Do you have a customer satisfaction or refund policy?
Refunds are not available for investment management fees once services have been rendered. However, if there is an error on our part in fee calculation, we will correct and refund the discrepancy.
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Why should I choose you as my financial advisor?
My background and experience speaks for itself, and I am in the prime of my career. You will be happy you made the decision to entrust me.
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What are your qualifications? What is your education background?
I am a CERTIFIED FINANCIAL PLANNER® and have created hundreds of financial plans for clients of all backgrounds.
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How do you charge for your services?
I am paid on an annualized percentage of the assets under management. This arrangement is a means of aligning our interests together.
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How are you compensated? How will I pay for your services?
I am paid on an annualized percentage of the assets under management. This arrangement is a means of aligning our interests together.
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If you are going to manage my account, will you obtain my permission every time you buy or sell something?
No, I do not work on a non-discretionary basis. All trades are commission-free, and you will be sent trade confirmations for each of them. Trades resulting in an abnormal taxable consequence will constitute a discussion to be had. No surprises.
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How many clients do you currently manage?
I am in the double digits and rising. My goal is to have an exclusive list of clients maximized at 150 households. This is a promise I have made to my clients and my family.
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Will you be the only person working with me?
Primarily, yes, however I work on a team with two other advisors. We have a collective 60 years of industry experience.
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Do you offer any guaranteed results?
No, I do not recommend these products.
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How much risk should I be willing to take?
That depends on stage of life and trajectory needed to reach your specific goals.
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Have you ever been charged with any breaches?
Never.
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What services do you provide? What are your specialties?
I am a financial quarterback with the speed to scramble out of the pocket. Whatever your financial needs are, I will help facilitate it.
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What is your experience? How many clients do you currently manage?
I have worked in comprehensive financial planning and investment management for 11 years ranging from small firm perspectives to large firms like Goldman Sachs. Know the resources and time capacity it takes to manage a happy book of clients. I have a growing double digit household client list that caps out at 150. This is a promise I made to my clients and family.
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What financial institution(s) do you represent?
Farther Finance, LLC. This is the sole firm that I represent.
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What is your approach to financial planning?
My job is to help you reach the goals that we set together. Whatever you want out of life, we will work to make it happen.
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What services do you offer?
I am a financial facilitator. Being a comprehensive financial planner extends the bounds of typical financial services.
Whatever your financial needs are, I help make it happen for you. My job is to make your life easier, period.
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What are your qualifications?
I am a CERTIFIED FINANCIAL PLANNER® with 11 years of industry experience ranging from small firms to large firms like Goldman Sachs.
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What is your approach to 401 K plan rollovers?
I broaden the ability to invest with a more strategic approach that tailors more to your financial plan rather than fitting you into a large bucket like most 401k plans force.
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How long does the process of rolling over a 401K plan usually take?
It depends on where the plan is, but I typically lead a 5-10 minute phone call with us and the plan administrator. It takes about 1-2 weeks for the funds to land in your IRA account for reinvestment.
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What financial institutions do you represent?
Farther Finance, LLC. We are a fiduciary advisory company responsible for trading on your accounts either at Fidelity or Charles Schwab. Account transfers from other institutions are seamless and expeditious for you the client.
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How many years of experience do you have?
11 years.
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What are your fees for this service?
Fees are negotiable, but they are an annualized percentage of assets under management.
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How many 401K rollover clients do you currently manage?
Several. I've also facilitated hundreds of rollovers in my experience.
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Why should I roll over my 401K plan to your firm?
Our investment strategies range far beyond your 401k choices and at other firms. I ensure that your IRA investments are aligned with your financial plan. It is a customized approach always.
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