With over 19 years of experience in the investment and insurance industry, Roger has an extensive background in risk management, estate planning strategies, and investment planning. Roger is an Accredited Investment Fiduciary (AIF). Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses with LPL Financial as well as his health & life insurance license.
Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesdays at 6:00pm. Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is a frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state.
As an independent LPL Financial Advisor, Roger strives to help his clients pursue their dream retirement. His financial planning process focuses on first determining what a client's goals and objectives are and then working to develop a personalized plan to help work toward those goals.
Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license with LPL Financial. Roger currently resides in Marion, Iowa with his wife, Megan and theirs two daughters. In his free time, he enjoys spending time with his family, traveling, fishing, hunting, hiking, and golfing.
Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.
For over 30 years, Premier Investments & Wealth Management has been helping our clients pursue their financial goals. Premier was started as Financial Seminars, Inc. In it's beginning, the company was focused on providing education and assistance for the Iowa Public Employee's Retirement System (IPERS).
While the company has since expanded to a full service financial planning firm serving clients across the United States, our roots in education have continued. Our financial professionals believe that providing education to our clients is an important part of the planning process. We strive to help our clients gain confidence on their pursuit to financial freedom. The financial professionals at Premier Investments & Wealth Management work with their clients to develop strategies for investing, retirement income, insurance, risk management, and estate planning.
Comprehensive Planning
Financial Planning doesn't have to be complicated. Our comprehensive approach helps you develop a road map to your financial goals, whatever they may be. We combine Risk Management, Tax Strategies, Income Planning, Asset Allocation Development, Estate Planning Strategies, Insurance Planning and more into one simplified plan.
Investment Management
Our financial professionals work with our clients to develop an investment strategy that matches their goals. Our proactive approach helps clients develop good investor behavior, avoid market timing, and gain confidence in their financial future. Through regular monitoring we help our clients manage their investments through all stages of life.
General Information |
| Firm Start Year: | 1989 | |
| No. of Employees: | 10-19 | |
| Name of Broker/Dealer: | LPL Financial |
| States Licensed in: | AL, AZ, AR, CA, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MA, MI, MN, MS, MO, MT, NE, NV, NH, NM, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY |
| Number of Years with Current Firm: | 16 |
| Work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting |
Services |
| Investment Types: | Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs), Alternative Investments |
| Can meet clients in the following ways: | Phone, Our Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Long Term Care, Variable Life, Variable Annuity, Disability, Annuity, Life |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $25,000 |
| Compensation Methods: | Flat Fee, Subscriptions, Based on Assets |
Education |
| BBA - Finance | University of Iowa - Iowa City, IA - |
FAQs |
Will you be the only person working with me?No. We believe in a team-based approach. While I will be your primary advisor, my junior advisor and staff will also be available to address your service needs throughout our relationship. |
What services do you provide? What are your specialties?Our comprehensive planning services include: Portfolio Analysis, Asset Allocation Model Development, 401(k)/Retirement Plan Analysis, Workplace Benefit Evaluation, Risk Profile Evaluation & Management, Education Planning, Budgeting, Long-Term Care Planning, Retirement Income Planning, Special Needs Planning, Tax Sensitivity Planning, Social Security Analysis, and End of Life Planning. |
What financial institution(s) do you represent?Roger is an independent financial advisor through LPL Financial. |
Disclosures |
|
WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. LPL ADV 2A https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf Additional Detailed Disclosures https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf |
Disclaimer |
| Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
| Mon. | 8:00 AM - 4:00 PM |
| Tue. | 8:00 AM - 4:00 PM |
| Wed. | 8:00 AM - 4:00 PM |
| Thu. | 8:00 AM - 4:00 PM |
| Fri. | 8:00 AM - 3:00 PM |
| Alburnett | Amana |
| Anamosa | Atkins |
| Blairstown | Cedar Rapids |
| Center Point | Central City |
| Coggon | Conroy |
| Coralville | Ely |
| Fairfax | Homestead |
| Iowa City | Lisbon |
| Marion | Martelle |
| Mechanicsville | Middle Amana |
| Morley | Mount Vernon |
| Newhall | North Liberty |
| Norway | Palo |
| Rowley | Ryan |
| Shellsburg | Solon |
| South Amana | Springville |
| Swisher | Tiffin |
| Urbana | Van Horne |
| Vinton | Walford |
| Walker | Watkins |
 |
 |
 |
 |