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Find Top Financial Advisors in Sacramento, California

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Sacramento, California
Last Updated - 21-Sep-2022

Sacramento has 10 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 89 non-vetted advisors in your local area. These financial advisors in Sacramento, California have an average of 16 years of experience.

NOTE: The list of financial advisors in Sacramento, California mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Sacramento, California.

Qualified Financial Advisors in Sacramento, California
Financial Advisor Experience AUM Minimum Assets Fee Structure
Kevin Duffy
CFP®, MSF
ALLWORTH FINANCIAL
8775 Folsom Blvd Suite 100,
Sacramento, CA 95826
Not Disclosed Not Specified Not Specified Fee-Based
Ted Smalling
MBA, CFP®
ALLWORTH FINANCIAL
8775 Folsom Blvd Suite 100,
Sacramento, CA 95826
Not Disclosed Not Specified Not Specified Fee-Based
Brian Malkinson
HBW ADVISORY SERVICES
3017 Douglas Blvd,
Ste 100,
Roseville, CA 95661
10 Not Specified $250,000 Fee-Only
Tad Doughty
ChFC®, CFS®
ALLWORTH FINANCIAL
3017 Douglas Blvd,
Roseville, CA 95661
Not Disclosed Not Specified Not Specified Fee-Based
Zach Lindemann
CFP®
EDELMAN FINANCIAL ENGINES, LLC
2901 Douglas Blvd Suite 250,
Sacramento I - Roseville (East),
Roseville, CA 95661
8 Not Specified Not Specified Fee-Based
Ken Sakamoto
CRPC®
EDELMAN FINANCIAL ENGINES, LLC
2175 North California Boulevard,
Suite 800,
Walnut Creek, CA 94596
4301 Hacienda Drive, Suite 100,
Pleasanton, CA 94588
16 Not Specified Not Specified Fee-Based
Cynthia Leal
Certificate in Blockchain and Digital Assets, CRPC®
EDELMAN FINANCIAL ENGINES, LLC
3950 Civic Center Drive,,
Suite 315,
San Rafael, CA 94903
17 Not Specified Not Specified Fee-Based
Personal Capital
PERSONAL CAPITAL
250 Montgomery Street,
Suite 700,
San Francisco, CA 94104
11 $22,400,000,000 $100,000 Fee-Based

Information on Qualified Financial Advisors in Sacramento

Qualifications CRD# 2673236
Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number 888-242-6766

Kevin Duffy is a CERTIFIED FINANCIAL PLANNERprofessional with over 25 years of financial sector and advisory experience. He holds a Master of Science degree in Finance from George Washington University in Washington, DC. In his spare time, Kevin skis, plays the violin, and volunteers in the Sacramento region at various community organizations.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 5981078
Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number 888-242-6766

Ted Smalling is a CERTIFIED FINANCIAL PLANNER™ professional, and holds an MBA from the Keller Graduate School of Management. A native of Sacramento, CA, before embarking on an advisory career, Ted spent 25 years as a small business owner. An avid golfer, Ted lives with his family in Elk Grove, California.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 6952754
Firm CRD# 143665
Series 65

Compensation/Fee Fee-Only, Based on Assets


Office Location 3017 Douglas Blvd,
Ste 100,
Roseville,
CA
95661
Phone Number 916-509-3231

Brian's devotion to helping people is what has driven him throughout his career. A career with more than a decade of experience in financial advisement, planning, and management. It is his diversified experience that has shaped Brian's approach to wealth management, asset management, and retirement planning. This knowledge along with his commitment to understanding every client's needs ensures a unique experience for both clients and businesses looking to plan for their future. The advisor to client relationship is extremely important for Brian's business as he believes investment decisions should be driven by more than just risk tolerance or suitability but by a sound financial plan that is specific to each client's goals and values. Outside of his career as a financial advisor with HBW, Brian has owned multiple businesses as both a sole proprietor and corporate executive. As a former educator, Brian has taught at multiple universities and developed certification programs for multiple organizations. A father of four children, Brian understands the importance of planning for the future and protecting what matters most.

