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Personalized advice for
Portfolio Size of 100K and
above
FINRA/SEC Registered Advisors
Quality: All Advisors undergo strict screening to be part of our match network.
Accuracy: We match you to vetted advisors that closely align with your needs.
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Your service helped us connect with Brian who had clients similar to our situation.
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Susan, a Retired Executive from New York
Personalized advice for portfolio size
of 100K & above
There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc., that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Middlebury
has
4
WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to
choose from and
8
non-vetted advisors in your local area. These financial advisors in
Middlebury,
Connecticut
have an average of
29
years of experience.
NOTE: The list of vetted financial
advisors in
Middlebury,
Connecticut
mentioned below does not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free match service
to compare financial advisors near you in
Middlebury, Connecticut.
| Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
|---|---|---|---|---|
| 32 Years | Not Specified | Not Specified | Not Specified | |
| 30 Years | $105,000,000 | $500,000 | Fee-Only | |
| 25 Years | $1,300,000 | $100,000 | Fee-Only | |
|
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC® ALTFEST PERSONAL WEALTH MANAGEMENT 445 Park Avenue, 6th Floor, New York, NY 10022 |
Not Disclosed | $1,500,000,000 | $1,000,000 | Fee-Only |
Qualifications
CRD# 2241878
Compensation/Fee Hourly, Based on Assets
Office Location
1 Bradley Road,
Suite 202,
Woodbridge,
CT
06525
Phone Number
203-389-3553
Paul Schatz, Founder, and President of Heritage Capital has a wealth of experience investing in equities, fixed income, options, and futures. While he is best known for his equity index and precious metals models, his technical driven strategies have taken him into other asset classes as well. Paul is a recognized pioneer and expert in the exchange-traded fund (ETF) field, having employed them in his work since 1994. Additionally, he has consulted for many of today's ETF purveyors on new product development and is a highly sought after speaker in the field.
Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Compensation/Fee Fee-Only, Based on Assets
Office Location
777 W Putnam Ave. 3rd Floor,
Greenwich,
CT
06830
Phone Number
203-987-6227
Charles Helme joined BH Asset Management as Managing Director of Investments in 2010 and leads the investment and research areas of the firm. From 2002 to 2010, Mr. Helme was Senior Portfolio Manager of Pinnacle Associates, Ltd, in New York, where he managed portfolios for corporations, endowments, universities, pensions, and high-net-worth individuals across several high-alpha investment strategies. For seven years prior to joining Pinnacle, Mr. Helme was Managing Director of Investments at Carret and Company LLC, acting as Portfolio Manager to both institutions and high-net-worth individuals. From 1988 to 1995, Mr. Helme rose to Senior Investment Officer and Chairman of the Investment Policy Committee at Republic National Bank (now HSBC, USA). At the bank and various holding company subsidiaries, Mr. Helme was responsible for all Trust and Investment Management portfolio investments for separate accounts and several mutual fund strategies. Previously, he was Vice President of Investments for Moran Asset Management, a leading investment counselor and mutual fund advisor. He began his career in 1980 at Ernst & Company, New York Stock Exchange, and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.
We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.
Advisory Services Provided:
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning
Qualifications
CRD# 5264079
Firm CRD# 314128
Series 66
Compensation/Fee Fee-Only, Hourly, Based on Assets
Office Location
125 Central Avenue B9,
Rye,
NY
10580
Phone Number
914-393-4684
Bozidar is quantitative oriented advisor and portfolio manager. He is PhD, a CFA® charterholder and has Certificate in Quantitative Finance. His long career includes hedge fund strategies, long only strategies, portfolio and risk research and managing multi asset portfolios for individuals, families, as well as institutional investors. In his last corporate role he was a Chief Portfolio Strategist of a private bank responsible for 3 Bln USD in invested assets. His focus is on providing financial advice that has clients best interest at the center. We build resilient portfolios with the goal of minimizing the market downturns.
