Fay Ave #140,
La Jolla,
CA 
92037
Phone Number 858-212-7550

With over fifteen years of experience in the wealth management industry, Mike Bernier presently serves as a Senior Financial Advisor for Canter Wealth, where he helps clients achieve their goals using prudent financial planning. Prior to joining Canter Wealth, Mike was a Senior Advisor at one of the fastest-growing financial planning firms in the country, managing over $200 million in client assets.* His experience in personal finance enables him to develop strategic approaches in the areas of tax strategy, investment management, retirement, and estate planning. Mike graduated Summa Cum Laude from San Diego State University s College of Business Administration with a major in Financial Services. Based on his achievement in the program, Mike was recognized by Beta Gamma Sigma, The International Honor Society for Business Excellence. Following his lifelong passion for knowledge, Mike chose to pursue and complete all the requirements necessary to become a CERTIFIED FINANCIAL PLANNER practitioner. Mike teaches retirement adult education courses at colleges across San Diego. He has been featured on CBS, KFMB, KRLA and was previously a co-host on a local financial radio show for many years. During his free time, Mike is an active member of the Aztec Athletic Foundation and enjoys spending time with his wife, Nicole, and three children, Grant, Wesley, and Charlotte. *RIA Survey & Ranking 2018, Financial Advisor Magazine, July 2018

About Canter Wealth

Canter Wealth was born out of the need for integration within the wealth management industry. Your financial story has many moving parts, what matters most is that they all work together on the same mission: to help you achieve your life goals. Investments create taxes, assets lead to estate plans, and real estate influences all of the above. The question we ask is, shouldnt all the aspects of someones financial health be integrated? The outcome of our approach is clear  integrated efficiencies can lead to lower investment costs, reduced tax burdens, and increased peace of mind.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts



Qualifications CRD# 6329981
FirmCRD# 106056

Compensation/Fee Fee Only


Office Location 250 Oak Grove Ave 2nd Floor Suite A,
Menlo Park,
CA 
94025
Phone Number 650-451-3410

Value Monitoring Inc (VMI) is a family run financial planning and investment management firm. Dave and Mark Levenson are the company's owners and principal financial advisors. VMI was started by their father in the 80's, and they have worked together as a family since the early 2000s. Over the years, VMI has developed a broad range of financial products and strategies for use in investment portfolio construction, tax planning, and retirement and estate plan designs. Dave is a CERTIFIED FINANCIAL PLANNER™. Mark has a series 7 and is licensed to sell insurance, though VMI only consults on insurance products, we do not sell them. VMI works closely with clients to generate customized financial plans and to help find or create the right investment vehicles, insurance products, and other financial tools to fulfill those plans. At VMI we are not money managers who do financial planning, we are financial planners who manage money. Figuring out how to make our clients' lives better, smoother, and easier is at the center of everything we do.

About Value Monitoring Inc.

Deep Relationships built on mutual trust and respect are key to success. Those who work with us will tell you that we are responsive as well as proactive, and that we communicate honestly. Our team is passionate and thorough in how we assess our clients' financial goals.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities



Qualifications CRD# 5263487
FirmCRD# 152665
Series 65

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 650 Town Center Dr #920,
Costa Mesa,
CA 
92626
Phone Number 714-617-4394

Tami Simpson, CFP®, CRPC®, ADPA, is co-founder and President of Wealth Financial Group West, Inc. She is a Certified Financial Planner and is a Chartered Retirement Planning Counselor designee.

About Wealth Financial Group West, Inc.

Our Personalized Approach You've spent your life defining the perfect retirement ...and you've worked each day to save for it. Now it's time to ensure you can live your retirement the way you've always dreamed. What do you envision when you fall asleep? What personal goals do you have for yourself? What adventures do you want to experience? These questions to ask yourself are important, and so is the financial strategy you choose to implement. We?re here to help you develop a financial plan-a plan that might help you achieve everything you've always wanted in your life and retirement. Define It Defining your future retirement is the first step in achieving it. We'll help you to identify what is truly meaningful and what is important to you. Plan It With an idealistic vision in mind, it's time to start planning your finances to successfully support that vision. It's never too early or too late to start. Live It When you are confident in your financial plan and strategy, there's one last step. Get out there and enjoy the life you've always dreamed.

Advisory Services Provided

Portfolio Management, Retirement Planning, 401K Rollovers, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning



Qualifications CRD# 2835991
FirmCRD# 155622
Series 65

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 30 Enterprise, Suite #190,
Aliso Viejo,
CA 
92656
Phone Number 877-433-3665

Simon brings 20 years of investment experience to his role as Founder and Chief Executive Officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax-efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys. Simon currently serves on the Board of Directors of Saddleback Memorial Foundation. As a member of the Board's Investment Committee, he helps one of Orange County's leading non-profit hospital systems to invest its substantial portfolio and further its mission. Prior to becoming an independent wealth manager, Simon was the Founder and President of his own options trading company on the floor of the American Stock Exchange in New York. There he generated significant profits utilizing risk-averse trading strategies, eventually expanding his company to include traders on the floors of the American Stock Exchange, Chicago Board of Trade and Philadelphia Stock Exchange. Born and raised in New York City, Simon holds a B.A. degree from the University of Michigan with an emphasis on global economics.

About TideRock Financial

Simon brings 20 years of investment experience to his role as founder and chief executive officer of TideRock Financial. He specializes in advising wealthy families and high-net worth individuals to help them achieve their long-term investment goals, including estate and heritage planning. As a former Wall Street trader, Simon utilizes his unique investment insight to create globally diversified, tax efficient portfolios based on solid academic research and an in-depth analysis of economic, political, and social developments around the world. His clients include current and former professionals at the top of their respective fields, including CEOs, entrepreneurs, hedge fund managers, and attorneys.

Advisory Services Provided

Portfolio Management, 401K Rollovers, Wealth Management, Estate Planning & Trusts



Qualifications CRD# 5326196
FirmCRD# 23131
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 2122 S. El Camino Real, Suite B,
San Clemente,
CA 
92672
Phone Number 888-902-5999

Ryan is a Certified Financial Planner(TM) and has been a partner at Gunn Financial Associates since 2008. Ryan holds series 7 & 66 registrations as a registered representative for Royal Alliance Associates, Inc. He is also a licensed insurance agent. Ryan specializes in assisting clients prepare for and enjoy a financially productive and rewarding life. After graduating in Finance from the David Eccles School of Business at the University of Utah, Ryan began his professional career at Wells Fargo Financial where he assisted both English and Spanish speaking clients with credit repair, debt consolidation and mortgage refinancing. Ryan became an independent financial planner at Aegis Wealth Group which eventually led him to join Gunn Financial Associates. Ryan believes that regular communication and education are the best tools for helping clients achieve their financial goals.

About Gunn Financial Associates

Gunn Financial Associates is a financial planning firm providing financial, retirement and investment services to individuals, families and small business owners. Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth. Financial Planning & Investment Services Include: -Management of retirement & non-retirement investments -Retirement income planning -Tax planning to reduce income taxes -Planning to preserve your assets and income -Estate planning

Advisory Services Provided

Retirement Planning, 401K Rollovers, Education Funding and Planning, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning



Qualifications CRD# 4881559
FirmCRD# 133375
Series 65

Compensation/Fee Fee-Based, Based on Assets


Office Location 17352 Tennyson Place,
Granada Hills,
CA 
91344
Phone Number 818-406-3203

Registered Investment Advisor B.S. in Finance, California State University, Northridge M.B.A Pepperdine University

About Granada Capital Management, LLC

Granada Capital Management, LLC is an independent Registered Investment Advisor (RIA) in the State of California. We provide investment management services to individuals, corporations and foundations. We are focused on building wealth over the long-term in a risk control manner. We will work with you to develop a portfolio to meet your risk tolerance. We are committed to proving a high level of client service.