About HBW Advisory Services

HBW has been a family-owned business since its founding in 1991. The financial world has changed a lot since then. But since our first day we have tried to treat every client as part of the family. That has not changed. HBW's most basic belief and guiding principle is in providing our advisors and clients the tools they need to stay the course, to stick to their financial plans, to seek control of the factors that form the basis of all other investment success: saving, asset protection through insurance, and tax planning. We also believe our clients relationship with their advisor is among their most important assets when times are challenging. Quite simply, we believe advice from most independent financial advisors will be better than advice from anywhere else. Our view is that products are products. Real solutions are based on values and goals, not hypothetical investment returns, fear-based sales tactics or big company guarantees crippled by the fine print. Why deal with some firm's inherent conflict of interest if you do not have to? We are committed to people and families: committed to helping our clients fulfill hopes, accomplish goals, and realize dreams. HBW Advisory Services LLC, is a Registered Investment Advisory Services Company entrusted with over $1 billion in client assets under management.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 4890912
Firm CRD# 111167

Compensation/Fee Fee-Based


Office Location 3017 Douglas Blvd,
Roseville,
CA
95661
Phone Number 888-242-6766

Tad Doughty holds the Certified Fund Specialist (CFS) and Chartered Financial Consultant (ChFC) designations, and has been with Allworth Financial for 15 years. A native of Sacramento, CA, he is a direct descendant of Declaration of Independence signee, John Hart. Tad lives with his wife Stephanie in Sacramento, California.

About Allworth Financial

Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.

Advisory Services Provided:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts


Qualifications CRD# 6154134
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 2901 Douglas Blvd Suite 250,
Sacramento I - Roseville (East),
Roseville,
CA
95661
Phone Number 916-462-5220

I'm a dedicated financial planner who loves to educate my clients and help them achieve their financial goals. My entire family lives in Northern California, and even though I've lived and worked in California and Arizona, Northern California has always been my home. I'm happily married to my wife, Belinda, and we welcomed our first child, Lukas, in 2021.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Qualifications CRD# 1095790
Firm CRD# 104510
Series 65

Compensation/Fee Fee-Based


Office Location 2175 North California Boulevard,
Suite 800,
Walnut Creek,
CA
94596
Phone Number 925-660-4720

Office Location 4301 Hacienda Drive, Suite 100,
Pleasanton,CA 94588
Phone Number 925-660-4720

I work with my clients in crafting a roadmap that helps them create, grow, protect and distribute their wealth in a tax-advantaged manner so they can achieve their financial goals. As a fiduciary, I provide my clients with unconflicted advice and strategies that are in their best interests. And as their lives change, my responsibility is to look at their situations, goals, and futures and help them take the necessary steps so they and their families have a greater sense of security and peace of mind. I grew up in Hawaii in a blue-collar family, and like most people, they lacked financial literacy. My purpose and passion are to help my clients avoid some of the common mistakes that my parents made in planning.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Qualifications CRD# 4816123
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 3950 Civic Center Drive,,
Suite 315,
San Rafael,
CA
94903
Phone Number 415-941-4905

I've been a financial planner since 2005, and in that time, I've helped countless clients think through their lifelong goals and enable them to follow a smart and well-developed plan to achieve their financial milestones. Outside of work, I'm either spending time with my family, walking my dogs, hiking, traveling, watching movies, reading a book, gardening, or working on a DIY project at home.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Qualifications Firm CRD# 155172

Compensation/Fee Fee-Based


Office Location 250 Montgomery Street,
Suite 700,
San Francisco,
CA
94104
Phone Number 855-855-8005

Office Location 250 Montgomery Street,
Suite 700,
San Francisco,CA 94104
Phone Number 650-556-1310

About Personal Capital

Ready to take control of your finances? Personal Capital is here to help. We have objective fiduciary advisors ready to analyze your financial situation, and help you build a personalized, holistic plan.

The holistic financial plan recommendation is yours to keep, no strings attached.

There's never been a better time to get a second opinion on your financial future. Schedule a call with Personal Capital today.

WHY USE PERSONAL CAPITAL

Personal Capital provides a unique combination of award-winning financial tools and personalized, human advice.

Work with our team of licensed fiduciary advisors to build a free Personalized Plan that's yours to keep. You and your advisor will use our comprehensive array of free money management tools to identify and alert you to opportunities for investment management, retirement planning, and cash flow.

