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Find Top Financial Advisors in Avon, Connecticut

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Avon, Connecticut
Last Updated - 23-Nov-2022

Avon has 6 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 6 non-vetted advisors in your local area. These financial advisors in Avon, Connecticut have an average of 22 years of experience.

NOTE: The list of financial advisors in Avon, Connecticut mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Avon, Connecticut.

Qualified Financial Advisors in Avon, Connecticut
Financial Advisor Experience AUM Minimum Assets Fee Structure
Douglas A. Kartsen
CFA®
DAK FINANCIAL SERVICES
11 Wintergreen Ln,
Avon, CT 06001
Not Disclosed Not Specified Not Specified Fee-Based
Ed Callahan
CFP®
EDELMAN FINANCIAL ENGINES, LLC
74 Batterson Park Road,
2nd Floor,
Farmington, CT 06032
12 Not Specified Not Specified Fee-Based
Robert Tubridy
MBA, CFP®, ChFC®
CT FINANCIAL PARTNERS
180 Glastonbury Blvd.,
Suite 102,
Glastonbury, CT 06033
20 Not Specified Not Specified Fee-Based
Michael Thompson
LPL FINANCIAL
110 Washington Ave. 3rd Floor,
North Haven, CT 06473
21 $45000000 25000 Fee-Based
Coastal Wealth Management
CPA, CFP®, CMFC®, CRPC®, APMA®, CFA®
COASTAL WEALTH MANAGEMENT
56 Williams Avenue,
Mystic, CT 06355
22 815000000 500,000 Fee-Based
Ronald Newton
CFP®
EDELMAN FINANCIAL ENGINES, LLC
1485 South County Trail,,
Suite 101,
East Greenwich, RI 02818
37 Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Avon

Qualifications CRD# 5150347
Firm CRD# 283747
Series 7, 63

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets


Office Location 11 Wintergreen Ln,
Avon,
CT
06001
Phone Number 860-269-8130

As a fiduciary, I assist individuals and families with their investing and financial planning needs. Having served institutional and individual investors for nearly 20 years, I specialize in pre- and post-retirement investing, estate and college planning, and risk management. The CFA® Institute's rigorous course of study guides my philosophy towards portfolio management and for maintaining the highest ethical standards for myself and the firm. I completed the CFA® program in 2001 and remain a CFA® Charterholder and member of the CFA® Society Hartford. Analytical and conservative by nature, I began my career as an engineer at United Technologies (Pratt & Whitney). There I received a U.S. patent in manufacturing and worked with emerging technologies and in strategic planning. This was a great opportunity to understand the internal operations of "big business" and to witness the global effects of technological evolution from initial development to market disruption. That has served me well as an investor and advisor in a rapidly changing world. Later, I held Vice President positions with banking giants Sovereign Bank and HSBC. During this period I served as a corporate lender, investment banker, private equity portfolio manager and as Head of Investments and Wealth Management for sub-Saharan Africa. In my spare time, I enjoy whitewater kayaking, skiing, travel and spending time with family. A dedicated participant in community affairs, I have held leadership positions in the Rotary Club, Farmington Chamber of Commerce, and the Urban League of Greater Hartford.

About DAK Financial Services

DAK Financial Services is a Registered Investment Advisor in the State of Connecticut. An independent firm, we work closely with individuals and families to help them define and realize their financial and investment objectives. Let us help you to achieve your goals.


Qualifications CRD# 5821468
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based


Office Location 74 Batterson Park Road,
2nd Floor,
Farmington,
CT
06032
Phone Number 860-269-4269

As a financial planner for over a decade, I'm dedicated to helping my clients find ways that work for their life and their family to plan ahead and invest smartly in order to help them get to a retirement that is secure and satisfying. In my spare time, I most enjoy coaching my daughters' softball teams and skiing with my family.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


Qualifications CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets


Office Location 180 Glastonbury Blvd.,
Suite 102,
Glastonbury,
CT
06033
Phone Number 860-430-9064

As a CERTIFIED FINANCIAL PLANNER™ practioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER™ certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.

About CT Financial Partners

With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.


