Maria Giacalone-Mozo was born and raised in New Jersey, she has spent most of her life on the west coast of Florida and currently resides in the Tampa Bay area. After losing several loved ones at an early age she learned to channel pain into gain through the act of giving back and active portfolio management. Maria is currently a CRPC, Chartered Retirement Planning Counselor (sm) which gives her a deeper understanding of how retirement plans work so that she can better help her clients make informed decisions. (CRPC conferred by College for Financial Planning) Maria holds the series 65,7,63,6, and 2-15 licenses through LPL Financial.
I strive to be a preeminent Wealth Management Advisor who consistently provides exceptional service and value to my clients. By providing quality investment advice and unapparelled planning that goes beyond industry standards, my clients can rest assured they won't outlive their retirement assets and generate lasting income streams in retirement and beyond. I utilize full discretion, active portfolio management strategies and create holistic financial plans while keeping clients informed and up to date on financial markets. My business model is centered around offering an elevated level of client engagement in order to provide excellence in the wealth management industry. Please visit my website to learn more about services offered.
LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm's mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs.
General Information |
| Name of Broker/Dealer: | LPL FINANCIAL LLC |
| States Licensed in: | FL |
| Number of Years with Current Firm: | 4 |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses |
Services |
| Investment Types: | Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Options & Futures, Bonds, Stocks |
| Can meet clients in the following ways: | Email, Your Home, Our Office, Phone, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Annuity |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $250K+ |
| Compensation Methods: | Commissions, Based on Assets |
Disclosures |
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WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. LPL ADV 2A https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf Additional Detailed Disclosures https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 9:00 AM - 4:30 PM |
| Tue. | 9:00 AM - 4:30 PM |
| Wed. | 9:00 AM - 4:30 PM |
| Thu. | 9:00 AM - 4:30 PM |
| Fri. | 9:00 AM - 4:30 PM |
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