Qualifications CRD# 5589714
FirmCRD# 301992
Series 63, 65, 66


Office Location One Embarcadero Center,
Suite 400,
San Francisco,
CA 
94111
Phone Number 415-669-4477

Please see our team biography on our website. Thank you

About Investment Management

Our team is composed of institutional asset class experts with over 50 years of combined experience. We bring together a combination and level of expertise typically reserved for only the most sophisticated investors. Our goal is to lead the transformation in the business of giving financial advice to create an industry focused on serving the client, first and foremost, and a tenacious effort to generate long-term successful outcomes. We strive to raise the bar by bringing an institutional level of expertise and resources to the individual client. Think of us as your family office and Elevate your Capital. THE ELEVATE CAPITAL DIFFERENCE TRUST Do you have utmost trust in your investment advisor? Are they a fiduciary? INVESTMENT PERFORMANCE Has your portfolio performed as advertised over time relative to your benchmark? Are you being paid appropriately for the risk you undertake in your portfolio? FEES Do you know how much you pay your investment advisor? Are their fees transparent or do they have layers of hidden fees? Are their fees reasonable? SERVICE Does your investment advisor anticipate your needs and act proactively to provide solutions? Do they call you or do you call them? SOPHISTICATION Does your investment advisor have the appropriate level of sophistication to provide the best solutions to your needs? Or do you feel like you settle for mediocre results? TECHNOLOGY Is your investment advisory firm a leader in developing and implementing technology to create a better client experience and provide better solutions for you?



Qualifications CRD# 2075689
FirmCRD# 468
Series 6, 7, 22, 24, 63

Compensation/Fee Fee-Based


Office Location 2121 Avenue of the Stars,
Suite 1600,
Los Angeles,
CA 
90067
Phone Number 310-712-2323

Paul Taghibagi, CFP®, AIF® is a Founding Partner with SEIA. He is one of the four founding partners, who share over two decades of teamwork together. He is a Partner with Signature Comprehensive Insurance Services, LLC (SCIS). Paul has been in the securities industry since 1990. He is a member of the Financial Planning Association of Los Angeles and also serves on the Investment Committee for SEIA. Paul resides in Santa Monica, California. He enjoys sports, traveling and spending time in the local community with his family and friends. Paul received his Bachelor of Arts degree in Business Economics with honors from the University of California, Santa Barbara. He received his CERTIFIED FINANCIAL PLANNER" certification in 1993, after completing the CFP® professional education program through the College of Financial Planning. Paul also has earned the Accredited Investment Fiduciary® (AIF®) professional designation conferred by Fiduciary360, receiving formal training in investment fiduciary responsibility. He is a licensed insurance agent (CA Ins. License #0798553).

About Signature Estate & Investment Advisors, LLC

Welcome to Signature Estate & Investment Advisors, LLC. Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements. Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client. Confidential, unbiased, high quality financial advice is the core of our wealth management strategies.



Qualifications CRD# 2621037
FirmCRD# 2621037
Series 7, 9, 10, 63, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee


Office Location 5850 Canoga Avenue,
Suite 400,
Woodland Hills,
CA 
91367
Phone Number 818-639-9278

Originally from Long Island, Ira put himself through college earning a Master of Business Administration from Long Island University, Bachelor of Science in Economics and Accounting from State University of New York at Oneonta and through the Specialized College education for Financial Planning mastered the courses to obtain the CERTIFIED FINANCIAL PLANNER" Professional designation - CFP® and the Chartered Financial Consultant - CHFC. He is a member of the Financial Planning Association and the Financial Services Institute.

About SagePoint Financial

As a financial advisor, I play a role in your life's most meaningful moments. You trust me to assess your needs, understand your concerns, and offer the most relevant recommendations to address your unique situation. I do not take your trust lightly and strive to earn it every day. I am supported by a network of premier partners, who bring strength, stability and security to strategies that are designed to work for today and tomorrow. All with one goal in mind - your success. I think it is important that I introduce them to you. I am affiliated with SagePoint Financial, an independent wealth management firm that provides me with back office, technology, regulatory and operational support. Founded in 1970, SagePoint Financial is driven by a strong philosophy that independence is key to fulfilling sound investment decisions. My affiliation with the firm empowers me to put your interests first with objective, carefully considered offerings - with no obligation to promote any particular investment. SagePoint Financial is part of Advisor Group, one of the largest networks of independent wealth management firms in the country.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities



Qualifications CRD# 6057464
FirmCRD# 6057464
Series 65


Office Location 701 N. Brand Blvd.,
Glendale,
CA 
91203
Phone Number 800-570-5711

My name is Sam and I've been working at RTA & Associates for almost 9 years.  Ive always had a drive and passion for working in this industry ever since I was a member of the business academy in high school.  It was then that I realized this career path would give me the opportunity to help clients reach their financial goals  while simultaneously helping me reach mine.  After high school, I studied business administration at the University of La Verne.  While at the University of La Verne, I played basketball for the school for three seasons, and was elected as the team captain.  My experiences from college taught me that with hard work and a team oriented focus, there is no limit on the successes you are able to accomplish.  I have carried that with me into this organization, and Im constantly trying to use my talents  to help grow this company, while providing our existing clients with ongoing support and strategy.  Throughout the years, I have taken on many different roles in this organization, which I think has made me very well rounded as a financial planner and a better team member.  Now my experience has lead me to manage our wealth management division of Adams & Associates Wealth Management.  I am excited for this role in our company, and eager to strategize with each individual client on customized financial plans that best fits them personally.

About RTA & Associates Financial Services, Inc

We are a holistic financial services company, focused on helping our personal and corporate clients reach their financial goals by offering innovative solutions, best-in-class products, and superior technologies. With integrity and ingenuity at the forefront of our practice, we specialize in tailor-made cases that are as individual as the clients for which they are designed. Our objectives include developing solutions toward the accomplishment of significant goals as well as the satisfactory resolution of client issues. With over one-hundred combined years of experience in this industry, a track-record of exceptional success, a highly-educated and service-oriented staff, and up-to-the-second tracking and reporting systems, we are confident that we can produce a tailored-fit and financially rewarding experience. Our company partners with some of the largest and most stable insurance, investment, real estate, mortgage, tax, and legal firms around the world. Through these connections we can offer consumers a myriad of options when it comes to their financial lives. With personal clients that stem from various backgrounds and corporate clients representing numerous different industries, our firm is widely practiced; this broad range of experience provides us with expertise no matter how complex the situation may be.

Advisory Services Provided

Financial Advice & Consulting



Qualifications CRD# 4699319
FirmCRD# 129803
Series 65

Compensation/Fee Fee Only


Office Location 600 West Broadway, Suite 225,
San Diego,
CA 
92101
Phone Number 619-286-3930

Michael has almost two decades of experience in the area of investment management. Prior to joining TriVant, Michael worked as a trader, research analyst and portfolio manager at two Southern California-based high net worth investment firms. Michael has been a San Diego resident for his entire life. He earned his undergraduate degree from the University of California, Los Angeles and his MBA from San Diego State University. He holds the Chartered Financial Analyst (CFA) designation and is a member of the CFA Institute and the CFA Society of San Diego. Michael lives in La Mesa with his wife, Cindi, and their two children. Michael is very active in the San Diego community. He is currently serving on the Home of Guiding Hands Board of Directors, as the Treasurer. He previously served on the board of directors for Sports 4 Exceptional Athletes and as a governing board member of Helix Charter High School.

About TriVant Custom Portfolio Group, LLC

We are long-term investors that have a record of providing a good return and good service to our clients. We are transparent in how we serve our clients. We make understandable investments in publicly- traded assets. We never tie your money up in illiquid assets, annuities or private equity. You always have access to your money when you need it. Our clients have security in knowing their assets are held at Charles Schwab where they can review their accounts at any time. Our statements clearly show your investments, their values and your performance. By operating transparently, we give our clients peace-of-mind showing them that we invest in a straight-forward manner and that we are advising in their best interest.



