Will you be the only person working with me?

No. We use a team of people depending on the needs of the clients. We use CFP's, attorneys, etc. depending on the needs of the clients.

How much risk should I be willing to take?

This answer varies per clients. We will establish that based on our first meeting.

What is your approach to financial planning?

We use a custom approach on each client.

What services do you offer?

Fee based planning, wealth management, private equity, custom portfolio management

What are your fees for this service?

Fee based Assets Under Management

VETTED

Joe Harrish

Q: What are your qualifications? What is your education background?

Bachelors Degree in Organizational Management - Colorado Christian University Series 6,63,65 and Life and Health.

Q: How do you charge for your services?

Fee-Based on Assets Under Management

Q: How are you compensated? How will I pay for your services?

Fee-Based on Assets Under Management

Q: If you are going to manage my account, will you obtain my permission every time you buy or sell something?

No. We have a team of individuals that have discretionary trading authority based upon a customized Investment Policy Statement.

Tel: 913-491-6226 6201 College Boulevard Suite 150 Overland Park, KS 66211

Inspiring people to achieve their life's ambitions.

About Joe Harrish

Joe Harrish still adheres to the core values he first embraced in the Air Force at age 19 - Integrity, Service Before Self and Excellence In All We Do. From self-described "humble beginnings," Joe has spent his entire life building meaningful relationships in the military and civilian community. He spent 22 highly-decorated years in active-duty in the Air Force where he won numerous awards at every level. One of his biggest accomplishments was being named the Air Force's Company Grade Officer of the Year for his entire career field. During the final decade of his military career, he knew he had a higher calling. He entered the financial services industry while he was still on active-duty, and he has spent two decades helping others change their financial futures. Now part of the team at Prime Capital Investment Advisors (PCIA), he is a fee-based financial advisor and fiduciary working with high net-worth individuals, upper management executives, medical professionals and business owners. Joe has a bachelor's degree in organizational management and holds a Series 65 registration.

Want to learn more about Joe? Visit his website: https://pciaharrish.com/

About Prime Capital Investment Advisors

Prime Capital Investment Advisors is a people-first organization. We thrive on collaboration, community and culture. Like any true team, we know that we achieve great things by working together. Prime Capital Investment Advisors was founded with a goal to provide the range of products and services to meet the expanding needs of individual clients. That goal is made a reality with the hiring of financial experts who are passionate about applying their knowledge and expertise to help clients reach for their financial goals. Watch this video to get a peek into the value of working with a Prime Capital Investment Advisor. https://vimeo.com/689800831

See Disclosures

General Information

CRD#:

4734166

Firm CRD#:

288712

Insurance License#:

7977470

States Licensed in:

KS, MO, IA

States Willing to do Business in:

Nationwide

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Joe started his career in financial services at Ozark National Life and N.I.S Financial Services, helping individual clients with their investment and insurance needs. After seven years, he was promoted to Vice President and Agency Director, traveling across the U.S. conducting investment seminars and helping people with their financial plans, while being involved with the business operations of both companies. After eight years of managing 200+ registered representatives and two businesses, he felt that he had established an ideal foundation for starting his career as a financial advisor, and he joined Prime Capital Investment Advisors.

Work with the following types of clients:

Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided:

Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Investment Advisor Representative:

Yes

Acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Qualifications & Memberships

Securities Licenses:

Series 65

Insurance and Annuity Licenses:

Disability, Life

Services

Investment Types:

Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Bonds, Options & Futures, Mutual Funds, Alternative Investments, Socially Responsible Investments (SRI)

Can meet clients in the following ways:

Phone, Our Office, Your Office, Video Conference

Compensation and Fees

Fee Structure:

Fee-Only

Minimum Portfolio Size for New Managed Accounts:

$500,000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

.5% - 1.5%

Preferred meeting methods

I provide a free initial consultation:

Yes

Do you have a customer satisfaction or refund policy?

What are your qualifications? What is your education background?

How do you charge for your services?

How are you compensated? How will I pay for your services?

If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Disclosures

WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.wiseradvisor.com/disclosure/1888594/wiseradvisor-prime-capital-investment-advisors-detailed-disclosure.html

Disclaimer

Advisory products and services offered by Investment Adviser Representatives through Prime Capital Investment Advisors, LLC (PCIA), a federally registered investment adviser. PCIA: 6201 College Blvd., Suite#150, Overland Park, KS 66211. PCIA doing business as Prime Capital Wealth Management (PCWM) and Qualified Plan Advisors (QPA).

21 Years of Experience

CRD# 4734166 Firm CRD# 288712Insurance License# 7977470Series 65

News & Events

PCIA's Take on Retirement Adviser Industry M&A, We

When: 04/19/2021 | By:

Location:

Details: Emerging market realities continue to strengthen the ties between retirement plan advisory services and individual wealth management, as evidenced by recent M&A activity....

Compliance

Registered Investment AdvisorYes

Investment Advisor RepresentativeYes

Acknowledged fiduciaryYes

Compliance Disclosures in Last 5 yearsI have a clean record

Criminal Disclosures in Last 5 yearsI have a clean record

Communities Served

Nationwide

Research This Advisor

www.finra.org

www.sec.gov

www.aicpa.com