There are hundreds of financial professionals in your area. However, choosing the right advisor that understands your financial situation and meets your needs may be quite daunting. WiserAdvisor has a network of vetted financial advisors and advisory firms and has listed them below. You can find the details of each advisor, such as their qualifications, service offerings, etc. that you could use while searching for the financial advisor that best suits your financial and investment goals.
We have been in business for the last 2 decades and constantly update and maintain a highly trusted directory of vetted fiduciary advisors that meet rigorous standards.
Waltham
has
4
WiserAdvisor vetted Financial Planners and Advisors for you to
choose from and
18
non-vetted advisors in your local area. These financial advisors in
Waltham, Massachusetts
have an average of
19
years of experience.
NOTE: The list of financial
advisors in
Waltham, Massachusetts
mentioned below do not include all the advisors in our network due
to their compliance listing restrictions. More vetted advisors may
be available when you use our free
match service to compare financial advisors near you in
Waltham, Massachusetts.
Qualified Financial Advisors in Waltham, Massachusetts | ||||
---|---|---|---|---|
Financial Advisor | Experience | AUM | Minimum Assets | Fee Structure |
Rich Testa
CFP®, RIA TESTA ASSOCIATES 181 Worcester Street, Natick, MA 01760 |
22 | $17000000 | Not Specified | Fee-Based |
Josh Darwin
REGAL FINANCIAL 669 South St, Needham, MA 02492 |
30 | Not Specified | $100,000.00 | Fee-Based |
Michael MacLean
CFP® MERCANTILE PRIVATE WEALTH MANAGEMENT 255 Park Ave, STE 1000, Worcester, MA 01609 |
14 | Not Specified | Not Specified | Fee-Based |
Bluebird Wealth Management
BLUEBIRD WEALTH MANAGEMENT 6 Felton Ln, West Newbury, MA 01985 |
11 | $90,000,000 | $250,000 | Fee-Only |
Qualifications
CRD# 3152207
Firm CRD# 39543
Series 7, 63, 66 SIE
Compensation/Fee Fee-Based, Based on Assets
Office Location
181 Worcester Street,
Natick,
MA
01760
Phone Number
508-655-2410
I believe that meticulous planning, attention to detail and the importance of a solid foundation are the keys to success in building a business as well as building a successful investment portfolio. Beginning with a get-to-know-you meeting in which we will have a relaxed conversation as we get to know you and you, in turn, get to know us. We will ask you to prioritize your financial goals. We'll then set up a second meeting to suggest options and strategies that can help you meet those goals. At the end of this process, you can decide whether you want to work with us. There is no charge for these initial meetings. Should you decide we are a good fit, we will develop a plan we think will work for you and your financial needs, and we will meet again to refine it and fine-tune it for you. We will never fit you into a preformatted template. And we will never suggest or charge you for services you don't need. Our relationship does not end with the development of your financial plan. We will meet with you regularly to make sure the plan continues to meet your financial needs, both before and after you retire.
At Testa Associates, we take our job of helping you plan for a secure financial future very seriously. That's why our approach is different than many other financial planning firms. The plan we develop with your input typically will include some of the following investment vehicles: Mutual Funds, Stocks, Bonds, Insurance and Annuity Products, IRAs (Roths, Traditional, Rollovers), Keough Plans, 529's. We work with small businesses to help them set up company retirement plans. The plan we develop for your business can include but are not limited to the following products: Rule 144/145 Sales, 401(k) Plans and SEP IRAs. Licensed to offer a variety of insurance, annuity, and 529 plans
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Qualifications
CRD# 2153443
Firm CRD# 125004
Series 63, 65
Compensation/Fee Fee-Based
Office Location
669 South St,
Needham,
MA
02492
Phone Number
617-281-2721
Josh Darwin is a Registered Investment Advisor who helps investors of all sizes and experince levels. Josh has been helping investors in the markets since he graduated from Tufts in 1991. Josh beleives in holistic investing that starts with sound asset allocation and securities selection. Josh communicates well and provides a high touch advisory service. Josh lives in Needham and Fairhaven MA with his wife Ricki and sons Jack (18) and George (16). Josh enjoys following Boston Sports, golfing, boating, cooking, gardening and following markets of all types.
Regal Investment Advisors focuses on the client relationship to understand your risk tolerance, time horizons, and objectives. We want to know your goals and dreams, and apply our expertise to help you achieve your desired outcome. Our goal is to help you become a better investor and create a financial plan that is right for you.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management
Qualifications
CRD# 5457640
Firm CRD# 5457640
Series 7, 66
Compensation/Fee Fee-Based, Commissions, Based on Assets
Office Location
255 Park Ave,
STE 1000,
Worcester,
MA
01609
Phone Number
774-239-1862
As a seasoned Certified Financial Planner® with over 13 years of industry experience, Mike brings objective insight to help his clients effectively address their most important financial priorities. He provides customized advice and investment strategies to affluent individuals, multi-generational families, and small business owners in Massachusetts and across the country. His holistic approach to financial management includes a thorough planning process and personalized strategies for his clients. Mike is a graduate of UMASS-Dartmouth, where he earned a Bachelor of Science in Finance. Prior to forming Mercantile Private Wealth Management, Mike was a Vice President of Investments at Morgan Stanley. Mike has been recognized by Forbes as a Next-Gen Best-In-State Wealth Advisor in 2019. He is actively involved in the community, serving on the Board of Directors for Canines for Disabled Kids, as well as coaching youth Baseball.
