Find Top Financial Advisors in Sunnyvale, California

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Qualifications of Financial Advisors in Sunnyvale

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Qualified Financial Advisors in Sunnyvale, California
Financial Advisor Office Location Phone Number
Personal Capital
Personal Capital Advisors Corporation
3 Lagoon Drive,
Redwood City, CA  94065
(650) 556-1310
Hans Reese, CFP®
New Stage Investment Group®
1900 S Norfolk St, Ste 350,
San Mateo, CA  94403
(650) 458-0312
Ron Sanchez CFP®
Viewpoint Financial Network
7011 Koll Center Pkwy, Suite 260,
Pleasanton, CA  94566
(925) 227-8858
Niagara Credit Income Fund
Lateral Investment Management
400 S El Camino Real,
San Mateo, CA  94402
(650) 396-2200

Information on Qualified Financial Advisors in Sunnyvale

Qualifications FirmCRD# 155172

Compensation/Fee Fee-Based (Fee and Commissions), Based on Assets

Office Location 3 Lagoon Drive,
Suite 200,
Redwood City,
Phone Number (650) 5561310

Key Differentiators: • See all your financial accounts with all your financial institutions, all in one place: You can link your checking, savings, 401k, IRA, mortgage, investments, credit cards, and more. • Personalization on a whole new level: Personal Capital offers personalized financial planning, for qualified clients. • Dynamic, Diversified Portfolios: Proprietary SmartWeighting™ technology helps minimize the risk of market drops by automatically rebalancing portfolios. • Access to Experts and Specialists: Clients also enjoy access to a wide range of experts in tax, income, retirement, estate planning, insurance, college savings, stock options, real estate, socially responsible investing and charitable giving. • Transparent fees: Clients pay one flat fee for all of our wealth management services. • We'll always act in your best interest: Personal Capital is a fiduciary, which means their advisors are legally obligated to act in your best interest.

About Personal Capital Advisors Corporation

Personal Capital is an industry-leading digital wealth management company. We do the right thing by the everyday investor by taking a holistic, 360ý approach to money management. Our state-of-the-art tools and technology provide investors with a complete financial picture and our financial advisors are fiduciaries, legally bound to act in your best interest to provide expert guidance, and logical strategies, based on a personal understanding of an investorýs financial picture and goals. We currently manage more than $10+ billion in assets, work with investors in each state and have offices across the U.S.

Qualifications CRD# 4334724
FirmCRD# 6413
Series 7, 66

Compensation/Fee Fee Only, Based on Assets, Flat Fee, Hourly

Office Location 1900 S Norfolk St, Ste 350,
San Mateo,
Phone Number (650) 4580312

Hans Reese is a CERTIFIED FINANCIAL PLANNER(tm) professional since 2007 and owner of New Stage Investment Group® With over 20 years of industry experience, Hans started his career with Merrill Lynch, before moving to Morgan Stanley and then joined with LPL Financial in 2006. Hans' focus is personal financial planning with a special emphasis on retirement, tax aware investing and the use of lower cost investments. Hans' professional background includes experience in hospitality, international logistics and internet startups. This background provides a rich combination of business experience, international perspective and personal service. Hans was raised in Honolulu, Hawaii and graduated from Punahou. Hans then attended the University of Colorado, Leeds School of Business with a degree in International Business, Finance and a minor in German Language. Hans and his family have close ties to both the Bay Area and Hawaii.

About New Stage Investment Group®

We are an independent, fee-based investment management firm. Our planning advice is ongoing for each stage of your life. Our investment management is a professional process that seeks to use lower cost, tax efficient investments when creating, investing and monitoring a tailored investment portfolio. Put the two together and your result is a simplified pursuit of financial success. Improve your planning. Invest professionally. Save time. Worry less. Hans Reese is a financial advisor with, and securities and advisory services, offered through LPL Financial, a registered investment advisor, Member FINRA www.finra.org, SIPC www.sipc.org.

