There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Sacramento
has
9
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
86
non-vetted advisors in your local area. These financial advisors in
Sacramento
,
California
have an average of
19
years of experience.
NOTE: The list of financial
advisors in
Sacramento
,
California
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Sacramento
,
California
.
Qualified Financial Advisors in Sacramento, California | ||||
---|---|---|---|---|
Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
Kevin Duffy
CFP®, MSF ALLWORTH FINANCIAL 8775 Folsom Blvd Suite 100, Sacramento, CA 95826 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Ted Smalling
CFP®, MBA ALLWORTH FINANCIAL 8775 Folsom Blvd Suite 100, Sacramento, CA 95826 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Tad Doughty
ChFC®, CFS® ALLWORTH FINANCIAL 3017 Douglas Blvd, Roseville, CA 95661 |
Not Disclosed | Not Specified | Not Specified | Fee-Based |
Zach Lindemann
CFP® EDELMAN FINANCIAL ENGINES, LLC 1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250, Roseville, CA 95661 |
8 | Not Specified | Not Specified | Fee-Based |
Mark Palmer
CFP®, Certificate in Blockchain and Digital Assets℠ EDELMAN FINANCIAL ENGINES, LLC 2175 North California Boulevard, Walnut Creek, CA 94596 |
27 | Not Specified | Not Specified | Fee-Based |
Ken Sakamoto
CRPC® EDELMAN FINANCIAL ENGINES, LLC 4301 Hacienda Drive, Suite 100, Pleasanton, CA 94588 |
41 | Not Specified | Not Specified | Fee-Based |
Cynthia Leal
Certificate in Blockchain and Digital Assets℠, CRPC® EDELMAN FINANCIAL ENGINES, LLC 3950 Civic Center Drive,, San Rafael, CA 94903 |
17 | Not Specified | Not Specified | Fee-Based |
Personal Capital
PERSONAL CAPITAL ADVISORS CORPORATION 250 Montgomery Street, San Francisco, CA 94104 |
11 | $15,000,000,000 | $100,000 | Fee-Based |
Qualifications
CRD# 2673236
FirmCRD# 111167
Compensation/Fee Fee-Based
Office Location
8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number
888-242-6766
Kevin Duffy is a CERTIFIED FINANCIAL PLANNER™professional with over 25 years of financial sector and advisory experience. He holds a Master of Science degree in Finance from George Washington University in Washington, DC. In his spare time, Kevin skis, plays the violin, and volunteers in the Sacramento region at various community organizations.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 5981078
FirmCRD# 111167
Compensation/Fee Fee-Based
Office Location
8775 Folsom Blvd Suite 100,
Sacramento,
CA
95826
Phone Number
888-242-6766
Ted Smalling is a CERTIFIED FINANCIAL PLANNER™ professional, and holds an MBA from the Keller Graduate School of Management. A native of Sacramento, CA, before embarking on an advisory career, Ted spent 25 years as a small business owner. An avid golfer, Ted lives with his family in Elk Grove, California.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 4890912
FirmCRD# 111167
Compensation/Fee Fee-Based
Office Location
3017 Douglas Blvd,
Roseville,
CA
95661
Phone Number
888-242-6766
Tad Doughty holds the Certified Fund Specialist (CFS) and Chartered Financial Consultant (ChFC) designations, and has been with Allworth Financial for 15 years. A native of Sacramento, CA, he is a direct descendant of Declaration of Independence signee, John Hart. Tad lives with his wife Stephanie in Sacramento, California.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Advisory Services Provided:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Qualifications
CRD# 6154134
FirmCRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
1112 Galleria Boulevard Suite 1602901 Douglas Blvd Suite 250,
Roseville,
CA
95661
Phone Number
916-462-5220
I'm a dedicated financial planner who loves to educate my clients and help them achieve their financial goals. My entire family lives in Northern California, and even though I've lived and worked in California and Arizona, Northern California has always been my home. Im happily married to my wife, Belinda, and we welcomed our first child, Lukas, in 2021.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 2546710
FirmCRD# 104510
Series 65
Compensation/Fee Fee-Based
Office Location
2175 North California Boulevard,
Suite 800,
Walnut Creek,
CA
94596
Phone Number
925-962-5823
I've been a financial planner since 1998. Putting my experience to work every day is what I love best. Having the opportunity to work with my clients on their journey to financial security is challenging in a good way, and it's always rewarding to help them reach their goals. In my spare time, you can usually find me sailing or cooking up something delicious.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 1095790
FirmCRD# 104510
Series 65
Compensation/Fee Fee-Based
Office Location
4301 Hacienda Drive, Suite 100,
Pleasanton,
CA
94588
Phone Number
925-660-4720
I provide my clients with holistic advice designed to help protect and grow their wealth so they can achieve their financial goals. My wife Jaclynn and I have one daughter. Originally from Hawaii, I enjoy working out and keeping fit.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
CRD# 4816123
FirmCRD# 104510
Series 66
Compensation/Fee Fee-Based
Office Location
3950 Civic Center Drive,,
Suite 315,
San Rafael,
CA
94903
Phone Number
415-941-4905
I've been a financial planner since 2005, and in that time, I've helped countless clients think through their lifelong goals and enable them to follow a smart and well-developed plan to achieve their financial milestones. Outside of work, I'm either spending time with my family, walking my dogs, hiking, traveling, watching movies, reading a book, gardening, or working on a DIY project at home.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.
