Commonwealth Financial Network - Financial Advisory Firm in San Rafael, CA

VETTED

Tel: 415-785-4540 4040 Civic Center Drive Suite 200 San Rafael, CA 94903

Committed to quality and community since our founding in 1979.

About Commonwealth Financial Network

Commonwealth wants you to succeed! Working with us will help you achieve financial independence. Together, we'll implement and monitor a comprehensive process for managing assets and can advise you on most other aspects of your financial life. We typically establish lifelong client relationships.

Client references furnished upon request. https://www.davidroggenkamp.com/

See Disclosures

General Information

Firm Start Year:

1989

Name of Broker/Dealer:

COMMONWEALTH FINANCIAL NETWORK

Number of Years with Current Firm:

Work with the following types of clients:

Individual Investors, Businesses

Qualifications & Memberships

Insurance and Annuity Licenses:

Annuity, Life, Disability

Services

Investment Types:

Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

I provide a free initial consultation:

Yes

Preferred meeting methods

Can meet clients in the following ways:

Your Office, Video Conference, Our Offices, Our Office, Phone, Email

Compensation and Fees

Fee Structure:

Fee-Based

Compensation Methods:

Commissions, Flat Fee, Hourly, Based on Assets

Disclosures

WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Commonwealth Financial Network ADV 2A
https://adviserinfo.sec.gov/firm/brochure/8032

Additional Detailed Disclosures
https://content.commonwealth.com/media/WiserAdvisorPromoterDisclosure_David_Roggenkamp.pdf

Disclaimer

David Roggenkamp (CA Insurance Lic. #0815747) is a Registered Representative and an Investment Adviser Representative with/and offers securities and advisory services offered through Commonwealth Financial Network^®, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services are separate from and not offered through Commonwealth Financial Network^®. The Financial Advisor(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Please check Broker Check for a list of current registrations.

Firm CRD# 8032

Office Hours

Monday9:00 AM - 5:30 PM

Tuesday9:00 AM - 5:30 PM

Wednesday9:00 AM - 5:30 PM

Thursday9:00 AM - 5:00 PM

Friday9:00 AM - 5:30 PM

Compensation Arrangements

CheckBank Transfer

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