You are not just another face in the crowd.
You are unique, and so are your financial goals. Thats why I take the time to understand whats truly important to you.
I can help you prepare for whatever life brings - both the expected and the unexpected - with personalized advice tailored to you.
I deliver personalized financial advice to help you achieve your goals, today and tomorrow, through our Confident Retirement® approach. Working together, I can help you feel more confident, connected, and in control of your financial life.
|Firm Start Year:||1999|
|Name of Broker/Dealer:||Ameriprise Financial Services, Inc.|
|States Licensed in:||CO, NM, AZ, NY, OK, DE, TX, GA, NE, DC, NC, ND, OR, NJ, OH, SC, IA, KY, WI, CA, MN, WY, MD, MI, SD, KS, IL, VA, AL, ME, NV, LA, AR, TN, AK, HI, WA, MT, MO, ID, IN, PA, CT, FL, MA, UT, NH|
|Number of Years with Current Firm:||17|
|I work with the following types of clients:||Families, Individual Investors, Businesses|
|Investment Types:||Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Annuities, Insurance, Alternative Investments, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Via Phone, At my office, Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Accident, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee Only|
|Compensation Methods:||Based on Assets, Flat Fee|
|Bachelor of Arts, Finance||
New Mexico State University
Ameriprise Financial cannot guarantee future financial results. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER" and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements. Investment advisory products and services are made available through Ameriprise Financial Services, Inc., a registered investment adviser. Ameriprise Financial Services, Inc., Member FINRA and SIPC. © 2019 Ameriprise Financial, Inc. All rights reserved.
Private Wealth Advisor, Chief Executive Officer of Ethos Financial Partners, a private wealth advisory practice of Ameriprise Financial Services, Inc.
My wife, Tamia, is a full time mom and is my hero!
We have 2 children that keep our lives entertaining and exciting, Kinsley and Cohen.
We have 2 pups that used to get a lot more attention before kids came into the picture; Kaiah, an Australian Shepherd and Myko, a Golden Retriever mix.
We enjoy hiking and other outdoor activities in the summer as well as some snowboarding in the winter.
We love to travel and explore new places when we have the chance.
Financial Planning for Individuals
Comprehensive Financial Planning, Wealth Management, Estate Planning Strategies, Retirement Income Strategies, Saving for Education, Insurance, Retirement Planning Strategies, Retirement Plan Distribution, Tax Planning Strategies and Investments
Tax Planning & Mitigation
We have a CPA on our team with a Masters in Taxation who assists with tax planning strategies. Tax preparation and consulting is also available through our Principled Tax Services department.
Matthew Monks, Managing Partner CFP®, CRPC®, APMA®
|Mon.||8:00 AM - 5:00 PM|
|Tue.||8:00 AM - 5:00 PM|
|Wed.||8:00 AM - 5:00 PM|
|Thu.||8:00 AM - 5:00 PM|
|Fri.||8:00 AM - 2:00 PM|
Five Star Wealth Manager
The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years; 3. Favorable regulatory and complaint history review (please note unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionals consumer complaint process*); 4. Fulfilled their firm review based on internal firm standards; 5. Accepting new clients; 6. Oneyear client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. *To qualify as having a favorable regulatory and complaint history for this award, the person cannot have (1) been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine, (2) had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professionals consumer complaint process, (3) individually contributed to a financial settlement of a customer complaint filed with a regulatory authority, (4) filed for bankruptcy, or (5) been convicted of a felony.