Qualifications CRD# 5092216
FirmCRD# 151298
Series 6, 7, 63, 65

Compensation/Fee Fee-Based


Office Location 700 Main St,
Suite 305,
Napa,
CA 
94559
Phone Number 707-492-5100

Michael Geitner is a Wealth Advisor at Vintage Wealth Advisors. He primarily handles business client's retirement plans such as 401ks and SIMPLE IRAs. Michael also specializes in employee equity compensation including Qualified and Non-Qualified Stock Options, Employee Stock Purchase Plans, 10b5-1 Plans, and Restricted Stock Units. With over 10 years' experience, he looks to enhance the client experience and add additional value to the clients of Vintage Wealth through the financial planning process. Michael is a CFP® professional, A CERTIFIED FINANCIAL PLANNER" is a formal recognition of experience in the areas of financial planning, taxes, insurance, estate planning, and retirement planning. Owned and awarded by the Certified Financial Planning Board of Standards, Inc. the designation is awarded to individuals who successfully complete the CFP Board's rigorous exam, have a college degree, complete a College Level Financial Planning Course, and have passed background checks and continue ongoing annual education programs to sustain their skills and certification. Michael completed his Certificate in Financial Planning from the University of Miami. Michael has his Bachelor of Science degree with a major in Management from Menlo College. He holds his Series 6,7 and 63 through LPL Financial and his Series 65 through Financial Advocates Investment Management. Michael also has his California Life & Health Insurance License #0F17714. Michael is a Calistoga native. He is a member of Kiwanis Club of Napa. When not at Vintage Wealth, you can find him and his wife active at their church, maybe on the golf course, perhaps even fishing or hunting or perfecting his culinary skills on the barbeque at home with family, friends and their two cats, Pinky & Rajah.

About Vintage Wealth Advisors

Vintage Wealth Advisors is an independent, full-service financial planning firm committed to supporting the goals of individuals and business owners in the Napa Valley. As registered representatives of LPL Financial and Investment Advisor Representatives of Financial Advocates Investment Management, the team at Vintage Wealth Advisors provides fee-based advice and a wide array of services that include: comprehensive financial planning, proactive investment management, customized retirement strategies, estate planning, and insurance and annuities.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities



Qualifications CRD# 2484827
FirmCRD# 153188
Series 65

Compensation/Fee Fee Only


Office Location 3020 Old Ranch Parkway,
Suite 300,
Seal Beach,
CA 
90740
Phone Number 562-799-5595

Matthew V. Pixa is the President and founder of My Portfolio Guide, LLC. Matt Pixa grew up in the San Francisco Bay Area and at a very young age learned from a World War II Veteran father who grew up in the Great Depression that money and resources are to be managed prudently. Matt's curiosity and passion for investing was further sparked during the stock market crash of 1987. Being a new investor without any guidance and coupled with the dramatic events of that period, an interest and passion for becoming a student of the markets was born. Matt studied Economics and earned a Bachelor's degree while also competing as a student-athlete for California State University Long Beach. After advancing his career for 12 years he decided to return to graduate school and further his business and finance education by earning an MBA from the W.P. Carey School of Business at Arizona State University. Matt Pixa lives in Seal Beach, CA with his wife Cecilia, daughter Isabel, and son Lance. As a family the Pixas are involved in several Orange County charities, through their church at Saint Joseph, and with several non-profits such as Care for the Poor and Taller San Jose. Matt enjoys coaching youth sports for his children's teams and also competes in Ironman triathlons as a way to stay fit, disciplined, and blow off any left over energy.

About My Portfolio Guide

Every financial advisor should differentiate itself from the competition but how many truly do? As mentioned on our Welcome page, My Portfolio Guide promises to improve your current portfolio and how it's being managed. Any prudent consumer should shop around and we actually encourage you to do so. What you'll find is that no other financial services firm can beat the combination of our ethics, portfolio discipline, and fee structure. If you find one, tell us! Along with this promise to you, here is what sets us apart: NO HIDDEN COMMISSIONS OR FEES (FEE-ONLY COMPENSATION) A FIDUCIARY OBLIGATION PUTTING THE CLIENTS INTERESTS FIRST (ask your current advisor to provide this in writing... we will!) INDEPENDENCE FROM ANY WALL STREET FIRM, INSURANCE, OR INVESTMENT COMPANY FULL DISCLOSURE ENSURING ZERO CONFLICT OF INTEREST LOWEST FEE SCHEDULE FOR CUSTOMIZED INVESTMENT GUIDANCE ONE POINT OF CONTACT YET SUPPORTED BY A WORLD CLASS INSTITUTIONAL SERVICE TEAM ACCESS AND DELIVERY OF UNBIASED RESEARCH COUPLED WITH A CUTTING EDGE TECHNOLOGY PLATFORM A WRITTEN AND PERSONALIZED INVESTMENT POLICY STATEMENT FOR EACH CLIENT PERSONALIZED PORTFOLIO MODELS ENGINEERED AROUND YOUR RISK TOLERANCE AND GOALS INVESTMENT AND RISK MANAGEMENT DECISIONS DRIVEN BY STRATEGIC AND TACTICAL ASSET ALLOCATION CUSTOMIZED INVESTMENT GUIDANCE; NO PASSIVE? BUY AND FORGET? OR BOILERPLATE SOLUTIONS PERIODIC INVESTOR EDUCATION SERIES FOR EXTENDED FAMILY, FRIENDS, AND COLLEAGUES ULTRA RESPONSIVE, SEAMLESS, ONE-STOP WORLD CLASS SERVICE So... Why My Portfolio Guide? Ask yourself if your current advisor addresses and meets ALL of the above criteria?



Qualifications CRD# 5834026
FirmCRD# 39262
Series 7, 66

Compensation/Fee Fee Only, Based on Assets, Commissions


Office Location 3868 Carson st.,
Torrance,
CA 
90503
Phone Number 310-661-8247

Matt lives in Torrance, California, with his wife, where they enjoy various outdoor activities. He is a frequent contributor to publications such as Forbes, Kiplinger, and TheStreet. Matt is extremely passionate about financial planning, believing the better prepared a person is, the more fulfilling their life will be.

About Matthew Stratman

Matt's purpose is to help as many people as possible live better more secure lives. By guiding clients through our incremental planning process we help them make choices that have a meaningful impact on their financial futures. We work with clients who value financial planning and want to take steps to live the life they envision. We aim to have meaningful long-term relationships with each of our clients. You dont build a fortune overnight. Sometimes a small decision will make a big difference many years in the future. We have the most impact when we can help our clients make a series of good financial decisions to ultimately live their best life.

Advisory Services Provided

Portfolio Management, Retirement Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Planning



Qualifications CRD# 2809763
FirmCRD# 288583

Compensation/Fee Fee Only, Based on Assets, Hourly


Office Location 1610 Tiburon Boulevard Suite 202,
Belvedere Tiburon,
CA 
94920
Phone Number 415-888-3954

Marc has spent more than 20 years in the investment industry. He embodies a unique combination of skills that includes managing portfolios ranging in size from less than $1 Million to over $600 Million, fundamentally analyzing companies as a securities analyst, working in the mutual fund industry and clerking on the floor of the New York Stock Exchange. Marc successfully completed all three levels of the CFA examination and earned the right to use the Chartered Financial Analyst (CFA) designation in 2006. This rigorous course of study is globally recognized as the designation of distinction for institutional and private wealth money managers and analysts. CFA Charterholders are held to the highest of professional standards and adhere to the CFA Institutes Code of Ethics and Standards of Professional Conduct.

About Shorepine Wealth Management

Located in Tiburon, CA, Shorepine Wealth Management, LLC advises individuals, foundations and endowments on all aspects of their wealth management. Providing institutional level money management expertise with the care and responsibility you need in todays marketplace is at the core of our passion. As an independent RIA (Registered Investment Advisor), we help our clients achieve their goals in the manner best suited to their unique situation and risk tolerances.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts



Qualifications CRD# 136624
FirmCRD# 136624
Series 65

Compensation/Fee Fee-Based, Based on Assets, Hourly


Office Location 670 West Napa Street Suite C,
Sonoma,
CA 
95476
Phone Number 707-935-1124

Lillian Meyers is both the founder and president of Meyers Financial Services, Inc. She holds a Bachelor's Degree in Finance and has a keen focus on matters of taxation, and business taxation. Ms. Meyers is a graduate of the College for Financial Planning and has often spoken at Sonoma Valley company meetings, student workshops, Women in Business seminars, seniors' organizations, church groups, and more. In addition, she has appeared for interviews with newspapers, radio, and magazines, sharing her insight as a financial planning specialist. Ms. Meyers has earned the following titles and certifications: CERTIFIED FINANCIAL PLANNER" Professional, Certified Divorce Financial Analyst", Enrolled Agent, Pension consultant, Licensed insurance agent, Registered Investment Advisor Ms. Meyers also is a proud member of the following associations and organizations: The Financial Planning Association, California Society of Enrolled Agents, National Association of Enrolled Agents, DAR Daughters of the American Revolution, Soroptimist International of Sonoma Valley, Soroptimist International of the Americas

About Meyers Financial Services, Inc.

