I take the time to get to know each client and discover objectives. We have an in-depth conversation about risk and plans for retirement to include desired income. Our office will assemble a statement of holdings grouped in the categories of growth, income, and safety. We also review insurance and annuity holdings to evaluate consistency with client objectives as well as estate planning documents and desires. Simply stated, our approach is common sense driven recommendations to accomplish client objectives. Given time to assemble all the information, a second meeting is scheduled to present recommendations and action steps. Our tax practice resources are available to measure the efficiency of our work so that tax exposure is minimized.
General Information |
| Firm Start Year: | 2008 | |
| Insurance License#: | 311814 |
| Name of Custodial Firm: | Charles Schwab |
| Work with the following types of clients: | Individual Investors |
| Advisory Services Provided: | Investment Advice & Management, Financial Planning for Individuals, Financial Planning, Insurance Products & Annuities |
Services |
| Can meet clients in the following ways: | Email, Phone, Your Home |
Firm Information |
| Firm's Number of Clients: | 400 |
| Firm's Number of Planning Clients: | 200 |
| Firm's Number of Managed Clients: | 75 |
| Assets Managed by Firm: | 100,000,000 |
Compensation and Fees |
| Compensation Methods: | Based on Assets, Flat Fee, Commissions |
Education |
| BA Economics | Westminster College |
| Chartered Life Underwriter | American College |
| Chartered Financial Consultant | American College |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
| Mon. | 9:00 AM - 6:00 PM |
| Tue. | 9:00 AM - 6:00 PM |
| Wed. | 9:00 AM - 6:00 PM |
| Thu. | 9:00 AM - 6:00 PM |
| Fri. | 9:00 AM - 6:00 PM |
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