Mercantile Private Wealth Management was founded with a determination to provide informed, unbiased, and customized advice to help clients reach their goals. We believe forging long-term relationships that serve you well is at the heart of everything we do.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts
Qualifications
Firm CRD# 293420
Compensation/Fee Fee-Only, Hourly, Flat Fee, Based on Assets
Office Location
6 Felton Ln,
West Newbury,
MA
01985
Phone Number
978-775-1287
We help people prepare for and thrive during retirement, by addressing critical factors such as retirement income generation, tax-sensitive portfolio management, insurance reviews (we do not sell insurance), and estate planning. We help our clients meet retirement and life goals by delivering transparent and independent asset management, tightly integrated with comprehensive financial planning, at an attractive value.
Advisory Services Provided:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Top Financial Advisor Firms in Waltham, Massachusetts (Ranked by AUM) |
|||
---|---|---|---|
Firm Name | AUM | No. of Clients | Fee Structure |
COMMONWEALTH FINANCIAL NETWORK
29 Sawyer Road, Waltham, MA 02453-3483 |
$161,852,722,626 | 540172 |
A percentage of AUM Hourly charges Fixed fees Commision Based |
BALLENTINE PARTNERS
230 Third Avenue , Suite 6, Waltham, MA 2451 |
$10,519,787,346 | 5251 |
A percentage of AUM Hourly charges Fixed fees Other (PROJECT FEES) |
POLEN CAPITAL CREDIT, LLC
1075 Main Street , Suite 320, Waltham, MA 2451 |
$8,324,319,966 | 46 |
A percentage of AUM Fixed fees Performance Based Other (PERFORMANCE BASED ALLOCATIONS TO AN AFFILIATED ENTITY) |
INTEGRATED WEALTH CONCEPTS LLC
200 5th Avenue , 4th Floor, Waltham, MA 2451 |
$7,826,047,500 | 27886 |
A percentage of AUM Hourly charges Fixed fees |
RIVER AND MERCANTILE LLC
130 Turner St. , Suite 510, Waltham, MA 2453 |
$6,427,000,000 | 72 |
A percentage of AUM Hourly charges Fixed fees |
GRANAHAN INVESTMENT MANAGEMENT LLC
404 Wyman Street, Suite 460, Waltham, MA 2451 |
$4,968,486,424 | 92 |
A percentage of AUM Performance Based |
WINDROSE ADVISORS LLC
Watermill Center , 800 South Street, Suite 600, Waltham, MA 2453 |
$2,475,166,409 | 102 |
A percentage of AUM Performance Based |
FOSTER DYKEMA CABOT & PARTNERS, LLC
1075 Main Street Suite 200, Waltham, MA 2451 |
$1,728,179,603 | 705 |
A percentage of AUM Fixed fees |
MONTIS FINANCIAL, LLC
230 Third Avenue , Third Floor, Waltham, MA 2451 |
$748,200,000 | 1170 |
A percentage of AUM Hourly charges Other (RETAINERS) |
SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC
203 Crescent Street , Suite 404, Waltham, MA 2453 |
$730,719,027 | 1568 |
A percentage of AUM Hourly charges Fixed fees |
ASPIRE WEALTH MANAGEMENT CORPORATION
271 Waverly Oaks Road , Suite 200, Waltham, MA 2452 |
$356,796,066 | 1145 |
A percentage of AUM Fixed fees |
THE HARVEST GROUP
800 South Street , Suite 200, Waltham, MA 2453 |
$244,009,538 | 918 |
A percentage of AUM Fixed fees |
SAVIOR WEALTH
800 South Street , Suite 200, Waltham, MA 2453 |
$194,595,264 | 708 |
A percentage of AUM Performance Based |
PENSION & WEALTH MANAGEMENT ADVISORS
800 South Street , Suite 160, Waltham, MA 2453 |
$165,208,313 | 215 |
A percentage of AUM |
SAVVI FINANCIAL LLC
465 Waverley Oaks Rd , Ste 315, Waltham, MA 02452-8422 |
$27,421,000 | 154 |
A percentage of AUM Fixed fees |
* Additional advisors listing is provided in partnership with Yext
Financial Advisor | Office Location | Phone Number |
Anthony D Marken Inquire with Anthony |
303 Wyman St, Ste 290, Waltham, MA 02451 | 781-996-3026 |
Kevin Daley Inquire with Kevin |
303 Wyman St, Ste 290, Waltham, MA 02451 | 781-996-3026 |
Melissa Indelicato Inquire with Melissa |
230 2nd Ave, Ste 120, Waltham, MA 02451 | 781-622-9900 |
Stephen Coffey Inquire with Stephen |
230 2nd Ave, Ste 120, Waltham, MA 02451 | 781-622-9900 |
Tim Daley Inquire with Tim |
303 Wyman St, Ste 290, Waltham, MA 02451 | 781-996-3026 |
Stanley David, Agent Inquire with Stanley |
201 Jones Rd, 5th Floor, Waltham, MA 02451 | 781-392-1745 |
Lincoln Investment Inquire with Lincoln |
95 Sawyer Road, Suite 430, Waltham, MA 02453 | 781-647-3050 |
Hirokazu (Hiro) Onuma, ChFC , RICP ,CLTC Inquire with Hirokazu |
201 Jones Road, 5th Floor, Waltham, MA 02451 | 781-398-9131 |
Paul Cuomo Inquire with Paul |
716 Main St, Waltham, MA 02451 | 781-680-0143 |
Zachary Leighton Inquire with Zachary |
716 Main Street, Waltham, MA 02451 | 781-736-0213 |
Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.
Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are abreast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement. Learn more about the cost of a financial advisor?.
A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions. Learn more about the best time to hire a financial advisor.
While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision. Read the guide on choosing the best financial advisor.
Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect. Read here the importance of retirement planning.
A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask. Learn more about what is a fiduciary financial advisor.
A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals. Learn more about financial advisor vs financial planner: Who do you need?