Find Top Financial Advisors in Dubuque, Iowa

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Dubuque, Iowa
Last Updated - 24-Sep-2022

Dubuque has 2 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 37 non-vetted advisors in your local area. These financial advisors in Dubuque, Iowa have an average of 24 years of experience.

NOTE: The list of financial advisors in Dubuque, Iowa mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Dubuque, Iowa.

Qualified Financial Advisors in Dubuque, Iowa
Financial Advisor Experience AUM Minimum Assets Fee Structure
Craig Adamson
CRC®, CRPS®, RMA - Retirement Management Advisor
888 10th Street,
Suite 101,
Marion, IA 52302
25 $40MM Not Specified Fee-Based
Dean Hessler
2501 West Beltline Highway Suite 103,
Madison, WI 53713
23 Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Dubuque

Qualifications CRD# 2751115
Firm CRD# 6413
Series 6, 7, 63, 65

Compensation/Fee Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Office Location 888 10th Street,
Suite 101,
Phone Number 319-373-4124

Craig and his wife, Ann, have three beautiful, healthy children under the age of 16. Both Craig & Ann are native Iowans. Their kids are involved in softball, baseball, and soccer where Ann and Craig help coach their kids' teams. The family enjoys playing board games together? Rummikub, Sorry, Life, UNO, Clue and Monopoly of course! Besides a busy family life, Craig has been very active in the local community. He served 8 years as a Marion City Council Member and 2 years on the Marion Planning and Zoning Commission. Currently he is a Chamber of Commerce member, chair of the Marion Public Services Board, and is on several other boards related to continuing education and advocacy for his profession. Craig enjoys reading biographies, history, and business books. He is an avid Iowa State Cyclone fan -holding season tickets for multiple sports and watching them play on TV.

About TrueWealth Stewardship

We help you gain power over your money through a multi-stage financial planning process. The goal is to get to know you very, very well to create a customized plan that fits what you and your family need, not what some high-budget advertising campaign is designed to sell you. Our goal is to become your trusted partner to help you understand what you have, as well as what you may need to move you closer to your financial goals. Our independent structure allows us to work with your current advisor team, or to introduce you to other professionals who may be able to help you -such as legal or tax advisors. We want to work with people who value professional advice and want an independent, professional advisor to help them make informed decisions about their money. If that describes you, we'd like to meet you to see if we can partner with you.

Advisory Services Provided:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts, Annuities, Insurance Planning

Qualifications CRD# 2652956
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based

Office Location 2501 West Beltline Highway Suite 103,
Phone Number 608-234-5121

I've been in the financial industry since 1995 because my passion in life is to help my clients succeed. It always gives me great joy to see them reach the financial goals they've worked so hard to achieve. In my spare time, I love staying fit, hiking, biking and doing landscape projects in my yard. I'm also a proud former Peace Corps volunteer.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.

Top Financial Advisor Firms in Dubuque, Iowa (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Avantax Planning Partners, Inc.
3390 Asbury Road,
Dubuque, IA 52002-2801
$5,785,921,128 11624 A percentage of AUM
Fixed fees
Steele Capital Management, Inc.
1000 Jackson Street , Suite 201,
Dubuque, IA 52001
$2,811,200,716 3800 A percentage of AUM
Hourly charges
Heacock & Jones Financial Services, Inc.
1545 Associates Drive, Suite 102,
Dubuque, IA 52002
$418,845,360 503 A percentage of AUM
Fixed fees
Weitzel Financial Services, Inc.
2200 John F. Kennedy Road , Suite 103,
Dubuque, IA 52002
$209,206,357 1246 A percentage of AUM
Fixed fees

    List of Additional Advisors in Dubuque, Iowa*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Bridgewater Advisors
    Inquire with Bridgewater
    340 W 5th St, Dubuque, IA  52001 563-556-1342
    Bret Johnson
    Inquire with Bret
    340 W 5th St, Dubuque, IA  52001 563-652-2013
    April Blasen
    Inquire with April
    6601 Boulder Brook Ct, Dubuque, IA  52003 563-556-7132
    Alauna Boettner
    Inquire with Alauna
    120 Bryant St, Ste 104, Dubuque, IA  52003 563-588-1602
    Christopher Noel
    Inquire with Christopher
    340 W 5th St, Dubuque, IA  52001 563-556-1342
    StackStone Wealth
    Inquire with StackStone
    6601 Boulder Brook Ct, Dubuque, IA  52003 563-556-7132
    Sigma Three Planning Group
    Inquire with Sigma
    150 John F Kennedy Rd, Ste 1, Dubuque, IA  52002 563-748-2565
    Michael G Fleege
    Inquire with Michael
    5900 Saratoga Rd, Ste 7, Dubuque, IA  52002 563-690-0727
    Timothy Breitfelder
    Inquire with Timothy
    6601 Boulder Brook Ct, Dubuque, IA  52003 563-556-7132
    Cheryl Biermann
    Inquire with Cheryl
    5900 Saratoga Rd, Ste 7, Dubuque, IA  52002 563-690-0727
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      Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

      Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.

      A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.

      While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.

      Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.

      A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.

      A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?