With over 19 years of experience in the investment and insurance industry, Roger has an extensive background in risk management, estate planning strategies, and investment planning. Roger is an Accredited Investment Fiduciary (AIF). Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses with LPL Financial as well as his health & life insurance license.
Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesdays at 6:00pm. Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is a frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state.
As an independent LPL Financial Advisor, Roger strives to help his clients pursue their dream retirement. His financial planning process focuses on first determining what a client's goals and objectives are and then working to develop a personalized plan to help work toward those goals.
Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license with LPL Financial. Roger currently resides in Marion, Iowa with his wife, Megan and theirs two daughters. In his free time, he enjoys spending time with his family, traveling, fishing, hunting, hiking, and golfing.
Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.
Premier Investments of Iowa, Inc. (formerly Financial Seminars, Inc.) is a financial services organization that was established in 1989. Our goal is to provide our clients, who are in need of financial services, a comprehensive approach to financial management. Through LPL Financial, our financial professionals may offer services through several select investment companies, yet have the flexibility to utilize other quality companies in the financial industry. We would like to assist you in pursuing your financial goals today and in the future. Please let us know if we can be of service to you.
Our Mission: To educate and inspire individuals, families, and organization to achieve a higher sense of financial confidence.
|Firm Start Year:||1989|
|No. of Employees:||10-19|
|Name of Broker/Dealer:||LPL Financial|
|States Licensed in:||AZ, AK, CA, CO, FL, HI, IL, IA, KS, LA, MS, NE, TX|
|Number of Years with Current Firm:||16|
|Work with the following types of clients:||Businesses, Individual Investors|
|Advisory Services Provided:||Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Portfolio Management|
|Investment Types:||Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Stocks, Bonds|
|Can meet clients in the following ways:||Phone, Our Office, Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability, Life, Variable Annuity, Long Term Care, Variable Life, Annuity|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$50,000|
|Compensation Methods:||Based on Assets, Flat Fee, Subscriptions|
|BBA - Finance||University of Iowa
- Iowa City, IA
Will you be the only person working with me?
No. We believe in a team-based approach. While I will be your primary advisor, my junior advisor and staff will also be available to address your service needs throughout our relationship.
What services do you provide? What are your specialties?
Our comprehensive planning services include: Portfolio Analysis, Asset Allocation Model Development, 401(k)/Retirement Plan Analysis, Workplace Benefit Evaluation, Risk Profile Evaluation & Management, Education Planning, Budgeting, Long-Term Care Planning, Retirement Income Planning, Special Needs Planning, Tax Sensitivity Planning, Social Security Analysis, and End of Life Planning.
What financial institution(s) do you represent?
Roger is an independent financial advisor through LPL Financial.
WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
Additional Detailed Disclosures
|Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.|
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
|Mon.||9:00 AM - 4:00 PM|
|Tue.||9:00 AM - 4:00 PM|
|Wed.||9:00 AM - 4:00 PM|
|Thu.||9:00 AM - 4:00 PM|
|Fri.||9:00 AM - 4:00 PM|
|Center Point||Central City|
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