THOMAS J. HERZFELD ADVISORS, INC.

Tel: 305-777-1660 119 Washington Avenue Suite 504 Miami Beach, Florida 33139

About THOMAS J. HERZFELD ADVISORS, INC.

THOMAS J. HERZFELD ADVISORS, INC. is a Miami Beach, Florida based financial advisory firm with nearly $726,869,853 in assets under management and provides investment advisory services for 280 clients. There are currently 9 financial advisors at the firm.

General Information

Firm CRD#:

108369

Firm SEC#:

801-20866

Assets Under Management:

$726,869,853

No. of Clients:

280

Advisory Services Provided:

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other (CONSULTING ON SUBJECTS RELATED TO CLOSED-END FUNDS AND PORTFOLIO MODEL LICENSING)

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