VETTED

Paul Schatz

AIF^®

Tel: 203-389-3553 1 Bradley Road Suite 202 Woodbridge, CT 06525

About Paul Schatz

Paul Schatz, Founder, and President of Heritage Capital has a wealth of experience investing in equities, fixed income, options, and futures. While he is best known for his equity index and precious metals models, his technical driven strategies have taken him into other asset classes as well. Paul is a recognized pioneer and expert in the exchange-traded fund (ETF) field, having employed them in his work since 1994. Additionally, he has consulted for many of today's ETF purveyors on new product development and is a highly sought after speaker in the field.

About Heritage Capital, LLC

Heritage Capital, LLC is an award-winning personal investment management firm dedicated to growing your portfolio and protecting your assets as we work as a team to achieve your lifetime financial goals. With a focus on long-term planning for your comfortable retirement and your family's education needs, we provide you the peace of mind that comes from entrusting your financial future to experienced, educated, and trustworthy professionals.

See Disclosures

General Information

Firm Start Year:

2003

No. of Employees:

2-4 Employees

Name of Custodial Firm:

Axos Advisor Services

Number of Years with Current Firm:

Work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided:

Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning

Services

Investment Types:

Bonds, Mutual Funds, Stocks, Exchange Traded Funds (ETFs)

Can meet clients in the following ways:

Your Home, Our Office, Phone, Email, Video Conference

Compensation and Fees

Fee Structure:

Fee-Only

Minimum Portfolio Size for New Managed Accounts:

$500,000

Compensation Methods:

Based on Assets, Hourly

Fee % Based on Assets:

1%-2%

Hourly Rate:

$300

Firm Information

Advisor's Number of Clients:

141

Advisor's Number of Managed Clients:

141

Advisor's Number of Planning Clients:

Total Assets Under Management by Advisor:

$135,000,000

Preferred meeting methods

I provide a free initial consultation:

Yes

Education

BA Political Science:

University of Rochester

Bachelor of Arts - Political Science:

University of Rochester - Rochester, NY

9/1/1984 - 5/10/1988

Disclosures

WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.wiseradvisor.com/disclosure/1886604/wiseradvisor-heritage-capital,-llc-detailed-disclosure.html

37 Years of Experience

CRD# 2241878 Firm CRD# 127650

Compliance

Registered Investment AdvisorYes

Investment Advisor RepresentativeYes

Acknowledged fiduciaryYes

Compliance Disclosures in Last 5 yearsI have a clean record

Criminal Disclosures in Last 5 yearsI have a clean record

Office Hours

Monday8:30 AM - 6:00 PM