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Find Top Financial Advisors in Waltham, Massachusetts

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There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.

We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.

Finding the Top Financial Advisor in Waltham, Massachusetts
Last Updated - 23-Mar-2023

Waltham has 4 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 18 non-vetted advisors in your local area. These financial advisors in Waltham, Massachusetts have an average of 19 years of experience.

NOTE: The list of financial advisors in Waltham, Massachusetts mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Waltham, Massachusetts.

Qualified Financial Advisors in Waltham, Massachusetts
Financial Advisor Experience AUM Minimum Assets Fee Structure
Rich Testa
CFP®, RIA
TESTA ASSOCIATES
181 Worcester Street,
Natick, MA 01760
22 $17000000 Not Specified Fee-Based
Josh Darwin
REGAL FINANCIAL
669 South St,
Needham, MA 02492
30 Not Specified $100,000.00 Fee-Based
Michael MacLean
CFP®
MERCANTILE PRIVATE WEALTH MANAGEMENT
255 Park Ave,
STE 1000,
Worcester, MA 01609
14 Not Specified Not Specified Fee-Based
Bluebird Wealth Management
BLUEBIRD WEALTH MANAGEMENT
6 Felton Ln,
West Newbury, MA 01985
11 $90,000,000 $250,000 Fee-Only

Information on Qualified Financial Advisors in Waltham

Qualifications CRD# 3152207
Firm CRD# 39543
Series 7, 63, 66 SIE

Compensation/Fee Fee-Based, Based on Assets


Office Location 181 Worcester Street,
Natick,
MA
01760
Phone Number 508-655-2410

I believe that meticulous planning, attention to detail and the importance of a solid foundation are the keys to success in building a business as well as building a successful investment portfolio. Beginning with a get-to-know-you meeting in which we will have a relaxed conversation as we get to know you and you, in turn, get to know us. We will ask you to prioritize your financial goals. We'll then set up a second meeting to suggest options and strategies that can help you meet those goals. At the end of this process, you can decide whether you want to work with us. There is no charge for these initial meetings. Should you decide we are a good fit, we will develop a plan we think will work for you and your financial needs, and we will meet again to refine it and fine-tune it for you. We will never fit you into a preformatted template. And we will never suggest or charge you for services you don't need. Our relationship does not end with the development of your financial plan. We will meet with you regularly to make sure the plan continues to meet your financial needs, both before and after you retire.

About Testa Associates

At Testa Associates, we take our job of helping you plan for a secure financial future very seriously. That's why our approach is different than many other financial planning firms. The plan we develop with your input typically will include some of the following investment vehicles: Mutual Funds, Stocks, Bonds, Insurance and Annuity Products, IRAs (Roths, Traditional, Rollovers), Keough Plans, 529's. We work with small businesses to help them set up company retirement plans. The plan we develop for your business can include but are not limited to the following products: Rule 144/145 Sales, 401(k) Plans and SEP IRAs. Licensed to offer a variety of insurance, annuity, and 529 plans

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities


Qualifications CRD# 2153443
Firm CRD# 125004
Series 63, 65

Compensation/Fee Fee-Based


Office Location 669 South St,
Needham,
MA
02492
Phone Number 617-281-2721

Josh Darwin is a Registered Investment Advisor who helps investors of all sizes and experince levels. Josh has been helping investors in the markets since he graduated from Tufts in 1991. Josh beleives in holistic investing that starts with sound asset allocation and securities selection. Josh communicates well and provides a high touch advisory service. Josh lives in Needham and Fairhaven MA with his wife Ricki and sons Jack (18) and George (16). Josh enjoys following Boston Sports, golfing, boating, cooking, gardening and following markets of all types.

About Regal Financial

Regal Investment Advisors focuses on the client relationship to understand your risk tolerance, time horizons, and objectives. We want to know your goals and dreams, and apply our expertise to help you achieve your desired outcome. Our goal is to help you become a better investor and create a financial plan that is right for you.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management


Qualifications CRD# 5457640
Firm CRD# 5457640
Series 7, 66

Compensation/Fee Fee-Based, Commissions, Based on Assets


Office Location 255 Park Ave,
STE 1000,
Worcester,
MA
01609
Phone Number 774-239-1862

As a seasoned Certified Financial Planner® with over 13 years of industry experience, Mike brings objective insight to help his clients effectively address their most important financial priorities. He provides customized advice and investment strategies to affluent individuals, multi-generational families, and small business owners in Massachusetts and across the country. His holistic approach to financial management includes a thorough planning process and personalized strategies for his clients. Mike is a graduate of UMASS-Dartmouth, where he earned a Bachelor of Science in Finance. Prior to forming Mercantile Private Wealth Management, Mike was a Vice President of Investments at Morgan Stanley. Mike has been recognized by Forbes as a Next-Gen Best-In-State Wealth Advisor in 2019. He is actively involved in the community, serving on the Board of Directors for Canines for Disabled Kids, as well as coaching youth Baseball.

