Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesdays at 6:00pm.
He is also an executive producer and co-host of Financial Perspectives, a 30 minute financial
education program that airs Sundays at 11:30am on KCRG Channel 9.
As an independent financial advisor, Roger strives to help his clients reach their retirement
dream. His financial planning process focuses on first determining what a client's goals and
objectives for retirement are and then working to develop a personalized plan to help achieve
those goals.
With over 15 years of experience in the investment and insurance industry, Roger has an
extensive background in risk managment, estate planning, investment planning and working with
high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as
well as his health & life insurance license.
Having spent his years in the industry serving clients and consulting other advisors, Roger has
learned that education plays an important role in the financial planning process. He is a
frequent instructor of educational classes at local colleges and has hosted retirement
workshops across the state.
Roger currently resides in Marion, Iowa with his wife, Megan, and their daughter, Blakely. In
his free time he enjoys spending time with family, traveling, fishing, hunting, hiking and
golfing.
General Information |
| Firm Start Year: | 1989 | |
| No.of Employees: | 10-19 | |
| Name of Broker/Dealer: | LPL Financial |
| States Licensed in: | AZ, AK, CA, CO, FL, HI, IL, IA, KS, LA, MS, NE, TX |
| Number of Years with Current Firm: | 13 |
| I work with the following types of clients: | Individual Investors, Businesses |
Services |
| Investment Types: | Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs), Alternative Investments |
| I can meet clients in the following ways: | At my office, Video Conference, Via phone |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability, Life, Long Term Care, Variable Annuity, Variable Life, Annuity |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based (Fee and Commissions) |
| Minimum Portfolio Size for New Managed Accounts: | $ |
| Compensation Methods: | Subscriptions, Based on Assets, Flat Fee |
| BBA - Finance |
University of Iowa - Iowa City, IA
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Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesday at 6pm. He is also an executive producer and co-host of Financial Perspectives, a 30-minute financial education program that airs Sunday at 11:30am on KCRG Channel 9.
As an independent financial advisor, Roger strives to help his clients reach their dream retirement. His financial planning process focuses on first determining what a client's goals and objectives are for retirement and then working to develop a personalized plan to help achieve those goals.
With over 15 years of experience in the investment and insurance industry, Roger has an extensive background in risk management, estate planning, investment planning and working with high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license with LPL Financial.
Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state.
Roger currently resides in Marion, Iowa with his wife, Megan and their daughter Blakely. In his free time, he enjoys spending time with his family, traveling, fishing, hunting, hiking, and golfing.
Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.
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Mon. | 9:00 AM - 4:00 PM |
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Tue. | 9:00 AM - 4:00 PM |
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Wed. | 9:00 AM - 4:00 PM |
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Thu. | 9:00 AM - 4:00 PM |
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Fri. | 9:00 AM - 4:00 PM |
| Alburnett | Amana |
| Anamosa | Atkins |
| Blairstown | Cedar Rapids |
| Center Point | Central City |
| Coggon | Conroy |
| Coralville | Ely |
| Fairfax | Homestead |
| Iowa City | Lisbon |
| Marion | Martelle |
| Mechanicsville | Middle Amana |
| Morley | Mount Vernon |
| Newhall | North Liberty |
| Norway | Palo |
| Rowley | Ryan |
| Shellsburg | Solon |
| South Amana | Springville |
| Swisher | Tiffin |
| Urbana | Van Horne |
| Vinton | Walford |
| Walker | Watkins |
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