WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in San Jose, California. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.
Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.
| Qualified Financial Advisors in San Jose, California | ||
|---|---|---|
| Financial Advisor | Office Location | Phone Number |
| Chris Cox Allworth Financial |
1550 The Alameda, Suite 125, San Jose, CA 95126 |
408-244-3800 |
| Robert Choy CFP®, CPWA® Edelman Financial Engines, LLC |
1050 Enterprise Way, 3rd Floor, Sunnyvale, CA 94089 |
408-916-3915 |
| Value Monitoring Inc. Value Monitoring Inc. |
250 Oak Grove Ave 2nd Floor Suite A, Menlo Park, CA 94025 |
650-451-3410 |
| Ken Sakamoto CRPC® Edelman Financial Engines, LLC |
4301 Hacienda Drive, Suite 100, Pleasanton, CA 94588 |
925-660-4722 |
| Personal Capital Personal Capital Advisors Corporation |
3 Lagoon Drive, Redwood City, CA 94065 |
650-556-1310 |
| Niagara Credit Income Fund Lateral Investment Management |
400 S El Camino Real, San Mateo, CA 94402 |
650-396-2200 |
| Mark Palmer CFP® Edelman Financial Engines, LLC |
2175 North California Boulevard, Walnut Creek, CA 94596 |
925-962-5823 |
| Personal Capital Personal Capital Advisors Corporation |
250 Montgomery Street, San Francisco, CA 94104 |
855-855-8005
650-556-1310 |
Qualifications
CRD# 5267373
FirmCRD# 111167
Compensation/Fee
Fee-Based
Office Location
1550 The Alameda, Suite 125,
San Jose,
CA 95126
Phone Number
408-244-3800
With more than 25 years of financial sector experience, Chris Cox is an advisor in the San Jose office. A Bay Area native, Chris holds a Bachelor of Science degree in Business Administration from Cal Poly San Luis Obispo. When not advising clients, Chris enjoys European travel, hiking, camping, mountain biking and snowboarding.
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
Qualifications
CRD# 6711825
FirmCRD# 104510
Series 7, 66
Compensation/Fee
Fee-Based
Office Location
1050 Enterprise Way, 3rd Floor,
Sunnyvale,
CA 94089
Phone Number
408-916-3915
As a financial planner since 2000, I work hard to assure my clients that together we can create a workable and livable plan that can help lead them to the financial lifestyle they desire. It may not always be easy but it's definitely worthwhile. Outside of work, I have a passion for art and architecture.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.
Qualifications
CRD# 6329981
FirmCRD# 106056
Compensation/Fee
Fee Only
Office Location
250 Oak Grove Ave 2nd Floor Suite A,
Menlo Park,
CA 94025
Phone Number
650-451-3410
Value Monitoring Inc (VMI) is a family run financial planning and investment management firm. Dave and Mark Levenson are the company's owners and principal financial advisors. VMI was started by their father in the 80's, and they have worked together as a family since the early 2000s. Over the years, VMI has developed a broad range of financial products and strategies for use in investment portfolio construction, tax planning, and retirement and estate plan designs. Dave is a CERTIFIED FINANCIAL PLANNER™. Mark has a series 7 and is licensed to sell insurance, though VMI only consults on insurance products, we do not sell them. VMI works closely with clients to generate customized financial plans and to help find or create the right investment vehicles, insurance products, and other financial tools to fulfill those plans. At VMI we are not money managers who do financial planning, we are financial planners who manage money. Figuring out how to make our clients' lives better, smoother, and easier is at the center of everything we do.
Deep Relationships built on mutual trust and respect are key to success. Those who work with us will tell you that we are responsive as well as proactive, and that we communicate honestly. Our team is passionate and thorough in how we assess our clients' financial goals.
Qualifications
CRD# 1095790
FirmCRD# 104510
Series 65
Compensation/Fee
Fee-Based
Office Location
4301 Hacienda Drive, Suite 100,
Pleasanton,
CA 94588
Phone Number
925-660-4722
I provide my clients with holistic advice designed to help protect and grow their wealth so they can achieve their financial goals. My wife Jaclynn and I have one daughter. Originally from Hawaii, I enjoy working out and keeping fit.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.