We provide sophisticated wealth management, investment, and tax planning services in California's North Bay cities such as Sonoma, Napa, Petaluma, Novato, Rohnert Park, and Santa Rosa. We work with clients who have sophisticated wealth planning needs who want an advisor that will listen to their needs, with empathy and understanding. Our clients are retired or planning to retire. Or they may have experienced a wealth event such as an inheritance, sale of a business, a lump sum pension, or received a legal settlement. Some clients come to us after going through a divorce or when they have lost a spouse. Whatever your reason for seeking a financial planner, we are here for you. Our unique financial planning service is The Joy of Retirement Process®, focused on helping you achieve financial independence and happiness through assisting you in reaching your goals, organizing your financial life, and maximizing your wealth. Doing this will allow you to pursue your passions with confidence, knowing you've made sound financial decisions.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities



Qualifications CRD# 2353212
FirmCRD# 111167

Compensation/Fee Fee-Based


Office Location 8775 Folsom Blvd Suite 100,
Sacramento,
CA 
95826
Phone Number 888-242-6766

Laurie Kyro is a CERTIFIED FINANCIAL PLANNER" professional and a Certified Fund Specialist (CFS®) with over 20 years of financial sector experience. A native of Longview, Washington, and a graduate of Western Washington University in Bellingham, Laurie is an avid runner who lives with her husband and their three children in Roseville, California.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts



Qualifications CRD# 283070
FirmCRD# 283070
Series 65

Compensation/Fee Fee-Based


Office Location Copley Financial Group 2650 Camino Del Rio North, Ste 350,
San Diego,
CA 
92108
Phone Number 619-294-6008

Kyles passion for investing and retirement planning led him to a career as a Financial Advisor. After finishing his degree at Indiana University where he got business education from the Kelley School of Business (#19 in the country with notable alumnus Mark Cuban), he moved to San Diego 14 years ago. He then graduated with his J.D. from California Western School of Law where he focused on business and contractual law. Kyle pursued a non-traditional legal career, spending 10 years in Advertising and Marketing developing campaigns for Fortune 500 companies on down to start-ups. Hes worked on multi-million dollar campaigns including the Chargers, World Cup, and the Indianapolis 500. Hes also helped build companies from concept to funding. In his free time, you can find him chasing tennis balls at Coronado dog beach with his dog Kenai. Kyle loves the challenge of finding the optimal strategy for each individual client at Copley. He looks forward to creating financial freedom for his clients so that they may enjoy their best life.

About Copley Financial Group, Inc.

We are SEC-licensed fiduciary advisors (only about 20% of advisors hold this license) that are legally bound to do only what is in our client's best interests. We don't get paid any different based on the investment recommendations we make. Along with wealth management and retirement planning, we are a one-stop shop offering Mortgages, Real Estate Brokerage, Insurance, Medicare Supplements, Trusts/Estate Planning, and more. We have offices here and in New York City. We look forward to inviting you in for a free consultation and investment or retirement plan. We aim to get to know our clients and create customized solutions based on your goals and risk tolerance. We like to help everyone and have built San Diego's fastest growing wealth management firm off of happy client referrals. Our office is a family-friendly office built on acting with integrity and transparency.



Qualifications CRD# 4866465
FirmCRD# 104510
Series 65

Compensation/Fee Fee-Based


Office Location 2400 E. Katella Ave.,
Suite 410,
Anaheim,
CA 
92806
Phone Number 714-841-0982

Joined Edelman Financial Engines in 2015. Began his career in the financial services industry in 2005. Successfully completed the Series 6, 7, 63, 65 and 66 examination(s) administered by FINRA. Earned the Certified Financial Planner (CFP®) certification(s). Bachelor of Science in Technology, Bowling Green State University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 2310995
FirmCRD# 111192
Series 7, 24, 63, 65

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly


Office Location 27192 Newport Rd., Suite 4,
Menifee,
CA 
92584
Phone Number 951-679-2065

John believes that security comes from keeping his clients informed. In addition to reducing risk and optimizing performance, John has made his lifelong goal to help his clients prevent costly financial mistakes. John believes selecting quality investments and preventing unnecessary risks & losses is the mark of a good advisor. John and the other founders of Royal American want the focus to be on the client. They believe that if the focus is on the client by providing the best possible financial products and service available, the bottom line will take care of itself. John has chosen to work with a limited number of select clients to accomplish his goal of excellent service for his clients and to spend more quality family time with Cara, Tyler and Trevor. Royal American Financial Advisors is a fee only fiduciary advisor. In keeping your best interests in mind, we will not accept any commissions, fees, or incentives from any third parties or financial institutions. We have made a commitment to only accept compensation directly from our clients. By making this commitment to not accept compensation from third parties, we eliminate potential conflicts, so you can have confidence we are making decisions in your best interest.

About Royal American Financial Advisors, LLC

Royal American Financial Advisors is a fee only fiduciary advisor. In keeping your best interests in mind, we will not accept any commissions, fees, or incentives from any third parties or financial institutions. We have made a commitment to only accept compensation directly from our clients. By making this commitment to not accept compensation from third parties, we eliminate potential conflicts, so you can have confidence we are making decisions in your best interest.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities



Qualifications CRD# 4968553
FirmCRD# 282595

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly


Office Location 196 COHASSET RD,
STE 100,
Chico,
CA 
95926
Phone Number 530-487-1777

Joe is a founding partner at Sweeney & Michel, LLC and has been with the team since 2010, (when they were with an independent broker dealer firm). He graduated from the Azusa Pacific University finance program in Los Angeles in 2008 and earned his CERTIFIED FINANCIAL PLANNER" designation in 2013. The Sweeney & Michel Firm's goal is to give people an opportunity to have all their financial concerns heard and thoughtfully addressed through low-cost investing and common-sense financial planning. Outside of business hours, he enjoys spending time with his family, traveling, running, biking, playing basketball & softball. He currently volunteers as the President of the Board at Youth For Change, a local non-profit organization. He is also on the Chico Childrens Museum board and the Co-Chair for the annual Enloe Golf Tournament.

About Sweeney & Michel, LLC

As Registered Investment Advisors, its our fiduciary duty to always act in your best interest. If you have a question in your life that involves investing or financial planning, we can help. Our low-cost, common-sense approach is based only on your needs and our in-depth research; free from the bias of proprietary products and the conflict of investment commissions.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management



Qualifications CRD# 1739938
Series 7, 63, 65


Office Location 30131 Town Center Drive, Suite 105,
Laguna Niguel,
CA 
92677
Phone Number 949-219-0692

Jerry Slusiewicz is a veteran in the industry, with more than 31 years of professional investment experience. He has worked with both individuals and institutions to manage money for safety, growth, and income. His extensive experience throughout various stock and bond market cycles enables him to offer a unique blend of professional investment counsel. His personal service includes frequent contact through his weekly email newsletters and radio programs. This allows clients and prospects an opportunity to understand Jerry's philosophy and current perspective on market conditions. Jerry began his professional career as an advisor in 1987. He worked with various Wall Street firms before establishing Pacific Financial Planners, LLC. in 2004. This independent channel allows Jerry more flexibility to create a "client first" approach to portfolio management. Jerry has had his own radio show "Your Money Talks" for 16 years where listeners ask on-air questions about their investment needs. He also discusses life issues including: retirement, estate planning, portfolio management, life insurance, annuities, and long-term care. Jerry can also be seen as a regular guest on the TV show Politics & Profits with Rick Amato. Very active in his community, Jerry also served as The Mayor and a Council Member of the City of Laguna Niguel. Jerry has been a contributing writer to such prestigious websites such as The Street, Seeking Alpha, Minyanville and investment professionals seek him out for advice - now you should too.

