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Find the Best Financial Advisors in Connecticut

Connecticut, known for its many picturesque landmarks, parks, and lakes, is home to a population of over 3.5 million people. With a cost of living 17% higher than the national average, Connecticut individuals, like yourself, may want to connect with an experienced and certified advisor to find high-growth financial opportunities in this state. However, there are over 6,000 financial advisors in Connecticut, and it may be extremely time-consuming to research all of them to find a trustworthy advisor that would be the best fit for your financial needs. WiserAdvisor's directory list of financial advisors and firms can help simplify the advisor search process. The directory list includes vetted and ranked advisors in and around Connecticut, so you have a more curated selection of advisors and advisory firms to research. Additionally, you may also use the FREE advisor match tool to compare 2 to 3 financial advisors matched especially to your requirements. It is simple to use. All you have to do is answer a few quick questions and get the details of the advisors. The advisors provide services in various financial matters including retirement planning, investment planning, wealth management, financial planning, estate planning, and more.

Finding the Top Financial Advisor in Connecticut

Last Updated - 24-May-2023

Connecticut has 7 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from and 863 non-vetted advisors in your local area. These financial advisors in Connecticut have an average of 22 years of experience.

NOTE: The list of vetted financial advisors in Connecticut mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Connecticut.

List of Qualified Financial Advisors in Connecticut

Financial Advisor Experience AUM Minimum Assets Fee Structure
Al Hargrave
CPA
WILLINGTON FINANCIAL
384K Merrow Rd,
Tolland, CT 06084
20 Years $115,000,000 $250,000 Fee-Based
Robert Tubridy
MBA, CFP®, ChFC®
CT FINANCIAL PARTNERS
180 Glastonbury Blvd.,
Suite 102,
Glastonbury, CT 06033
20 Years Not Specified Not Specified Fee-Based
Charles Helme
BH ASSET MANAGEMENT, LLC
777 W Putnam Ave. 3rd Floor,
Greenwich, CT 06830
30 Years $105,000,000 $500,000 Fee-Only
Lansdowne Wealth Management, LLC
CFP®
LANSDOWNE WEALTH MANAGEMENT, LLC
34 Water Street,
Mystic, CT 06355
15 Years Not Specified $100,000 Fee-Only
Paul Schatz
HERITAGE CAPITAL, LLC
1 Bradley Road,
Suite 202,
Woodbridge, CT 06525
32 Years Not Specified Not Specified Not Specified
Michael Thompson
LPL FINANCIAL
110 Washington Ave. 3rd Floor,
North Haven, CT 06473
21 Years $45,000,000 $25,000 Fee-Based
Coastal Wealth Management
CPA, CFP®, CMFC®, CRPC®, APMA®, CFA®
COASTAL WEALTH MANAGEMENT
56 Williams Avenue,
Mystic, CT 06355
22 Years $815,000,000 $500,000 Fee-Based

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Information on Qualified Financial Advisors in Connecticut

Qualifications CRD# 4536957
Firm CRD# 10358
Series 6, 63, 65

Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets


Office Location 384K Merrow Rd,
Tolland,
CT
06084
Phone Number 860-684-4470

Al Hargrave is a Certified Public Accountant with over 26 years experience. He has been a wealth advisor for over 20 years and enjoys offering comprehensive wealth management to his clients. By following a personalized, holistic approach, he finds great joy in providing highly customized solutions to each and every client, helping clients to achieve their financial goals. Before joining Willington Financial, Al graduated from Brown University with a BS in Economics. He also received a certificate in accounting from the Assumption College continuing professional education program. When not in the office, Al enjoys spending time with his wife and two daughters either on the softball field or on the soccer field.

About Willington Financial

Willington Financial

Since 1990, Willington Financial has provided financial, tax and accounting services to individuals and businesses. We strive to offer a robust financial planning process that puts our clients' needs first as we create customized financial plans. Our goal is to create a long-term plan that protects your needs now while also planning for the future, in a tax efficient manner. Together, our experienced team will work with you to build a solid and lasting financial structure that will grow and create wealth for you and your family.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Qualifications CRD# 4509256
Firm CRD# 8032
Series 7, 24, 66

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets


Office Location 180 Glastonbury Blvd.,
Suite 102,
Glastonbury,
CT
06033
Phone Number 860-430-9064

As a CERTIFIED FINANCIAL PLANNER™ practioner, Bob provides comprehensive financial planning guidance and is committed to the highest standards of ethical conduct. He brings top credentials to his daily practice as a working partner and financial advisor with CT Financial Partners. He specializes in creating individually tailored retirement income plans by analyzing investment allocations, maximizing pension and Social Security benefits, and mitigating overall risk throughout retirement. Underscoring everything he does is a deep commitment to providing quality service and support throughout the relationship. Bob is a strong proponent of financial education, and has spoken to hundreds of groups regarding proper investment planning, retirement income planning, and college funding. Bob received his Bachelor of Science in Finance from Providence College in 1990, and his M.B.A. from Rensselaer Polytechnic Institute in 2000. In 2007, Bob received his CERTIFIED FINANCIAL PLANNER™ certification and his Chartered Financial Consultant (ChFC®) designation from the American College. He holds his series 7, 24, 51, and 66 Securities licenses. A devoted father of two, Bob enjoys traveling, athletics, and spending time with his son Jack, and daughter Abby.