Setting up your dashboard will make your discussion with an advisor -- whether ours or a competitor's -- more productive. And it's completely free to get started:

  1. Customization begins by learning about your entire financial situation and goals. Use our free dashboard to get a 360-degree view of your money and see all your accounts in one place, including your investments. And go deeper with our planning and analytics tools.
  2. Our team of licensed fiduciary advisors understands that every investor is unique. With the dynamic tools, work with your advisor to build a complimentary Personalized Plan that is yours to keep, whether you decide to work with us or not.
  3. Get Wealth Management custom-tailored to your unique situation. Together, we design a portfolio that's based on your preferences, and what stage you are in your life. We charge one all-inclusive management fee at a fraction of the cost of traditional financial institutions. There are no hidden fees, no trailing fees and no trade commissions.

Personal Capital Advisors Corporation ("PCAC") compensates WiserAdvisor ("Company") for new leads. ("Company") is not an investment client of PCAC.

Advisory Services Provided:

Portfolio Management, Wealth Management


Top Financial Advisor Firms in Sacramento, California (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Strategic Wealth Advisors Group
3610 American River Drive , Suite 120,
Sacramento, CA 95864
$6,616,498,087 24579 A percentage of AUM
Fixed fees
Tate Private Wealth Advisers
1545 River Park Drive , Suite 375,
Sacramento, CA 95815-4614
$399,286,089 363 A percentage of AUM
Fixed fees
Towerpoint Wealth, Llc
500 Capitol Mall , Suite 1060,
Sacramento, CA 95814
$363,602,101 959 A percentage of AUM
Fixed fees
Brown Robello Capital Management, Llc
3620 American River Drive , Suite 145,
Sacramento, CA 95864
$311,050,510 382 A percentage of AUM
Hourly charges
Fixed fees
Lucas Group Financial Planners, Inc.
1545 River Park Drive, , Suite 401,
Sacramento, CA 95815
$290,553,262 766 A percentage of AUM
Fixed fees
Other (PORTION OF FEES MANAGED BY THIRD-PARTY MONEY MANAGERS)
Boyd Wealth Management, Llc
1375 Exposition Blvd , Suite 220,
Sacramento, CA 95815
$260,509,702 353 A percentage of AUM
Fixed fees
Adams Ashby Financial Advisors
3508 Cody Way , Suite 100,
Sacramento, CA 95864
$187,476,868 110 A percentage of AUM
Hourly charges
Hansen & Associates Financial Group Inc.
8880 Cal Center Dr. , Suite 195,
Sacramento, CA 95826
$140,750,403 595 A percentage of AUM
Fixed fees

    List of Additional Advisors in Sacramento, California*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Amanda Johnson
    Inquire with Amanda
    2804 Gateway Oaks Dr, Ste 190, Sacramento, CA  95833 916-641-7400
    Bernardete Nunes
    Inquire with Bernardete
    400 Capitol Mall, Suite 1900, Sacramento, CA  95814 916-567-2057
    Allison Wealth Management
    Inquire with Allison
    1375 Exposition Boulevard, Suite 201, Sacramento, CA  95815 916-437-4263
    Joseph Hinojos
    Inquire with Joseph
    2150 River Plaza Dr, Ste 290, Sacramento, CA  95833 916-567-0489
    W Alan Silva
    Inquire with W
    2150 River Plaza Dr, Ste 290, Sacramento, CA  95833 916-567-0489
    Zach Vail
    Inquire with Zach
    2150 River Plaza Dr, Ste 290, Sacramento, CA  95833 916-567-0489
    Norielle Gottschalk
    Inquire with Norielle
    2150 River Plaza Dr, Ste 290, Sacramento, CA  95833 916-567-0489
    Derek Seo
    Inquire with Derek
    4600 Duckhorn Dr, Sacramento, CA  95834 916-554-7650
    John Kovalek
    Inquire with John
    2150 River Plaza Dr, Ste 290, Sacramento, CA  95833 916-567-0499
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    400 Capitol Mall, Suite 1900, Sacramento, CA  95814 916-444-8041
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      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

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      A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?