Qualifications
FirmCRD# 155172
Compensation/Fee
Fee-Based
Office Location
3 Lagoon Drive,
Suite 200,
Redwood City,
CA 94065
Phone Number
650-556-1310
WHY USE PERSONAL CAPITAL
Free Financial Tools
Get a 360-degree view of your money and see all your accounts in one place, including your investments. And go deeper with our planning and analytics tools.Personalized Advice
Our team of licensed fiduciary advisors understands that every investor is unique. With the dynamic tools used by both you and your advisor we are able to identify and alert you to opportunities so you can act on them.Customized Strategy
Customization begins by learning about your entire financial situation and goals. From there, we'll determine how much growth you need to reach those goals. Once we're clear on every facet of your financial life, we design a portfolio that reflects your risk and return profile.Identify Hidden Fees
You could be losing hundreds of thousands of dollars in hidden fees in your mutual fund, investing, and retirement accounts. Discover any hidden investment fees you weren't aware of.Invest in a Sustainable Future
Our Socially Responsible Personal Strategy (SRI) is a way for you to support and invest in companies more proactively managing environmental, social, and corporate governance related issues, also known as ESG.Transparent Fees
We charge one all-inclusive management fee at a fraction of the cost of traditional financial institutions. There are no hidden fees, no trailing fees and no trade commissions. Personal Capital is owned by Empower Retirement, the second largest retirement services company in the US, with $709 billion in assets and 9.4 million participants as of 9/30/2020
Personal Capital provides a unique combination of personalized human advice and free, innovative technology. We have local presences nationwide and fully remote capabilities with clients in all 50 states and $15bn in assets as of 11/30/2020. Join the 2.7 million people who track over $980bn with our free tools, including our Retirement Planner, Investment Checkup™, and Fee Analyzer™.
Qualifications
CRD# 159649
Compensation/Fee
Fee-Based
Office Location
400 S El Camino Real,
Suite 1100,
San Mateo,
CA 94402
Phone Number
650-396-2200
OUR APPROACH Lateral Investment Management manages the Niagara Credit Income Fund where investors have the choice of a 5, 6, or 8% income with quarterly distributions and risk mitigation by a first-loss subordinated tranche. The Fund targets net returns that are higher than fixed income benchmarks with mitigated principal risk, lower volatility, and lower correlation to the public markets. The Fund has not missed a quarterly distribution since its inception in 2013. Lateral manages fixed income and private equity strategies that seek to help investors diversify their portfolios from public market volatility while generating consistent quarterly cash returns. Lateral invests in growing, established private businesses in the US through senior secured loans and minority equity stakes. Our portfolio focuses on domestic manufacturing, infrastructure, and healthcare services, tech-enabled business services and specialty finance. Our funds exclusively serve institutional investors, qualified purchasers and accredited investors.
Lateral Investment Management, LLC ("Lateral"), founded in 2014, is an opportunistic credit and growth equity private asset manager. The firm provides growth capital to non-sponsored, lower- middle market companies through the direct origination of short-term loans and minority equity stakes. Our private market strategies focus on investing in lower-middle market firms that have limited capital availability due to the structural dislocation in the US capital markets. We partner with owner-operators who have high conviction in their future outlook and want the support of an institutional investor without the loss of control and dilution of a traditional private equity partner. Lateral is an SEC registered firm* with approximately $450MM in assets under management. The company is headquartered in the San Francisco Bay Area and has an office in New York City.
Qualifications
CRD# 2546710
FirmCRD# 104510
Series 65
Compensation/Fee
Fee-Based
Office Location
2175 North California Boulevard,
Suite 800,
Walnut Creek,
CA 94596
Phone Number
925-962-5823
I've been a financial planner since 1998. Putting my experience to work every day is what I love best. Having the opportunity to work with my clients on their journey to financial security is challenging in a good way, and it's always rewarding to help them reach their goals. In my spare time, you can usually find me sailing or cooking up something delicious.
Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.
Qualifications
FirmCRD# 155172
Compensation/Fee
Fee-Based
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,
CA 94104
Phone Number
855-855-8005
Office Location
250 Montgomery Street,
Suite 700,
San Francisco,CA 94104
Phone Number
650-556-1310
WHY USE PERSONAL CAPITAL
Free Financial Tools
Get a 360-degree view of your money and see all your accounts in one place, including your investments. And go deeper with our planning and analytics tools.Personalized Advice
Our team of licensed fiduciary advisors understands that every investor is unique. With the dynamic tools used by both you and your advisor we are able to identify and alert you to opportunities so you can act on them.Customized Strategy
Customization begins by learning about your entire financial situation and goals. From there, we'll determine how much growth you need to reach those goals. Once we're clear on every facet of your financial life, we design a portfolio that reflects your risk and return profile.Identify Hidden Fees
You could be losing hundreds of thousands of dollars in hidden fees in your mutual fund, investing, and retirement accounts. Discover any hidden investment fees you weren't aware of.Invest in a Sustainable Future
Our Socially Responsible Personal Strategy (SRI) is a way for you to support and invest in companies more proactively managing environmental, social, and corporate governance related issues, also known as ESG.Transparent Fees
We charge one all-inclusive management fee at a fraction of the cost of traditional financial institutions. There are no hidden fees, no trailing fees and no trade commissions. Personal Capital is owned by Empower Retirement, the second largest retirement services company in the US, with $709 billion in assets and 9.4 million participants as of 9/30/2020
Personal Capital provides a unique combination of personalized human advice and free, innovative technology. We have local presences nationwide and fully remote capabilities with clients in all 50 states and $15bn in assets as of 11/30/2020. Join the 2.7 million people who track over $980bn with our free tools, including our Retirement Planner, Investment Checkup™, and Fee Analyzer™.
* Additional advisor listing is provided in partnership with Yext
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Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.
Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.
A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?
