A densely populated state like Iowa has different types of experienced & certified financial advisors such as fiduciary financial advisors and fee only financial planners making it challenging for you to choose the one that may perfectly meet your financial situation and needs. WiserAdvisor has pre-qualified and selected some of the top qualified financial advisors, independent certified financial planners, financial advisory firms & associations in Iowa and has listed them below with their details such as qualifications, service offerings, and other important information that you could use while searching for financial advisors to best suit your financial and investment goals. Please note that the list of financial advisors mentioned below does not include all vetted advisors as some have not been listed as per their request. They may be available when you use our free match tool to compare up-to 3 financial advisors if they match your specific requirements and preferences.
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| List of Qualified Financial Advisors in Iowa | ||
|---|---|---|
| Financial Advisor | Office Location | Phone Number |
| Roger Abel Premier Investments of Iowa, Inc. |
3600 1st Ave NE, Cedar Rapids, IA 52402 |
(319) 363-3811 |
| Jason Thrap Northwestern Mutual |
1245 Jordan Creek Parkway, West Des Moines, IA 50266 |
(515) 697-4680 |
| Edward Modglin Five Talents Financial |
1441 29th Street, West Des Moines, IA 50266 |
(515) 226-3483 |
| Craig Adamson TrueWealth Stewardship |
888 10th Street, Marion, IA 52302 |
(319) 373-4124 |
| Brian Hood, CFP Legacy Financial Group |
6000 Grand Ave, Des Moines, IA 50312 |
(515) 255-3306 |
Qualifications
CRD# 4525922
Series 6, 7, 63, 65
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Flat Fee, Subscriptions
Office Location
3600 1st Ave NE,
Ste 100,
Cedar Rapids,
IA 52402
Phone Number
(319) 3633811
Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesday at 6pm. He is also an executive producer and co-host of Financial Perspectives, a 30-minute financial education program that airs Sunday at 11:30am on KCRG Channel 9. As an independent financial advisor, Roger strives to help his clients reach their dream retirement. His financial planning process focuses on first determining what a client's goals and objectives are for retirement and then working to develop a personalized plan to help achieve those goals. With over 15 years of experience in the investment and insurance industry, Roger has an extensive background in risk management, estate planning, investment planning and working with high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license with LPL Financial. Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state. Roger currently resides in Marion, Iowa with his wife, Megan and their daughter Blakely. In his free time, he enjoys spending time with his family, traveling, fishing, hunting, hiking, and golfing. Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.
Roger is a featured host on WMT 600AM's Premier Financial Hour, which airs Tuesdays at 6:00pm. He is also an executive producer and co-host of Financial Perspectives, a 30 minute financial education program that airs Sundays at 11:30am on KCRG Channel 9. As an independent financial advisor, Roger strives to help his clients reach their retirement dream. His financial planning process focuses on first determining what a client's goals and objectives for retirement are and then working to develop a personalized plan to help achieve those goals. With over 15 years of experience in the investment and insurance industry, Roger has an extensive background in risk managment, estate planning, investment planning and working with high net worth individuals. Roger currently holds his FINRA Series 6, 63, 65 and 7 licenses as well as his health & life insurance license. Having spent his years in the industry serving clients and consulting other advisors, Roger has learned that education plays an important role in the financial planning process. He is a frequent instructor of educational classes at local colleges and has hosted retirement workshops across the state. Roger currently resides in Marion, Iowa with his wife, Megan, and their daughter, Blakely. In his free time he enjoys spending time with family, traveling, fishing, hunting, hiking and golfing.
Qualifications
CRD# 5072964
Series 6, 7, 63, 66
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Commissions
Office Location
1245 Jordan Creek Parkway,
Suite 200,
West Des Moines,
IA 50266
Phone Number
(515) 6974680
Jason currently lives in Waukee with his wife, Elise, and their five young children Charlene, Carter, Caelyn, Carissa, and Coen. Hobbies: Jason is an avid runner and has competed in many marathons throughout the Midwest. He also enjoys golfing, fishing, camping, tennis, and spending time with his wife and children.
Areas of Expertise Here are my areas of expertise, which I will use to provide you with customized recommendations that will help you plan for your financial future. Financial Planning Long-term financial security doesn't happen by chance. Many things in life can have an impact - positive or negative - on your financial well-being. I'm here to help you take control of your future. Together we'll identify your most important goals and dreams, and build and implement a financial plan to help you achieve them. And because life is unpredictable, we'll monitor your progress on a regular basis to ensure your plan evolves as your needs and the situation around you changes. Retirement Planning Perhaps one of the greatest financial challenges you will face in your lifetime is preparing adequately for your retirement. I will help you create a plan that will assess your current financial situation, determine the retirement lifestyle for your future, review the many options available, and put solutions in place to help ensure you achieve the retirement of your dreams. Investment Strategies Without a coordinated investment strategy, it can be difficult to build an effective investment portfolio that helps meet your financial needs. As a Registered Representative of Northwestern Mutual Investment Services, LLC (NMIS), I can offer you access to a wide range of investment products and services. I will work with you to develop investment solutions aimed at meeting your financial objectives.