About Mercantile Private Wealth Management

Mercantile Private Wealth Management was founded with a determination to provide informed, unbiased, and customized advice to help clients reach their goals. We believe forging long-term relationships that serve you well is at the heart of everything we do.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts


Qualifications Firm CRD# 293420

Compensation/Fee Fee-Only, Hourly, Flat Fee, Based on Assets


Office Location 6 Felton Ln,
West Newbury,
MA
01985
Phone Number 978-775-1287

About Bluebird Wealth Management

We help people prepare for and thrive during retirement, by addressing critical factors such as retirement income generation, tax-sensitive portfolio management, insurance reviews (we do not sell insurance), and estate planning. We help our clients meet retirement and life goals by delivering transparent and independent asset management, tightly integrated with comprehensive financial planning, at an attractive value.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities


Top Financial Advisor Firms in Waltham, Massachusetts (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
COMMONWEALTH FINANCIAL NETWORK
29 Sawyer Road,
Waltham, MA 02453-3483
$161,852,722,626 540172 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
BALLENTINE PARTNERS
230 Third Avenue , Suite 6,
Waltham, MA 2451
$10,519,787,346 5251 A percentage of AUM
Hourly charges
Fixed fees
Other (PROJECT FEES)
POLEN CAPITAL CREDIT, LLC
1075 Main Street , Suite 320,
Waltham, MA 2451
$8,324,319,966 46 A percentage of AUM
Fixed fees
Performance Based
Other (PERFORMANCE BASED ALLOCATIONS TO AN AFFILIATED ENTITY)
INTEGRATED WEALTH CONCEPTS LLC
200 5th Avenue , 4th Floor,
Waltham, MA 2451
$7,826,047,500 27886 A percentage of AUM
Hourly charges
Fixed fees
RIVER AND MERCANTILE LLC
130 Turner St. , Suite 510,
Waltham, MA 2453
$6,427,000,000 72 A percentage of AUM
Hourly charges
Fixed fees
GRANAHAN INVESTMENT MANAGEMENT LLC
404 Wyman Street, Suite 460,
Waltham, MA 2451
$4,968,486,424 92 A percentage of AUM
Performance Based
WINDROSE ADVISORS LLC
Watermill Center , 800 South Street, Suite 600,
Waltham, MA 2453
$2,475,166,409 102 A percentage of AUM
Performance Based
FOSTER DYKEMA CABOT & PARTNERS, LLC
1075 Main Street Suite 200,
Waltham, MA 2451
$1,728,179,603 705 A percentage of AUM
Fixed fees
MONTIS FINANCIAL, LLC
230 Third Avenue , Third Floor,
Waltham, MA 2451
$748,200,000 1170 A percentage of AUM
Hourly charges
Other (RETAINERS)
SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC
203 Crescent Street , Suite 404,
Waltham, MA 2453
$730,719,027 1568 A percentage of AUM
Hourly charges
Fixed fees
ASPIRE WEALTH MANAGEMENT CORPORATION
271 Waverly Oaks Road , Suite 200,
Waltham, MA 2452
$356,796,066 1145 A percentage of AUM
Fixed fees
THE HARVEST GROUP
800 South Street , Suite 200,
Waltham, MA 2453
$244,009,538 918 A percentage of AUM
Fixed fees
SAVIOR WEALTH
800 South Street , Suite 200,
Waltham, MA 2453
$194,595,264 708 A percentage of AUM
Performance Based
PENSION & WEALTH MANAGEMENT ADVISORS
800 South Street , Suite 160,
Waltham, MA 2453
$165,208,313 215 A percentage of AUM
SAVVI FINANCIAL LLC
465 Waverley Oaks Rd , Ste 315,
Waltham, MA 02452-8422
$27,421,000 154 A percentage of AUM
Fixed fees

    List of Additional Advisors in Waltham, Massachusetts*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Anthony D Marken
    Inquire with Anthony
    303 Wyman St, Ste 290, Waltham, MA  02451 781-996-3026
    Kevin Daley
    Inquire with Kevin
    303 Wyman St, Ste 290, Waltham, MA  02451 781-996-3026
    Melissa Indelicato
    Inquire with Melissa
    230 2nd Ave, Ste 120, Waltham, MA  02451 781-622-9900
    Stephen Coffey
    Inquire with Stephen
    230 2nd Ave, Ste 120, Waltham, MA  02451 781-622-9900
    Tim Daley
    Inquire with Tim
    303 Wyman St, Ste 290, Waltham, MA  02451 781-996-3026
    Stanley David, Agent
    Inquire with Stanley
    201 Jones Rd, 5th Floor, Waltham, MA  02451 781-392-1745
    Lincoln Investment
    Inquire with Lincoln
    95 Sawyer Road, Suite 430, Waltham, MA  02453 781-647-3050
    Hirokazu (Hiro) Onuma, ChFC , RICP ,CLTC
    Inquire with Hirokazu
    201 Jones Road, 5th Floor, Waltham, MA  02451 781-398-9131
    Paul Cuomo
    Inquire with Paul
    716 Main St, Waltham, MA  02451 781-680-0143
    Zachary Leighton
    Inquire with Zachary
    716 Main Street, Waltham, MA  02451 781-736-0213
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