About Pacific Financial Planners

Our primary service is to meet your needs through professional money management. We use stocks, bonds, mutual funds and ETF's to create growth and income portfolios. We utilize laddered bond strategies, using taxable or tax free instruments for our income clients. PFP works solely to identify your objectives and creates prudent investment plans to achieve your financial goals. We also offer retirement plan solutions including the use of annuities, life insurance and long-term care. Creating the Income, Growth and Safety you desire through: Portfolio Management & Capital Preservation Cost and Risk Control Establishing Long-Term Relationships Integrity - Service - Financial Solutions

Advisory Services Provided

Portfolio Management, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals



Qualifications CRD# 4537792
FirmCRD# 131738
Series 65

Compensation/Fee Fee Only, Based on Assets, Flat Fee


Office Location 7077 Koll Center Parkway, suite 120,
Pleasanton,
CA 
94566
Phone Number 925-223-8868

Janet is the founder and the president of Sierra Pacific Financial Advisors, LLC (SPFA), an independent fee-only Register Investment Advisory (RIA) that focuses on financial planning, wealth management and corporate retirement planning. Janet oversees operations, client relations, business development and strategic planning for SPFA. She leads the investment committee at SPFA to define comprehensive planning strategies and sophisticated investment solutions for clients. She is also responsible for advanced employer retirement planning for small-to-mid size companies.

About Sierra Pacific Financial Advisors

Sierra Pacific Financial Advisors, LLC (SPFA) is a Fee-only Registered Investment Advisory (RIA) firm. Our professionals have over a century of combined experience in financial services. With our knowledge and your goals, a sound financial strategy is more attainable than you might think. No matter where you may be on your journey, we look forward to helping you cross that finish line. Our expertise includes: 1. Stock options, RSUs, ESPP exercising strategy and diversification for professionals with concentrated stock options 2. Tax advantage retirement planning for business owners 3. Wealth management and transfer solutions for pre-and-post retirees 4. Financial wellness and investment services for women Serving as fiduciaries, we provide unbiased financial solutions with a singular focus on our clients best interests. This entails going beyond our money-management mandate, as we also work closely with clients to design comprehensive, customized plans connecting every aspect of their financial lives to pursue optimum results. Our ultimate goal is to help clients make well-informed, prudent decisions throughout their financial management journey, from wealth accumulation, preservation to distribution.



Qualifications CRD# 5847634
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 12680 High Bluff Drive,,
Suite 250,
San Diego,
CA 
92130
Phone Number 858-345-4254

In my career to this point, I have worked with thousands of families to help them create plans designed to simplify and improve their financial lives. In my time away from work, I love to travel and spend time at the beach with my wife and son.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4816123
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 3950 Civic Center Drive,,
Suite 315,
San Rafael,
CA 
94903
Phone Number 415-941-4905

I've been a financial planner since 2004, and in that time, I've helped countless clients think through their lifelong goals and enable them to follow a smart and well-developed plan to achieve their financial milestones. Outside of work, I'm either spending time with my family and dog or running, hiking, travel and watching movies.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4317375
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 600 Anton Blvd,
Suite 1750,
Costa Mesa,
CA 
92626
Phone Number 657-212-3012

I've been a financial planner since 2001. My favorite part is partnering with my clients to help them piece together their financial picture and put them on a path that will enable them to achieve their life goals. My time away from work is spent with my family and doing things we love like hiking, playing racquetball and skateboarding.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 2546710
FirmCRD# 104510
Series 65

Compensation/Fee Fee-Based


Office Location 2175 North California Boulevard,
Suite 800,
Walnut Creek,
CA 
94596
Phone Number 925-962-5823

I've been a financial planner since 1998. Putting my experience to work every day is what I love best. Having the opportunity to work with my clients on their journey to financial security is challenging in a good way, and it's always rewarding to help them reach their goals. In my spare time, you can usually find me sailing or cooking up something delicious.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 3000011
FirmCRD# 290208


Office Location 100 Wilshire Blvd,
Suite 700,
Santa Monica,
CA 
90401
Phone Number 310-451-3339

I've always had a passion for managing the details.Having been an executive with large multinational corporations as well as small tech startups, I understand the complexity of stock options, deferred compensation packages, and many other financial issues that confront executives. Being a parent, I understand the issues around education funding for my kids as well as funding my own retirement. Being a son and grandson, I understand the challenges with managing required retirement distributions from qualified retirement vehicles by my parents and grandparents. To read my full bio, click here. Call (310) 451-3339 or click here to schedule a complimentary consultation with Andrew.

About Eddy Financial, LLC

Eddy Financial is a wealth management advisory firm based in Santa Monica, CA. As a boutique firm, we provide tailored comprehensive investment services to individuals and businesses across the country. One of our top tier providers is available to less than 2% of investment professionals. They are a pioneer of quantitatively oriented investment philosophy rooted in rigorous academic research that pursue returns through advanced portfolio design, management, and trading. We have worked with this partner for over a decade. We believe this partnership is indicative of the top flight providers we seek out and collaborate with to provide best in class solutions for our clients.



Qualifications CRD# 1095790
FirmCRD# 104510
Series 65

Compensation/Fee Fee-Based


Office Location 4301 Hacienda Drive, Suite 100,
Pleasanton,
CA 
94588
Phone Number 925-660-4720

I provide my clients with holistic advice designed to help protect and grow their wealth so they can achieve their financial goals. My wife Jaclynn and I have one daughter. Originally from Hawaii, I enjoy working out and keeping fit.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5034679
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 21550 Oxnard Street,
Suite 950,
Woodland Hills,
CA 
91367
Phone Number 424-230-7438

I bring passion and experience to the office every day. I enjoy partnering with my clients to help them make smart financial choices now so that they can have the freedom to do what makes them happiest in the future. Away from work, I love staying healthy doing indoor cycling, Pilates and taking family bike rides along the beach.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5862463
FirmCRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 9245 Laguna Springs Drive Suite 200,
Elk Grove,
CA 
95758
Phone Number 916-894-9999

Office Location 1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville,CA  95661
Phone Number 916-894-9999

I am passionate about helping clients achieve the peace of mind that comes along with having financial security, while being mindful of their personal circumstances. I love getting to know my clients and being a resource for them when they have questions about any aspects of their lives that has a dollar sign. When I am not helping clients, I am living life to its fullest: traveling, reading, writing and trying to make my kids and granddaughter laugh.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4334724
FirmCRD# 6413
Series 7, 66

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly


Office Location 1900 S Norfolk St, Ste 350,
San Mateo,
CA 
94403
Phone Number 650-458-0312

Hans Reese is a CERTIFIED FINANCIAL PLANNER(tm) professional since 2007 and owner of New Stage Investment Group® With over 20 years of industry experience, Hans started his career with Merrill Lynch, before moving to Morgan Stanley and then joined with LPL Financial in 2006. Hans' focus is personal financial planning with a special emphasis on retirement, tax aware investing and the use of lower cost investments. Hans' professional background includes experience in hospitality, international logistics and internet startups. This background provides a rich combination of business experience, international perspective and personal service. Hans was raised in Honolulu, Hawaii and graduated from Punahou. Hans then attended the University of Colorado, Leeds School of Business with a degree in International Business, Finance and a minor in German Language. Hans and his family have close ties to both the Bay Area and Hawaii.

About New Stage Investment Group®

We are an independent, fee-based investment management firm. Our planning advice is ongoing for each stage of your life. Our investment management is a professional process that seeks to use lower cost, tax efficient investments when creating, investing and monitoring a tailored investment portfolio. Put the two together and your result is a simplified pursuit of financial success. Improve your planning. Invest professionally. Save time. Worry less. Hans Reese is a financial advisor with, and securities and advisory services, offered through LPL Financial, a registered investment advisor, Member FINRA www.finra.org, SIPC www.sipc.org.

