Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesday at 6pm. He is also an executive producer and co-host of Financial Perspectives, a 30-minute financial education program that airs Sunday at 11:30am on KCRG Channel 9.
As an independent financial advisor, Roger strives to help his clients reach their dream retirement. His financial planning process focuses on first determining what a client's goals and objectives are for retirement and then working to develop a personalized plan to help achieve those goals.
With over 15 years of experience in the investment and insurance industry, Roger has an extensive background in risk management, estate planning, investment planning and working with high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license with LPL Financial.
Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state.
Roger currently resides in Marion, Iowa with his wife, Megan and their daughter Blakely. In his free time, he enjoys spending time with his family, traveling, fishing, hunting, hiking, and golfing.
Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.
Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesdays at 6:00pm.
He is also an executive producer and co-host of Financial Perspectives, a 30 minute financial
education program that airs Sundays at 11:30am on KCRG Channel 9.
As an independent financial advisor, Roger strives to help his clients reach their retirement
dream. His financial planning process focuses on first determining what a client's goals and
objectives for retirement are and then working to develop a personalized plan to help achieve
those goals.
With over 15 years of experience in the investment and insurance industry, Roger has an
extensive background in risk managment, estate planning, investment planning and working with
high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as
well as his health & life insurance license.
Having spent his years in the industry serving clients and consulting other advisors, Roger has
learned that education plays an important role in the financial planning process. He is a
frequent instructor of educational classes at local colleges and has hosted retirement
workshops across the state.
Roger currently resides in Marion, Iowa with his wife, Megan, and their daughter, Blakely. In
his free time he enjoys spending time with family, traveling, fishing, hunting, hiking and
golfing.
General Information |
| Firm Start Year: | 1989 | |
| No.of Employees: | 10-19 | |
| Name of Broker/Dealer: | LPL Financial |
| States Licensed in: | AZ, AK, CA, CO, FL, HI, IL, IA, KS, LA, MS, NE, TX |
| Number of Years with Current Firm: | 13 |
| Work with the following types of clients: | Individual Investors, Businesses |
Services |
| Investment Types: | Alternative Investments, Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs) |
| Can meet clients in the following ways: | Via Phone, Our Office, Video Conference |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | $ |
| Compensation Methods: | Based on Assets, Subscriptions, Flat Fee |
Education |
| BBA - Finance | University of Iowa
- Iowa City, IA - |
Faqs |
Why should I choose you as my financial advisor?Roger graduated from the University of Iowa with a degree in Finance. He has over 15 years in the industry serving clients & consulting other advisors. |
What are your qualifications? What is your education background?Roger takes a comprehensive approach to financial planning. He believes planning is about building wealth through a process, not a product. His 5-step planning process is designed to build a lasting relationship and provide a plan that is unique to each client's goals & objectives. |
How do you charge for your services?Our comprehensive planning services include: Portfolio Analysis, Asset Allocation Model Development, 401(k)/Retirement Plan Analysis, Workplace Benefit Evaluation, Risk Profile Evaluation & Management, Education Planning, Budgeting, Long-Term Care Planning, Retirement Income Planning, Special Needs Planning, Tax Sensitivity Planning, Social Security Analysis, and End of Life Planning. |
How are you compensated? How will I pay for your services?Roger is a fee-based advisor. Compensation can be based on assets under management or a monthly/annual retainer. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something?No. We believe in a team approach to financial planning. |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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Mon. | 9:00 AM - 4:00 PM |
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Tue. | 9:00 AM - 4:00 PM |
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Wed. | 9:00 AM - 4:00 PM |
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Thu. | 9:00 AM - 4:00 PM |
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Fri. | 9:00 AM - 4:00 PM |
| Alburnett | Amana |
| Anamosa | Atkins |
| Blairstown | Cedar Rapids |
| Center Point | Central City |
| Coggon | Conroy |
| Coralville | Ely |
| Fairfax | Homestead |
| Iowa City | Lisbon |
| Marion | Martelle |
| Mechanicsville | Middle Amana |
| Morley | Mount Vernon |
| Newhall | North Liberty |
| Norway | Palo |
| Rowley | Ryan |
| Shellsburg | Solon |
| South Amana | Springville |
| Swisher | Tiffin |
| Urbana | Van Horne |
| Vinton | Walford |
| Walker | Watkins |
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