Our services are for you if you are serious about securing your and your family's future and want someone to help you with your best interest in mind. We will never serve interests of mega banks, funds, insurance companies, activists or global scoundrels like World Economic Forum. Our approach is not "sales strategies", we engage in collaborative and educational work. Which means we are going to work with you to fully understand the reasoning for every one of our proposals before anything is implemented. On the other hand if you have goals that are not consistent with prudent investment such as virtue signaling, ESG, get rich quick, ponzi schemes, fads, meme stocks, crypto, we are not for you. We cannot reconcile our fiduciary duty with such activities and would advise you to take business elsewhere.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
Firm CRD# 110130
Series 65, 66
Compensation/Fee Fee-Only, Based on Assets
Office Location
445 Park Avenue,
6th Floor,
New York,
NY
10022
Phone Number
212-796-8729
With nearly four decades of experience, including recognition by Barron's, Forbes, the Financial Times and Bloomberg, our team has the expertise and the passion to successfully guide our clients' portfolios through a myriad of market conditions. We lead with a comprehensive financial plan that puts your goals and dreams first, then support it with world class investment strategies. Only by placing you at the core of everything we do can we truly meet your needs. We've found that the most successful solutions begin by asking the right questions, which is why we offer complimentary consultations to explore a professional relationship.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
* Additional advisors listing is provided in partnership with Yext
| Financial Advisor | Office Location | Phone Number |
|---|---|---|
| 835 Straits Tpke, Ste A, Middlebury, CT 06762 | 800-895-6625 | |
| 530 Middlebury Rd, Ste 204B, Middlebury, CT 06762 | 203-758-2456 | |
| 835 Straits Tpke, Ste A, Middlebury, CT 06762 | 800-895-6625 | |
| 835 Straits Tpke, Ste A, Middlebury, CT 06762 | 800-895-6625 | |
| 835 Straits Tpke, Ste A, Middlebury, CT 06762 | 800-895-6625 | |
| 835 Straits Tpke, Ste A, Middlebury, CT 06762 | 800-895-6625 | |
| 850 Straits Tpke., Suite 202, Middlebury, CT 06762 | 203-758-1396 | |
| 850 Straits Tpke., Suite 202, Middlebury, CT 06762 | 203-758-1396 |
When choosing a financial advisor in Connecticut, it is important to look for certain credentials that demonstrate their expertise and credibility. Look for advisors who hold recognized certifications such as Certified Financial Planner (CFP), Chartered Financial Analyst (CFA), or Chartered Financial Consultant (ChFC). These designations indicate that the advisor has met rigorous education, experience, and ethical standards. Additionally, check if the advisor is registered with a reputable regulatory body such as the Securities and Exchange Commission (SEC) or the Financial Industry Regulatory Authority (FINRA). For further information, you can refer to our guide on how to use BrokerCheck to evaluate a financial advisors credentials.
When choosing the right financial advisor, consider your specific financial needs, conduct thorough background checks, check for relevant credentials, and research their fee structures. By following these steps, you can make a more informed choice when selecting a financial advisor who meets your specific needs and demonstrates the necessary credentials and ethical standards. For more information, refer to this guide on choosing the best financial advisor in Connecticut.
How often you should meet with your financial advisor may depend on your specific financial situation and goals. For complex finances, you may need to meet with your financial advisor weekly or monthly, while for those with regular income and simpler investments, quarterly or annual meetings may be enough. Your advisor can assist in determining the suitable meeting frequency based on your circumstances. Read on to learn more about how often you should meet with your advisor.
To evaluate the performance of your financial advisor in Connecticut, you should start by assessing the progress of your financial goals and whether the advisor's recommendations align with your objectives. Compare your investment portfolio's performance to relevant market benchmarks, and evaluate advisor fees for reasonableness and transparency. Additionally, evaluate your advisor's communication and trustworthiness by assessing their ability to keep you informed, address concerns, and consider your overall satisfaction with their guidance. To learn more about evaluating your financial advisor, explore this guide on the things you should know to assess your financial advisor's work.
You can expect financial advisors in Connecticut to offer a wide range of financial services including retirement planning, investment management, wealth management, estate planning, and more. By understanding your individual goals and financial situation, they can assist you in crafting a personalized financial plan and provide ongoing support as your needs evolve. By clicking on the "View full profile" button of any vetted financial advisor listed on our Connecticut directory, you can access detailed information about their services, fees, credentials, and more.
There are multiple benefits to hiring a financial advisor in Connecticut. As a client, you can gain some peace of mind knowing you're making informed financial decisions due to your advisor's knowledge and years of relevant experience working with Connecticut residents. A financial advisor can also potentially minimize investment risks and lead to more returns on your investments. Additionally, an advisor will review your investments regularly and provide ongoing support to help you stay on track toward your financial goals. To learn more, read The Benefits Of Working With A Financial Advisor.