Advisory Services Provided

Portfolio Management, Retirement Planning, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Insurance Planning



Qualifications CRD# 4865043
FirmCRD# 468
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 1848 S. Elena Avenue,
Suite 100,
Redondo Beach,
CA 
90277
Phone Number 310-712-2349

Eric C Pritz, CFP®, CMFC® is a Senior Partner with SEIA. He has been providing financial advice and wealth management services to high net worth individuals, organization and companies for over 14 years and has been active in the financial industry since 2001. His ongoing success is attributed to his passionate commitment to the financial well-being of his clients. He is also a member of The LA25, an entrepreneurial group of wired South Bay professionals dedicated to improving the lives of children through education and the arts. Eric is a 15 year resident of Manhattan Beach along with his wife, daughter and son. He received his Bachelors of Arts degree in Business Economics from the University of California, Santa Barbara. In 2007, he received the CERTIFIED FINANCIAL PLANNER" certification from the Certified Financial Planner Board of Standards, Inc. and has been a Chartered Mutual Fund Counselor (CMFC) since 2009. Eric is a Registered Representative as well as a licensed insurance broker (CA Ins. License 0E55966)

About Signature Estate & Investment Advisors

Welcome to Signature Estate & Investment Advisors, LLC Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations. SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm: SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client Confidential, unbiased, high quality financial advice is the core of our wealth management strategies

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities



Qualifications CRD# 4261724
FirmCRD# 4261724
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Hourly


Office Location 1261 Locust St.,
Suite #60,
Walnut Creek,
CA 
94596
Phone Number 925-322-0799

David has been directly advising clients as a financial planner for 21 years. David joined Gateway Financial Advisors, Inc. and became affiliated with Cambridge Investment Research, Inc. as a Registered Representative and Investment Advisor Representative in 2014 in order to be able to offer completely independent advice to his clients. David has been a Certified Financial Planner" practitioner since 2004. He earned the Chartered Life Underwriter® designation in 2005 and the Chartered Financial Consultant® designation in 2010, both through the American College of Bryn Mawr, PA. Recently, David completed additional training in 2020 to become a Chartered Socially Responsible Investing Counselor (CSRIC") to better serve the needs of my clients desiring to incorporate their values in their portfolios with sustainable, responsible, and impact investments.David is a member of the Financial Planning Association and the Northern California Planned Giving Council. David is a graduate of UCLA with a B.A. in Political Science, and also holds a M.A. and M.Phil. in Politics from NYU, where he pursued and published doctoral research on the causes and impact of the social investing movement.

About David Bobrowsky, CFP®

David specializes in helping successful professionals review their current tax and investment situations to plan for retirement and help efficiently transfer their assets to their children, grandchildren and charitable beneficiaries. Helping others get the unbiased information they need to make sense of their options, designing a roadmap that reflects the specific concerns he hears from his clients, and supporting them to make tough but educated decisions to help gain control over their financial lives has been David's mission since he began his career in financial planning in 2000. As a Certified Financial Planner (TM) professional, David develops comprehensive financial planning strategies to help address client goals, and then help clients implement those strategies, often in coordination with clients' other professional advisors. To learn more about David's fee based financial planning process, call to set up a complimentary initial consultation.



Qualifications CRD# 1934091
FirmCRD# 8032
Series 7, 63

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 700 Larkspur Landing Circle, Suite 199,
Larkspur,
CA 
94939
Phone Number 415-785-4540

David Roggenkamp has been in the investment advisory business for 31 years. His practice is focused on investment management for individuals and small businesses, including retirement plans. David also provides fee-based consulting guidance on retirement plan investments, education, fiduciary obligations for various types of trusts and qualified plans. He holds FINRA Series 7, 63 securities registrations through Commonwealth Financial Network® and is a certified Chartered Financial Consultant (ChfC). David was appointed Chartered Financial Consultant® (ChFC®) in 2000 from the American College in Bryn Mawr, Pennsylvania. The ChFC certification is a nationally recognized accreditation, demonstrating proficiency eight key areas of practice: investment analysis, capital markets, retirement planning, financial planning, investment risk management and succession planning for business owners and professionals, income tax law, and estate planning. The certification is a recognized standard for investment proficiency and fiduciary ethics in financial planning.David is involved in on-going education to affirm his ChFC certification as well as broker/dealer and regulatory agency education requirements. His immediate prior affiliations include: John Hancock Inc., Transamerica Investment Advisors Inc. David is a 1987 graduate of Kenyon College. David works and lives in Marin County, California, and has resided with his family in the San Francisco Bay area since 1988. References furnished upon request.

About Commonwealth Financial Network

Commonwealth wants you to succeed! Working with us will help you achieve financial independence. Together, we'll implement and monitor a comprehensive process for managing assets and can advise you on most other aspects of your financial life. We typically establish lifelong client relationships. Client references furnished upon request. https://www.davidroggenkamp.com/



Qualifications CRD# 1909437
FirmCRD# 8032
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 2888 Loker Avenue East,
Suite 204,
Carlsbad,
CA 
92010
Phone Number 760-603-1212

Certified Financial Planner with 30 years experience in financial planning, investment advice, risk managment and estate planning.

About AZCA Financial Group, LLC

Success for the long run requires the prudent combination of timely, appropriate wealth management strategies with a personal advisory relationship that stands the test of time. Wealth Advisors represents a new generation of financial services, offering complete integration of services for high-net-worth individuals through a single access point.



Qualifications CRD# 6121974
FirmCRD# 6121974
Series 7, 66

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee


Office Location 730 Arizona Ave,
Santa Monica,
CA 
90401
Phone Number 860-474-3602

Capitol Region Group acts as a partner in helping individuals, families and entrepreneurs navigate their financial journey. The team brings years of Wall Street experience to financial planning and investment management, focusing on what is important to you. Emphasizing healthy money habits, the team strives for your financial freedom. Working as a team, Capitol Region Group assists you in offsetting stress, uncertainty and worry by providing the tools to help you achieve your long-term financial goals and ambitions. The following three steps allow you to learn more about Capitol Region Group and help to determine if the Team is a good financial resource for you.

About Capitol Region Group

The Capitol Region Group of Thrivent Financial offers a fee-based financial planning, investment management and protection strategy advisory service. We help our clients, entrepreneurs and professionals, implement a best practices, holistic, multi-generational household financial plan for their families. We have experience across the investing industry with success identifying quality business and investment opportunities. We also bring a deep knowledge spanning commercial real estate finance and ultra high net worth wealth management. We can work with a client's existing team of professionals or help adjust or build an effective team. We offer new prospects a 10-15 min phone conversation to learn about us, our services, and fees, and to answer their questions. We also take that opportunity to learn about them as well. If interested, we then offer a 1 hour consultation (in person or via Skype) to help prospects start building their financial strategy and make a decision on our service. We have the ability to meet at any Regus or Spaces office space.

Advisory Services Provided

Financial Advice & Consulting



Qualifications CRD# 5130499
FirmCRD# 153050
Series 7

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 851 Irwin St Ste 201A,
San Rafael,
CA 
94901
Phone Number 415-795-8600

Callahan Financial Planning is an independent fiduciary financial advisor, providing financial planning and investment management services with 6 offices across 3 regions: San Rafael, San Francisco, and Mill Valley in Northern California, in Omaha and Lincoln in Nebraska, and in the Denver metro area in Centennial Colorado. We provide a special form of conflict-free financial advice called fee-only financial planning. This means both the company and all of our financial advisors make a legal and ethical commitment to place the interest of our clients first in everything that we do, and we will never receive a sales commission for anything we do. Callahan Financial Planning is a federally registered investment advisor serving clients throughout the U.S., and our practice is one of the largest NAPFA financial advisory practices in the some of the markets we serve.

About Callahan Financial Planning Company

Callahan Financial Planning is an independent fiduciary financial advisor, providing financial planning and investment management services with 6 offices across 3 regions: San Rafael, San Francisco, and Mill Valley in Northern California, in Omaha and Lincoln in Nebraska, and in the Denver metro area in Centennial Colorado. We provide a special form of conflict-free financial advice called fee-only financial planning. This means both the company and all of our financial advisors make a legal and ethical commitment to place the interest of our clients first in everything that we do, and we will never receive a sales commission for anything we do. Callahan Financial Planning is a federally registered investment advisor serving clients throughout the U.S., and our practice is one of the largest NAPFA financial advisory practices in the some of the markets we serve.