Qualifications CRD# 4020484
FirmCRD# 8032
Series 7, 63, 65

Compensation/Fee Fee-Based (Fee and Commissions), Based on Assets, Hourly

Office Location 7011 Koll Center Pkwy, Suite 260,
Phone Number (925) 2278858

As a financial resource to people since 1999, my ideas revolve around making money, saving money, and protecting your wealth. Since then I've had a focus of helping people make smart choices about money. The comprehensive financial plan includes a coordinated analysis of where you are regarding your financial goals - protecting your assets, wealth accumulation, mitigating taxes, obtaining financial freedom and estate planning. We will assist with an in-depth analysis, create personalized recommendations for you. We believe in helping our clients and community live their best life. This is how I live a life of significance.

About Viewpoint Financial Network

We are a California-based wealth management firm with more than 30 years in the business, advising over $900 million in client assets, serving over 1,100 households. Combining good people with the best technology is what distinguishes how clients experience us. We have structured the way we work with clients to serve them on their time. Our highly sophisticated technology works in the background so that our team can meet you where you are in life with a service that is highly personalized, nimble, and uncomplicated.

Compensation/Fee Fee-Based (Fee and Commissions)

Office Location 400 S El Camino Real,
Suite 1100,
San Mateo,
Phone Number (650) 3962200

OUR APPROACH Lateral Investment Management manages the Niagara Credit Income Fund where investors have the choice of a 5, 6, or 8% income with quarterly distributions and risk mitigation by a first-loss subordinated tranche. The Fund targets net returns that are higher than fixed income benchmarks with mitigated principal risk, lower volatility, and lower correlation to the public markets. The Fund has not missed a quarterly distribution since its inception in 2013. Lateral manages fixed income and private equity strategies that seek to help investors diversify their portfolios from public market volatility while generating consistent quarterly cash returns. Lateral invests in growing, established private businesses in the US through senior secured loans and minority equity stakes. Our portfolio focuses on domestic manufacturing, infrastructure, and healthcare services, tech-enabled business services and specialty finance. Our funds exclusively serve institutional investors, qualified purchasers and accredited investors.

About Lateral Investment Management

Lateral Investment Management, LLC ("Lateral"), founded in 2014, is an opportunistic credit and growth equity private asset manager. The firm provides growth capital to non-sponsored, lower- middle market companies through the direct origination of short-term loans and minority equity stakes. Our private market strategies focus on investing in lower-middle market firms that have limited capital availability due to the structural dislocation in the US capital markets. We partner with owner-operators who have high conviction in their future outlook and want the support of an institutional investor without the loss of control and dilution of a traditional private equity partner. Lateral is an SEC registered firm* with approximately $450MM in assets under management. The company is headquartered in the San Francisco Bay Area and has an office in New York City.

List of Additional Financial Advisors in or around Sunnyvale, California
Financial Advisor Office Location Phone Number
Ken Sakamoto
Edelman Financial Engines, LLC
3945 Freedom Circle, Suite 950,
Santa Clara, CA  95054
(408) 970-0555
Blair Hansen
Blair Hansen & Co.
1570 The Alameda Suite 319,
San Jose, CA  95126
(408) 287-6670
Dirk Gilliard
Buckingham Strategic Wealth
2409 Park Boulevard,
Palo Alto, CA  94306
(650) 566-1111
Mallory Dinis
Edelman Financial Engines, LLC
4301 Hacienda Drive, Suite 100,
Pleasanton, CA  94588
(925) 227-0555

Information on Additional Financial Advisors in or around Sunnyvale, California

Ken Sakamoto

Edelman Financial Engines, LLC

Qualifications CRD# 1095790
FirmCRD# 104510
Series 6, 7, 63, 65

Tel: (408) 9700555
3945 Freedom Circle, Suite 950,
Santa Clara,

Blair Hansen

Blair Hansen & Co.

Tel: (408) 2876670
1570 The Alameda Suite 319,
San Jose,

Dirk Gilliard

Buckingham Strategic Wealth

Qualifications CRD# 2132341
FirmCRD# 143323

Tel: (650) 5661111
2409 Park Boulevard,
Palo Alto,

Mallory Dinis

Edelman Financial Engines, LLC

Qualifications CRD# 5823103
FirmCRD# 104510
Series 6, 63, 65

Tel: (925) 2270555
4301 Hacienda Drive, Suite 100,

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