VETTED
Paul Schatz
AIF®
Tel: 203-389-3553 1 Bradley Road Suite 202 Woodbridge, CT 06525
About Paul Schatz
Paul Schatz, Founder, and President of Heritage Capital has a wealth of experience investing in equities, fixed income, options, and futures. While he is best known for his equity index and precious metals models, his technical driven strategies have taken him into other asset classes as well. Paul is a recognized pioneer and expert in the exchange-traded fund (ETF) field, having employed them in his work since 1994. Additionally, he has consulted for many of today's ETF purveyors on new product development and is a highly sought after speaker in the field.
About Heritage Capital, LLCHeritage Capital, LLC is an award-winning personal investment management firm dedicated to
growing your portfolio and protecting your assets as we work as a team to achieve your lifetime
financial goals. With a focus on long-term planning for your comfortable retirement and your
family's education needs, we provide you the peace of mind that comes from entrusting your
financial future to experienced, educated, and trustworthy professionals.
See DisclosuresGeneral Information
Firm Start Year:
2003
No. of Employees:
2-4 Employees
Name of Custodial Firm:
Axos Advisor Services
Number of Years with Current Firm:
22
Work with the following types of clients:
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided:
Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning
Services
Investment Types:
Bonds, Mutual Funds, Stocks, Exchange Traded Funds (ETFs)
I provide a free initial consultation:
Yes
Preferred meeting methods
Can meet clients in the following ways:
Your Home, Our Office, Phone, Email, Video Conference
Compensation and Fees
Fee Structure:
Fee-Only
Minimum Portfolio Size for New Managed Accounts:
$500,000
Compensation Methods:
Based on Assets, Hourly
Fee % Based on Assets:
1%-2%
Hourly Rate:
$300
Firm Information
Advisor's Number of Clients:
141
Advisor's Number of Managed Clients:
141
Advisor's Number of Planning Clients:
68
Total Assets Under Management by Advisor:
$135,000,000
Education
BA Political Science:
University of Rochester
Bachelor of Arts - Political Science:
University of Rochester - Rochester, NY
9/1/1984 - 5/10/1988
Disclosures
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
37 Years of Experience
Compliance
Registered Investment AdvisorYes
Investment Advisor RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsI have a clean record
Criminal Disclosures in Last 5 yearsI have a clean record
Office Hours
Monday8:30 AM - 6:00 PM
Tuesday8:30 AM - 6:00 PM
Wednesday8:30 AM - 6:00 PM
Thursday8:30 AM - 6:00 PM
Friday8:30 AM - 4:30 PM
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