Qualifications CRD# 1832012
FirmCRD# 23131
Series 7, 63, 65

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 340 Rosewood Avenue,
Suite P,
Camarillo,
CA 
93010
Phone Number 805-445-1992

Brent Hanson is a well known financial educator in the Ventura, Santa Barbara, and Los Angeles county areas having spoken to over 300 audiences in the tri-counties on retirement, estate, and tax planning since 1997. With over 29 years of experience in financial services, Brent focuses on investment, tax reduction, and estate planning strategies to help clients keep more of their retirement income and assets. Brent is also certified in Long Term Care (CLTC) planning and holds a certificate in Professional Financial Planning from the University of California at Santa Barbara. Prior to Brents 17 years as an independent advisor he was District Manager for the IOF Foresters in Ventura, CA, and in Reno, NV. He is a registered representative (Series 7 registration), and investment advisor representative (Series 65 registration) under Royal Alliance Associates, a registered broker-dealer and registered investment advisor, member FINRA/SIPC, member Advisor Group. Brent also holds a Life Agents license in California and is a member in good standing of the National Association of Insurance and Financial Advisors (NAIFA). Brent lives in Oxnard, CA and his interests include travel, theatre, and painting.

About Financial Life Plans

We are passionate about the opportunities we have to make a positive impact on your life. We have tailored our practice to offer what we believe are unique benefits that separate us from the average firm. As financial advisors, we play a role in your life's most meaningful moments. You trust us to assess your needs, understand your concerns, and offer relevant recommendations to address your unique situation. We do not take your trust lightly and strive to earn it every day. We are supported by a network of premier partners, who bring strength, stability and security to strategies that are designed to work for today and tomorrow. All with one goal in mind: your success. OUR COMMITMENT TO YOU: We will listen to what's important to you about money and life With your guidance, we strive to build a sustainable plan designed to help you achieve your goals. We will monitor your plan and investments and communicate often and transparently about your progress. When life presents challenges, we will help you and your loved ones get through those challenges. We settle for nothing less than client service excellence. Beyond providing financial planning, investment management, and insurance services, we help you make decisions, provide clarity, and ensure you are comfortable with where your roadmap is leading you. We make a lifetime commitment to every client we serve, treating you like a member of our family.

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities



Qualifications CRD# 2666294
FirmCRD# 11025
Series 7, 24, 31, 63, 65, 66

Compensation/Fee Fee-Based


Office Location 620 Newport Center Dr.,
Suite 680,
Newport Beach,
CA 
92660
Phone Number 949-688-1571

As a former Managing Director  Wealth Management at UBS, and with more than 20 years of financial services experience, Jesse has spent his entire career working with clients in all aspects of their financial lives. Jesse is a CERTIFIED FINANCIAL PLANNER" (CFP®), a Chartered Retirement Planning Counselor (CRPC®), and a Certified Divorce Financial Analyst (CDFA"). He earned the CPWA® designation from the University of Chicago Booth School of Business and a BS in Finance from CSU Long Beach. In his spare time, Jesse is a voracious reader and enjoys running, having completed the New York, Los Angeles, and San Diego marathons. Jesse resides in Newport Beach with his wife and two children.

About Rodriquez Wealth Management

Rodriquez Wealth Management serves discerning individuals and families seeking a high level of customized, unbiased, and objective advice in today's challenging financial markets. We serve clients in many states across the country, and we understand the needs of clients in various stages of life. We advise clients on building, preserving, and transferring wealth in a tax-effective manner to heirs. Our team welcomes the opportunity to discuss our approach confidentially with qualified investors. We offer a complimentary second opinion and in-depth analysis to prospective clients with a minimum of $1,000,000 in investable assets. For existing clients, we reserve the right to waive this amount for family members.



Qualifications CRD# 4453802
FirmCRD# 104510
Series 65

Compensation/Fee Fee-Based


Office Location 150 South Los Robles Avenue,
Suite 880,
Pasadena,
CA 
91101
Phone Number 626-768-2973

As a financial planning professional, I recognize that my role is not only that of an advisor, but also a coach, confidante and friend. My goal is to improve my clients' financial well-being and help them to achieve quality of life now and in retirement by tailoring meaningful solutions to their unique situations. Outside of work, I enjoy spending time with my husband, son and daughter. We love to travel, explore new places, read, learn, stay active and spend time outdoors.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5237132
FirmCRD# 104510
Series 65

Compensation/Fee Fee-Based


Office Location 21515 Hawthorne Blvd,
Suite 580,
Torrance,
CA 
90503
Phone Number 424-230-7435

As a financial planner, I see myself as a combination of coach, guide, on-demand psychologist, reliable friend, historian and futurist. I feel privileged to be the person in my clients' lives who gives them the guidance they need in order to help them enjoy the fruits of their labor. In my free time, I most enjoy sports, movies and boating. I'm also an avid car enthusiast.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 6711825
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee-Based


Office Location 3945 Freedom Circle, Suite 950,
Santa Clara,
CA 
95054
Phone Number 408-565-8572

As a financial planner since 2000, I work hard to assure my clients that together we can create a workable and livable plan that can help lead them to the financial lifestyle they desire. It may not always be easy but it's definitely worthwhile. Outside of work, I have a passion for art and architecture.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5017061
FirmCRD# 5017061
Series 66

Compensation/Fee Fee Only


Office Location 3788 Calle Posadas,
Newbury Park,
CA 
91320
Phone Number 805-341-7104

As a Chartered Retirement Planning Counselor, CRPC® Kushal specializes in the areas of retirement planning and investment portfolio management. He enjoys helping clients simplify todays increasingly complex financial environment by designing financial plans tailored to their specific goal and objectives. After graduating from University of California Santa Cruz with double major in Business Management Economics, and Applied Finance & Accounting, Kushal began work at UBS, a Swiss multinational investment bank. After UBS, Kushal transitioned his career from the institutional side of the business to the personal side working at TD Ameritrade for 6 years and Retirement Planners of America for 4 years. Working with families, retirees and individuals he finds his work more impactful and aligned with his values. He is passionate about providing unbiased advice and coaching clients through lifes critical financial decision Kushal and his wife Joy have been married for over 14 years. They have 3 daughters and a son. His interests include spending time with his family, crossfit, snowboarding, and international travel. Kushal is the founder and managing director of Davinci Capital Partners

About Davinci Capital Partners

Our mission is to help our clients make smart investment, and financial decisions through relationships based on uncompromising integrity, trust, and personalized service. At DaVinci Capital Partners, we firmly believe that it all starts with having a clear vision of your unique goals. With this clarity, we combine objective advice and experience-led execution to bring that vision to life. Our vision as a firm focuses on helping others achieve their financial goals, as well as understanding each client's unique purpose, mission, and values. We strive to provide financial peace of mind by delivering tailored objective advice designed to give clients the confidence to pursue their own dreams and passions.

Advisory Services Provided

Retirement Planning, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts



Qualifications CRD# 6211526
FirmCRD# 111167

Compensation/Fee Fee-Based


Office Location 1550 The Alameda, Suite 125,
San Jose,
CA 
95126
Phone Number 888-242-6766

Andrew Kessler is a CERTIFIED FINANCIAL PLANNER™ professional, who pursued a career in financial planning as a result of his passion for helping others. He aspires to share his knowledge, create plans for the future and ease financial anxieties for all the clients he serves. Andrew is a graduate of the University of Massachusetts, and proud to be part of the Allworth Financial team. He lives in the East Bay with his wife Whitney and foster dogs.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts



Qualifications CRD# 4622383
FirmCRD# 866
Series 6, 7, 24, 26, 63, 65

Compensation/Fee Fee-Based, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 11810 Sebastian Way Suite 105,
Rancho Cucamonga,
CA 
91730
Phone Number 909-935-5555

Andrew Chabot has been in the financial services industry for over 15 years. Andrew is a CERTIFIED FINANCIAL PLANNER professional and takes pride in helping his clients pursue their goals in life. He specializes in growing and preserving his client's wealth and helps his clients make better decisions. Andrew earned his BA in Marketing and has also earned an MBA. He currently holds FINRA Series 6, 7, 24, 26, 63 and 65 FINRA registration as well as Life / Health / Property and Casualty Insurance licenses.

About Rancho Wealth Management

I am a local, independent, CERTIFIED FINANCIAL PLANNER and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.