Qualifications
CRD# 2147334
FirmCRD# 6413
Series 7, 10, 24, 63, 65
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets
Office Location
1441 29th Street,
Suite 310,
West Des Moines,
IA 50266
Phone Number
(515) 2263483
Ed's business is one in which he strives to help people pursue their dreams. Financial planning is the vehicle used to help provide that opportunity. The reality is most dreams have a financial component. Whether someone dreams of buying a new car, retiring early, or spending more time pursuing a passion, a financial plan is necessary if the dream is to be accomplished. Clients dreams provide a rare insight into their philosophy about life and money, and in turn, empower Ed to manage their money while striving to increase the possibility of attaining those dreams. Ed has worked as a financial professional for 29 years, in roles from registered representative to branch manager to president of his own firm. All these experiences have taught Ed that everyone he works with is unique and deserving of a financial plan specifically designed to pursue their goals. Firmly believing that learning should never stop, Ed takes every opportunity he can to increase his knowledge to better serve his clients. He takes this belief in education and applies it to his clients as well, taking time to make sure they understand the actions and solutions that make up their plan. Ed specializes in helping individuals manage their 401(K) through the use of Self-Directed Brokerage Accounts. These accounts give investors more choices and flexibility in investing their retirement funds, hopefully allowing a more tailored approach to the portfolio in order to more closely match their needs.
Our mission is to help our clients work toward financial independence through planning. We want to spend time with clients to determine their goals and objectives, time horizon, risk tolerance, and help them make suitable financial decisions for their future. Our mission is to build a long- term relationship and be seen as their trusted and knowledgeable advisor. We aim to accomplish this through education, training, integrity, and outstanding client service.
Qualifications
CRD# 2751115
FirmCRD# 6413
Series 6, 7, 63, 65
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Commissions, Flat Fee, Hourly
Office Location
888 10th Street,
Suite 101,
Marion,
IA 52302
Phone Number
(319) 3734124
Craig and his wife, Ann, have three beautiful, healthy children under the age of 16. Both Craig & Ann are native Iowans. Their kids are involved in softball, baseball, and soccer where Ann and Craig help coach their kids' teams. The family enjoys playing board games together? Rummikub, Sorry, Life, UNO, Clue and Monopoly of course! Besides a busy family life, Craig has been very active in the local community. He served 8 years as a Marion City Council Member and 2 years on the Marion Planning and Zoning Commission. Currently he is a Chamber of Commerce member, chair of the Marion Public Services Board, and is on several other boards related to continuing education and advocacy for his profession. Craig enjoys reading biographies, history, and business books. He is an avid Iowa State Cyclone fan -holding season tickets for multiple sports and watching them play on TV.
We help you gain power over your money through a multi-stage financial planning process. The goal is to get to know you very, very well to create a customized plan that fits what you and your family need, not what some high-budget advertising campaign is designed to sell you. Our goal is to become your trusted partner to help you understand what you have, as well as what you may need to move you closer to your financial goals. Our independent structure allows us to work with your current advisor team, or to introduce you to other professionals who may be able to help you -such as legal or tax advisors. We want to work with people who value professional advice and want an independent, professional advisor to help them make informed decisions about their money. If that describes you, we'd like to meet you to see if we can parnter with you.
Qualifications
CRD# 1787301
FirmCRD# 154927
Series 6, 7, 24, 63, 65
Compensation/Fee
Fee-Based (Fee and Commissions), Based on Assets, Flat Fee
Office Location
6000 Grand Ave,
Des Moines,
IA 50312
Phone Number
(515) 2553306
Brian J. Hood is the Founder and Principal of Legacy Financial Group. He has worked extensively in the field of financial planning and investment management. A dedicated financial professional since 1988, Brian speaks of his work with enthusiasm: "What we offer at Legacy is an organized process built around your financial goals." The objective is to help you work toward your goals through proper management of your cash flow, taxes, investment, and insurance. As independent financial consultants, we take great pride in our independence when it comes to investment selection and investment philosophy. We truly work for our clients. Brian is a noted speaker and is routinely invited to conduct education workshops for major employers and their employees throughout Iowa. For relaxation, Brian enjoys spending time with his family and participating in many outdoor activities. He resides just outside the greater Des Moines area with his wife, Kim, and daughters, Beth, Grace, and Emma.
OUR PHILOSOPHY "We inspire people to create the life they want, on their terms." Our goal at Legacy is to provide our clients with the comfort and confidence in knowing that their financial future is healthy. Education is the backbone of our practice, and we take pride in helping people learn in an easy to understand and lasting way. We are dedicated to ensuring an exceptional customer experience, which has been proven by the trust our clients have placed in us through the business and referrals they have given. Our Legacy family looks forward to serving your needs today! Our desire is to inspire people to create the life they want on their terms. This is what motivates us to do what we do. As independent financial advisors, we take great pride in our freedom of thought when it comes to investment selection and investment philosophy. Our integrative approach enables us to work with our clients and for our clients. Our business is built upon the following bedrock beliefs, and everyone who works at Legacy embodies these beliefs. We do not see them as words on a page, but descriptors of the way we conduct business and live our lives. Trust: Our clients and colleagues can simply count on the fact that we aim to do the right thing by them. We seek to make choices that are in their best interests and earn this trust through demonstration.
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