Qualifications CRD# 4415510
Firm CRD# 6413
Series 6, 63, 65

Compensation/Fee Fee-Based, Based on Assets


Office Location 110 Washington Ave. 3rd Floor,
North Haven,
CT
06473
Phone Number 203-500-8527

Mike Thompson is a financial advisor with 21 years of experience. He specializes in helping individuals, families, and small businesses plan for the great financial goals in life. This includes: Retirement College Savings Tax Savings Insurance Needs He institutes a comprehensive and personalized approach to helping clients pursue these goals.

About LPL Financial

LPL was founded with a revolutionary vision: Help financial professionals build competitive businesses while they served their clients' best interests. And more than 30 years later, that remains true of LPL today. Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL. We believe in the value of independent advice, but at LPL, independence is not one-size-fits all. How could we serve you?

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications Firm CRD# 6161
Series 6, 7, 24, 53, 63, 65, 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets


Office Location 56 Williams Avenue,
Mystic,
CT
06355
Phone Number 860-245-0251

Putting clients first; it's what we do. We provide personalized financial advice to help you make it through today's challenges and stay focused on tomorrow's goals.

It's our honor to share that Ameriprise earned a 2021 Hearts & Wallets Top Performer recognition in:
  • "Unbiased, puts my interest first"
  • "Investment ideas knowledgeable, timely, and tactical"
  • "Offers personal financial advice"
  • About Coastal Wealth Management

    Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Qualifications CRD# 1276178
    Firm CRD# 104510
    Series 66

    Compensation/Fee Fee-Based


    Office Location 1485 South County Trail,,
    Suite 101,
    East Greenwich,
    RI
    02818
    Phone Number 401-262-4986

    Throughout my career I have worked with many clients and recognize the benefits that they can derive from working with a trusted and knowledgeable financial advisor. I strive to make each interaction informative and enjoyable and appreciate the opportunity to work with my clients to help them achieve their financial objectives. In my free time, I enjoy spending time with my family, skiing, golfing, boating, hiking and working out.

    About Edelman Financial Engines, LLC

    Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.


    Top Financial Advisor Firms in Avon, Connecticut (Ranked by AUM)

    Firm Name AUM No. of Clients Fee Structure
    IRONWOOD CAPITAL ADVISORS III LLC
    45 Nod Road,
    Avon, CT 6001
    $868,831,534 7 A percentage of AUM
    Performance Based
    NEW ENGLAND GUILD WEALTH ADVISORS, INC.
    139 Simsbury Road,
    Avon, CT 6001
    $396,538,657 716 A percentage of AUM
    Fixed fees
    FLOWSTONE PARTNERS, LLC
    55 Nod Road, Suite 120,
    Avon, CT 6001
    $316,116,334 1 A percentage of AUM
    Performance Based
    SPIVAK ASSET MANAGEMENT, LLC
    172 West Main Street,
    Avon, CT 6001
    $272,344,086 62 A percentage of AUM
    ASSET STRATEGIES, INC.
    80 West Avon Rd.,
    Avon, CT 6001
    $137,258,006 151 A percentage of AUM
    Hourly charges
    Fixed fees
    KOV FINANCIAL ADVISORS, LLC
    10 Tower Lane , 3rd Floor,
    Avon, CT 6001
    $134,388,000 271 A percentage of AUM
    Hourly charges
    IRONWOOD CAPITAL ADVISORS LLC
    45 Nod Road,
    Avon, CT 6001
    $0 0 A percentage of AUM
    Performance Based

      List of Additional Advisors in Avon, Connecticut*

      * Additional advisors listing is provided in partnership with Yext

      Financial Advisor Office Location Phone Number
      Jason Warnke
      Inquire with Jason
      2 Mountain View Ave, Avon, CT  06001 860-470-0007
      Spurstone
      Inquire with Spurstone
      15 Ensign Drive, Avon, CT  06001 860-264-1111
      Edward Jones
      Inquire with Edward
      45 East Main St, Suite D, Avon, CT  06001 860-676-1442
      Edward Jones
      Inquire with Edward
      1 Darling Dr, Suite 5, Avon, CT  06001 860-323-8013
      Edward Jones
      Inquire with Edward
      152 Simsbury Rd, Building 9 2nd Floor, Avon, CT  06001 860-409-2152
      Ashleigh Case Briggs
      Inquire with Ashleigh
      255 W Main Street, Avon, CT  06001 860-658-3027
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        Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

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        Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

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        A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?