Qualifications CRD# 6259423
FirmCRD# 151367
Series 65

Compensation/Fee Fee-Based


Office Location 23622 Calabasas Road, Suite 102,
Calabasas,
CA 
91302
Phone Number 805-727-2700

Alano became a financial planner to combine his love of economics with a commitment to help individuals and families grow and preserve their wealth. As Managing Director at Palm Capital Management based in Calabasas, CA, Alano assists many individuals and families living across the United States with their financial planning and investment management. Alano is a CERTIFIED FINANCIAL PLANNER" practitioner, holds a Bachelor of Arts in Communication Studies from the University of San Diego, a Master of Business Administration in Finance from Pepperdine University, a Series 65 securities license, a certification for life, accident and health insurance, and is a member of the Financial Planning Association®. Alano has contributed to the following prominent financial publications: Fox Business News, Forbes, Investopedia, Yahoo Finance, TD Ameritrade's TickerTape, LendingTree, and BankRate. Individuals that Alano services primarily include business owners, retirees, engineers, physicians, real estate professionals, divorcees, and young professionals. Alano also provides strategic advice in alternative investments including real estate, hedge funds, private equity, structured products, and derivatives for qualified clients. Alano strongly believes in investing alongside his clients, and his success is determined by the performance of his clients portfolios. Alano charges a competitive flat annual fee for his services and does not receive any commissions for security trade executions.

About Palm Capital Management

Palm Capital Management is a financial planning and investment advisory firm (a d/b/a of Dynamic Wealth Advisors CRD #151367). Our firm specializes in the management of investment accounts for individuals, families, and small businesses. We are independent fiduciary financial advisors, therefore legally obligated to act in the best interests of our Clients at all times.

Advisory Services Provided

Financial Advice & Consulting



Qualifications CRD# 6831574
FirmCRD# 283070
Series 65

Compensation/Fee Fee-Based


Office Location 2650 Camino Del Rio N. Suite 350,
San Diego,
CA 
92108
Phone Number 619-294-6008

Troy is a retirement planner, located in San Diego, CA., who enjoys helping people plan for their present as well as their future. He graduated with honors from SDSU with a degree in Accounting. Working in the sports industry as a corporate controller, he spent several years planning finances in the corporate world. Troy graduated Cum Laude from Law School with an award in Ethics. As an attorney, he represented several athletes, doing everything from endorsement deals to contract negotiations.

Troy grew up in Lakeside and currently resides in Alpine. He has lived in San Diego his whole life. He has been married to his beautiful wife Cindi for over 30 years. They have three boys and one granddaughter. The oldest son, Brandon, and his wife Mandi have a beautiful daughter, Harper Marie. Michael, the second oldest, is a graduate of UCSD with an Economics degree and a business minor. The youngest, Justin, just graduated from the University of Notre Dame with a degree in Aerospace Engineering.

Schedule A Consultation With Troy CLICK HERE.

About Copley Financial Group, Inc.

We provide value that involves more than just investment advice. Our advice is an outcome of personal relationships and comprehensive planning. We thrive on providing an extraordinary retirement planning experience by crafting sophisticated plans that unites all the parts of your financial life together.



Qualifications CRD# 1259742
FirmCRD# 283070
Series 65

Compensation/Fee Fee-Based


Office Location Serving Nationwide,
San Diego,
CA 
92108
Phone Number 619-294-6008

David enjoys meeting clients and providing them with investment and retirement strategies customized to their current and future lives. He delivers over 25 years of investment management practice to his clients and has hands-on experience in wild bull and bear markets and every market environment in between.

Prior to joining Copley Financial Group, Inc., Dave provided pension investment strategies for blue chip institutional investors, including several S&P 500 companies, international investment managers and state and local pension systems. He has significant experience in portfolio management, investment banking, venture capital and commercial banking. He earned an MBA at the UCLA Anderson Graduate School of Management and a BS at UC Davis.

He gives back by teaching Financial Markets and Investment Strategies at UCSD. CLICK HERE to SCHEDULE A FREE INITIAL CONSULTATON WITH DAVE

About Copley Financial Group

We believe no one should have to worry about the financial security during this stage of life. Therefore, we offer complimentary retirement planning consultations, give you advice, and show how we can help find a strategy that is appropriate for you.

Advisory Services Provided

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts, Annuities



Qualifications FirmCRD# 155172

Compensation/Fee Fee-Based


Office Location 3 Lagoon Drive,
Suite 200,
Redwood City,
CA 
94065
Phone Number 650-556-1310

Office Location 250 Montgomery Street,
Suite 700,
San Francisco,CA  94104
Phone Number 855-855-8005

Office Location ---,
Los Angeles,CA  90012
Phone Number 650-556-1310

Office Location 250 Montgomery Street,
Suite 700,
San Francisco,CA  94104
Phone Number 650-556-1310

WHY USE PERSONAL CAPITAL

Free Financial Tools

Get a 360-degree view of your money and see all your accounts in one place, including your investments. And go deeper with our planning and analytics tools.

The tools are yours with no obligation. Setting up your dashboard will make your discussion with an Advisor -- whether ours or a competitor's -- more productive.

Personalized Advice

Our team of licensed fiduciary advisors understands that every investor is unique. With the dynamic tools used by both you and your advisor we are able to identify and alert you to opportunities so you can act on them.

Customized Strategy

Customization begins by learning about your entire financial situation and goals. From there, we'll determine how much growth you need to reach those goals. Once we're clear on every facet of your financial life, we design a portfolio that reflects your risk and return profile.

Identify Hidden Fees

You could be losing hundreds of thousands of dollars in hidden fees in your mutual fund, investing, and retirement accounts. Discover any hidden investment fees you weren't aware of.

Invest in a Sustainable Future

Our Socially Responsible Personal Strategy (SRI) is a way for you to support and invest in companies more proactively managing environmental, social, and corporate governance related issues, also known as ESG.

Transparent Fees

We charge one all-inclusive management fee at a fraction of the cost of traditional financial institutions. There are no hidden fees, no trailing fees and no trade commissions.

Personal Capital is owned by Empower Retirement, the second largest retirement services company in the US, with $709 billion in assets and 9.4 million participants as of 9/30/2020

About Personal Capital Advisors Corporation

Personal Capital provides a unique combination of personalized human advice and free, innovative technology. We have local presences nationwide and fully remote capabilities with clients in all 50 states and $15bn in assets as of 11/30/2020. Join the 2.7 million people who track over $980bn with our free tools, including our Retirement Planner, Investment Checkup™, and Fee Analyzer™. Personal Capital Advisors Corporation ("PCAC") compensates WiserAdvisor ("Company") for new leads. ("Company") is not an investment client of PCAC.

Advisory Services Provided

Portfolio Management, Wealth Management



Qualifications CRD# 2364673
FirmCRD# __
Series 7, 8, 31, 63, 65, 66

Compensation/Fee Fee-Based, Based on Assets, Flat Fee, Hourly


Office Location 731 South Hwy 101 ste 2k,
Suite 2k,
Solana Beach,
CA 
92075
Phone Number 858-535-1705

* Founder of JKL Wealth Management 2009 * 5 Star Wealth Manager Award: 2012, 2016, 2017, 2018, 2020 * Vice President and Manager of the UTC office at Merrill Lynch 1994-2009 * Merrill Lynch Manager of the Year 2006 for the U.S. (Offices with 13+ Advisors) * Over 25 years Retirement and Wealth Management Experience * SDSU Aztec, Guitarist, Sailor and Fisherman

About JKL Wealth Management

The most rewarding times for our Firm happen when we're seeing the families we work with realizing their true joy and happiness in their personal retirement journey. My Career spans 25 years plus of managing family's investments and retirement planning. My experience through the finical crisis as a branch manager overseeing more than 20 advisors, and thousands of clients with billions of dollars, gave me an experience I never could have attained simply as an advisor. I saw what worked and more importantly what did not work during the worst financial crisis in our lifetimes. The lessons were very difficult at the time but very constructive for the disciplines I utilize for my clients. This is how we developed our Floor Income Plan. The process is designed to prevent clients from having to sell assets in a down market to meet their retirement income needs. This safety and security allows them to reach for their aspirational and enrichment goals both holistically and financially in their familys lives.



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FREQUENTLY ASKED QUESTIONS

Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?