I take a client-first approach focused on helping my clients navigate through the complex and emotional financial decisions that surround their lives.
I concentrate on doing three things for my clients and ask one in return. I help them:
- Simplify their financial lives
- Generate the necessary returns and income to sustain the lifestyle they desire now and in retirement
- Build a legacy for the ones they love and the things they care about.
What I ask in return: should my clients have a question on anything financial, I expect to be the first phone call.
General Information |
Insurance License#: | RPI146578 |
Name of Broker/Dealer: | Harbor Investment Advisory |
Name of Custodial Firm: | Pershing LLC |
States Licensed in: | MD, CT, NY, FL, VA, AK, AZ, CA, DE, GA, KY, OH, NJ, PA, |
Number of Years with Current Firm: | 6 |
I work with the following types of clients: | Individual Investors, Businesses |
Services |
Investment Types: | Annuities, Mutual Funds, Options & Futures, Bonds, Stocks, Insurance, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI) |
I can meet clients in the following ways: | At your office, At your home, At my office, Via Phone |
Qualifications & Memberships |
Insurance and Annuity Licenses: | Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life, Health |
Firm Information |
Assets Managed by Firm: | $5 Billion |
Compliance |
Registered Representative: | Yes |
Investment Advisor Representative: | Yes |
I am an acknowledged fiduciary: | Yes |
Compliance Disclosures in Last 5 years: | I have a clean record |
Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
Fee Structure: | Fee-Based |
Minimum Portfolio Size for New Managed Accounts: | 250000 |
Compensation Methods: | Based on Assets |
Bachelor of Business Administration - Finance |
University of Loyola, Maryland - Maryland
September 1997-May 2014 |
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Mon. | 9:00 AM - 5:00 PM |
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Tue. | 9:00 AM - 5:00 PM |
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Wed. | 9:00 AM - 5:00 PM |
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Thu. | 9:00 AM - 5:00 PM |
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Fri. | 9:00 AM - 5:00 PM |