About CT Financial Partners

CT Financial Partners

With over 50 years of financial industry experience, CT Financial Partners was founded with a mission to provide the best possible financial advice. We pride ourselves on our ability to offer guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing on everything from coordinating and managing your retirement income to estate planning. Our client-first philosophy dictates that we develop a customized plan designed to pursue your objectives. Using a team approach that grows out of strategic affiliations with legal and tax professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth Financial Network®, one of the most respected independent broker/dealers in the nation, gives us invaluable back office support. Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.


Qualifications CRD# 712007
Firm CRD# 152117
Series 65

Compensation/Fee Fee-Only, Based on Assets


Office Location 777 W Putnam Ave. 3rd Floor,
Greenwich,
CT
06830
Phone Number 203-987-6227

Charles Helme joined BH Asset Management as Managing Director of Investments in 2010 and leads the investment and research areas of the firm. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several high-alpha investment strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career in 1980 at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.

About BH Asset Management, LLC

BH Asset Management, LLC

We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning


Qualifications CRD# 5089860
Firm CRD# 155422
Series 63, 66

Compensation/Fee Fee-Only, Hourly, Flat Fee, Based on Assets


Office Location 34 Water Street,
Mystic,
CT
06355
Phone Number 860-245-5078

Robert Henderson, CFP® is the President and Advisor at LWM. Prior to founding the firm, Mr. Henderson was a financial advisor with a nationally recognized brokerage firm. His previous experience included numerous senior corporate financial positions, including Director of Finance and Accounting and Controller positions. Mr. Henderson holds a BS degree in Accounting from Bentley University, the CERTIFIED FINANCIAL PLANNER professional designation, earned the Accredited Asset Management Specialist (AAMS) designation from the College for Financial Planning, and is a Certified Divorce Financial Analyst (CDFA).

About Lansdowne Wealth Management, LLC

Lansdowne Wealth Management, LLC

Lansdowne Wealth Management, LLC ("LWM") is an fiduciary, fee-only CERTIFIED FINANCIAL PLANNER professional firm based in Mystic, CT. Our clients depend on us to provide personalized, thoughtful service and advice. As a fee-only Registered Investment Advisor, we present you with objective, independent guidance for achieving your goals. Successful individuals and families in southeastern Connecticut, Rhode Island and throughout the United States rely on us to guide the way so they can be confident in their futures. Our goal is to provide our clients with the most complete Asset Management and Financial Planning services available. From the very beginning, our objective is to provide individual investors with the same level of sophisticated management as institutional investors. We are proud to say that the services our clients receive rival that of large institutions. In addition to providing portfolio management services, we also provide our clients with the opportunity to access our comprehensive Fee-Only Financial Planning and Wealth Management services.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


Qualifications CRD# 2241878

Compensation/Fee Hourly, Based on Assets


Office Location 1 Bradley Road,
Suite 202,
Woodbridge,
CT
06525
Phone Number 203-389-3553

Paul Schatz, Founder, and President of Heritage Capital has a wealth of experience investing in equities, fixed income, options, and futures. While he is best known for his equity index and precious metals models, his technical driven strategies have taken him into other asset classes as well. Paul is a recognized pioneer and expert in the exchange-traded fund (ETF) field, having employed them in his work since 1994. Additionally, he has consulted for many of today's ETF purveyors on new product development and is a highly sought after speaker in the field.

About Heritage Capital, LLC

Heritage Capital, LLC

Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management


Qualifications CRD# 4415510
Firm CRD# 6413
Series 6, 63, 65

Compensation/Fee Fee-Based, Based on Assets


Office Location 110 Washington Ave. 3rd Floor,
North Haven,
CT
06473
Phone Number 203-500-8527

Mike Thompson is a financial advisor with 21 years of experience. He specializes in helping individuals, families, and small businesses plan for the great financial goals in life. This includes: Retirement College Savings Tax Savings Insurance Needs He institutes a comprehensive and personalized approach to helping clients pursue these goals.

About LPL Financial

LPL Financial

LPL was founded with a revolutionary vision: Help financial professionals build competitive businesses while they served their clients' best interests. And more than 30 years later, that remains true of LPL today. Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL. We believe in the value of independent advice, but at LPL, independence is not one-size-fits all. How could we serve you?

