VETTED

Doug Miller J.D.

CFP^®, CLU^®

Tel: 443-956-1216 6011 University Blvd Suite 370 Ellicott City, MD 21043

About Doug Miller J.D.

Doug Miller has worked in the financial services industry since January 3rd of 2000. From 1993-1999 he practiced Estate Planning and Business law. While in law school he worked at the SEC in the enforcement division. He is married and has 3 daughters. Two are currently at the University of Maryland and one is a graduate from Maryland and heading to PA school. He enjoys spending time with his family and participating in Ironman competitions.

About Northwestern Mutual

In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can.

We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.

See Disclosures

Our Team

Davida Cohen

Director of Operations

Davida Cohen

Director of Operations

General Information

CRD#:

4130719

Firm CRD#:

2881

Insurance License#:

100043088

States Licensed in:

AZ, CA, DE, DC, FL, Il, IN, MD,NH,NC,OH, PA, SC, TN, TX, UT, VA, WA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Attorney At Law 1993-1999 DB Alex Brown 2000-2004 Raymond James 2004-2010 Northwestern Mutual 2010-Present

Work with the following types of clients:

Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors

Advisory Services Provided:

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers

Compliance

Registered Investment Advisor:

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

Have a clean record

Criminal Disclosures in Last 5 years:

Have a clean record

Qualifications & Memberships

Certifications, Accreditations & Designations:

CFP^®, CLU^®

Securities Licenses:

Series 6, Series 7, Series 63, Series 65, Series 66

Insurance and Annuity Licenses:

Variable Life, Disability, Annuity, Health, Life, Variable Annuity, Long Term Care

Services

Investment Types:

Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Alternative Investments, Mutual Funds, Socially Responsible Investments (SRI)

Can meet clients in the following ways:

Our Offices, Phone, Video Conference

Compensation and Fees

Fee Structure:

Fee-Based

Minimum Portfolio Size for New Managed Accounts:

$500,000.00

Compensation Methods:

Flat Fee, Based on Assets, Commissions

Fee % Based on Assets:

1.35% max

Additional Details on Charges:

Financial Planning Fee Minimum $2000.00 for Single Person, $2,500 Married Couple Fee Schedule for Managed Accounts-Graded Scale First $800,000 = 1.35%: Next $800,000-$ 2,000,000 = .75%, > $2,000,000-$5,000,000 = .65%

Minimum Fee Charged for Managed Accounts:

$6,750.00

Firm Information

Advisor's Number of Clients:

120

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Total Assets Under Management by Advisor:

$61,000,000.00

Preferred meeting methods

I provide a free initial consultation:

Yes

Disclosures

WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.wiseradvisor.com/disclosure/1889963/wiseradvisor-northwestern-mutual-detailed-disclosure.html

21 Years of Experience

CRD# 4130719 Firm CRD# 2881Insurance License# 100043088Series 6, 7, 63, 65, 66

Compliance

Registered RepresentativeYes

Investment Advisor RepresentativeYes

Acknowledged fiduciaryYes

Compliance Disclosures in Last 5 yearsHave a clean record

Criminal Disclosures in Last 5 yearsHave a clean record

Research This Advisor

www.finra.org