Qualifications
FirmCRD# 155172
Compensation/Fee Fee-Based
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,
CA
94104
Phone Number
855-855-8005
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,CA 94104
Phone Number
650-556-1310
WHY USE PERSONAL CAPITAL
Free Financial Tools
Get a 360-degree view of your money and see all your accounts in one place, including your investments. And go deeper with our planning and analytics tools.Personalized Advice
Our team of licensed fiduciary advisors understands that every investor is unique. With the dynamic tools used by both you and your advisor we are able to identify and alert you to opportunities so you can act on them.Customized Strategy
Customization begins by learning about your entire financial situation and goals. From there, we'll determine how much growth you need to reach those goals. Once we're clear on every facet of your financial life, we design a portfolio that reflects your risk and return profile.Identify Hidden Fees
You could be losing hundreds of thousands of dollars in hidden fees in your mutual fund, investing, and retirement accounts. Discover any hidden investment fees you weren't aware of.Invest in a Sustainable Future
Our Socially Responsible Personal Strategy (SRI) is a way for you to support and invest in companies more proactively managing environmental, social, and corporate governance related issues, also known as ESG.Transparent Fees
We charge one all-inclusive management fee at a fraction of the cost of traditional financial institutions. There are no hidden fees, no trailing fees and no trade commissions. Personal Capital is owned by Empower Retirement, the second largest retirement services company in the US, with $709 billion in assets and 9.4 million participants as of 9/30/2020Personal Capital provides a unique combination of personalized human advice and free, innovative technology. We have local presences nationwide and fully remote capabilities with clients in all 50 states and $15bn in assets as of 11/30/2020. Join the 2.7 million people who track over $980bn with our free tools, including our Retirement Planner, Investment Checkup™, and Fee Analyzer™. Personal Capital Advisors Corporation ("PCAC") compensates WiserAdvisor ("Company") for new leads. ("Company") is not an investment client of PCAC.
Advisory Services Provided:
Portfolio Management, Wealth Management
Top Financial Advisor Firms in Sacramento, California | |||
---|---|---|---|
Firm Name | AUM | No. of Clients | Fee Structure |
Adams Ashby Financial Advisors
3508 Cody Way , Suite 100, Sacramento, CA 95864 |
$187,476,868 | 110 |
A percentage of AUM |
Hansen & Associates Financial Group Inc.
8880 Cal Center Dr. , Suite 195, Sacramento, CA 95826 |
$140,750,403 | 595 |
A percentage of AUM Hourly charges Fixed fees |
Towerpoint Wealth, Llc
500 Capitol Mall , Suite 1060, Sacramento, CA 95814 |
$363,602,101 | 959 |
A percentage of AUM Hourly charges Fixed fees |
Boyd Wealth Management, Llc
1375 Exposition Blvd , Suite 220, Sacramento, CA 95815 |
$260,509,702 | 353 |
A percentage of AUM Fixed fees |
Lucas Group Financial Planners, Inc.
1545 River Park Drive, , Suite 401, Sacramento, CA 95815 |
$290,553,262 | 766 |
A percentage of AUM Hourly charges Fixed fees Other (PORTION OF FEES MANAGED BY THIRD-PARTY MONEY MANAGERS) |
Strategic Wealth Advisors Group
3610 American River Drive , Suite 120, Sacramento, CA 95864 |
$6,616,498,087 | 24579 |
A percentage of AUM Hourly charges Fixed fees |
Brown Robello Capital Management, Llc
3620 American River Drive , Suite 145, Sacramento, CA 95864 |
$311,050,510 | 382 |
A percentage of AUM Hourly charges Fixed fees |
Tate Private Wealth Advisers
1545 River Park Drive , Suite 375, Sacramento, CA 95815-4614 |
$399,286,089 | 363 |
A percentage of AUM Fixed fees |
* Additional advisors listing is provided in partnership with Yext
Financial Advisor | Office Location | Phone Number |
Amanda Johnson Inquire with Amanda |
2804 Gateway Oaks Dr, Ste 190, Sacramento, CA 95833 | 916-641-7400 |
Bernardete Nunes Inquire with Bernardete |
400 Capitol Mall, Suite 1900, Sacramento, CA 95814 | 916-567-2057 |
Allison Wealth Management Inquire with Allison |
1375 Exposition Boulevard, Suite 201, Sacramento, CA 95815 | 916-437-4263 |
Joseph Hinojos Inquire with Joseph |
2150 River Plaza Dr, Ste 290, Sacramento, CA 95833 | 916-567-0489 |
W Alan Silva Inquire with W |
2150 River Plaza Dr, Ste 290, Sacramento, CA 95833 | 916-567-0489 |
Zach Vail Inquire with Zach |
2150 River Plaza Dr, Ste 290, Sacramento, CA 95833 | 916-567-0489 |
Norielle Gottschalk Inquire with Norielle |
2150 River Plaza Dr, Ste 290, Sacramento, CA 95833 | 916-567-0489 |
Derek Seo Inquire with Derek |
4600 Duckhorn Dr, Sacramento, CA 95834 | 916-554-7650 |
John Kovalek Inquire with John |
2150 River Plaza Dr, Ste 290, Sacramento, CA 95833 | 916-567-0499 |
Morgan Stanley Financial Advisors Inquire with Morgan |
400 Capitol Mall, Suite 1900, Sacramento, CA 95814 | 916-444-8041 |
Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
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A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
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A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?