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications Firm CRD# 6161
Series 6, 7, 24, 53, 63, 65, 66

Compensation/Fee Fee-Based, Flat Fee, Based on Assets


Office Location 56 Williams Avenue,
Mystic,
CT
06355
Phone Number 860-245-0251

About Coastal Wealth Management

Coastal Wealth Management

Putting clients first; it's what we do.
We provide personalized financial advice to help you make it through today's challenges and stay focused on tomorrow's goals. It's our honor to share that Ameriprise earned a 2021 Hearts & Wallets Top Performer recognition in:

  • "Unbiased, puts my interest first"
  • "Investment ideas knowledgeable, timely, and tactical"
  • "Offers personal financial advice"
  • Your financial goals are individual, and we can help you achieve them. We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else. The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life. With the right financial advice, life can be brilliant. We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

    Advisory Services Provided:

    Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


    Customer Reviews

    Top Financial Advisor Firms in Connecticut (Ranked by AUM)

    Firm Name No. of Advisors No. of Clients AUM Fee Structure
    CONNING, INC.
    One Financial Plaza, 755 Main Street, Hartford, CT 6103
    263 543 $110,321,940,668
    A percentage of AUM, Hourly charges, Subscription fees, Fixed fees, Performance Based, Other (NEGOTIATED FEES)
    NEW ENGLAND ASSET MANAGEMENT, INC.
    74 Batterson Park Rd., Pond View Corporate Center, Farmington, CT 6032
    98 797 $97,562,570,620
    A percentage of AUM, Fixed fees, Performance Based
    CIGNA INVESTMENTS, INC.
    900 Cottage Grove Road, A5lgl, Bloomfield, CT 6002
    126 120 $27,794,757,916
    A percentage of AUM, Other (PRO-RATA EXPENSE ALLOCATION)
    VOYA RETIREMENT ADVISORS, LLC
    One Orange Way, C2n, Windsor, CT 6095
    62 67 $20,680,218,708
    A percentage of AUM, Fixed fees
    PERFORMANCE EQUITY MANAGEMENT, LLC
    5 Greenwich Office Park, Third Floor, Greenwich, CT 6831
    34 32 $12,930,733,120
    A percentage of AUM, Performance Based
    TWEEDY, BROWNE COMPANY LLC
    One Station Place, Stamford, CT 6902
    42 268 $12,654,858,728
    A percentage of AUM, Performance Based
    GOODWIN CAPITAL ADVISERS, INC.
    One Financial Plaza, 755 Main Street, Hartford, CT 06103-2608
    9 9 $2,307,220,007
    A percentage of AUM, Fixed fees
    TETON ADVISORS, LLC
    189 Mason Street, Greenwich, CT 6830
    5 4 $868,584,986
    A percentage of AUM
    BARD FINANCIAL SERVICES, INC.
    388 East Main Street, Branford, CT 6405
    6 1059 $502,206,894
    A percentage of AUM
    CONIFER INVESTMENTS LTD
    65 Lasalle Road, Suite 402, West Hartford, CT 6107
    3 55 $416,971,139
    A percentage of AUM, Fixed fees
    FAIRFIELD, BUSH & CO.
    320 Boston Post Road, Suite 150, Darien, CT 6820
    6 220 $415,589,057
    A percentage of AUM, Fixed fees
    PETTEE INVESTORS INC
    137 Rowayton Avenue, Suite 430, Rowayton, CT 6853
    4 80 $256,404,636
    A percentage of AUM
    VISION INVESTMENT ADVISORS, LLC
    120 Long Ridge Road, 3 North, Stamford, CT 6902
    13 124 $100,465,494
    A percentage of AUM, Fixed fees, Commision Based, Performance Based
    VOYA FINANCIAL PARTNERS, LLC
    One Orange Way, C2n, Windsor, CT 6095
    54 0 $0
    Other (VFP DOES NOT RECEIVE FEES FOR INVESTMENT ADVICE)
    USI SECURITIES, INC.
    95 Glastonbury Blvd., Suite 102, Glastonbury, CT 6033
    12 0 $0
    A percentage of AUM, Hourly charges, Fixed fees, Other (REFERRAL ADVISORY FEES)

      List of Additional Advisors in Connecticut*

      * Additional advisors listing is provided in partnership with Yext

      Financial Advisor Office Location Phone Number
      One Fawcett Place, 3rd, Floor, Greenwich, CT  06830 203-625-4679
      741 Boston Post Rd, Madison, CT  06443 203-499-4906
      135 Day Street, Suite 1C, Newington, CT  06111 860-229-8409
      1 Fawcett Place, 3rd Floor, Greenwich, CT  06830 203-625-4855
      433 South Main St., Suite 100, West Hartford, CT  06110 860-313-7114
      14 Betmarlea Rd, Norwalk, CT  06850 646-251-8602
      4 Landmark Square 2nd, Floor, Stamford, CT  06901 203-967-7020
      90 Grove St, Ridgefield, CT  06877 203-894-3022
      1 Old Mountain Rd, Farmington, CT  06032 860-470-0245
      500 Post Road East 3rd, Fl, Westport, CT  06880 203-221-6060

        Frequently Asked Questions

        Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

        Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor.

        A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

        While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

        Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

        A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

        A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?