Find Top Financial Advisors in Bronxville, New York

Amber Soden is a Financial Advisor and Portfolio Manager based in the Chrysler East office in Midtown Manhattan, steps from Grand Central Station. She focuses on helping individuals and families navigate life's most complex financial transitions through comprehensive wealth management, retirement planning, and tailored investment strategies. Amber is known for her success in guiding clients through significant milestones, such as retirement transitions, divorce financial planning, inheritance and estate planning, and business exits. Her approach simplifies complexity and delivers strategic, tax-efficient solutions for long-term financial success. As a Portfolio Manager, Amber offers a fee-based schedule, providing clients transparency, flexibility, and advice aligned with their best interests. A cornerstone of Amber's approach is financial education and coaching. She helps ensure clients thoroughly understand their portfolios, what they own, why they own it, and how it fits into their broader plan. Her dedication extends beyond managing wealth; she helps clients organize their financial lives with a focus on multi-generational estate planning, legacy building, and goal-oriented investing.
Amber serves clients both in-person and virtually, focusing on professionals, entrepreneurs, and families who value customized portfolio construction, clarity in decision-making, and a long-term advisory relationship. Outside of work, Amber enjoys scuba diving, traveling, and fishing at her remote off-grid cabin in Ontario. She also enjoys carpentry projects, cooking, and exploring the vibrant culture and energy of NYC.

A History of Powerful Thinking From our earliest years, the tradition and excellence of our thinking has helped us help our clients succeed. Oppenheimer's bold and original thinking is the cornerstone of our consistency in delivering innovative ideas and customized solutions for our clients. Our entrepreneurial spirit is in our DNA and traces its roots back to Harris C. Fahnestock, a successful investment banker and financial professional to President Abraham Lincoln. He established Fahnestock& Co. in 1881 - a predecessor to Oppenheimer.
Despite significant economic challenges like the Great Depression, Fahnestock& Co. flourished - opening three offices and acquiring another firm in 1937. By the 1940's, we expanded overseas into post-war Europe and established new branches in South America. Subsequently, during the severe bear market of the 1970's, we continued to focus on individual client success and, as a result, avoided being acquired or liquidated - unlike many much larger competitors. In 2003, Fahnestock& Co. completed the acquisition of CIBC Oppenheimer, which had previously acquired Oppenheimer & Co. Inc. This acquisition strengthened our private client and asset management divisions, leading to the restoration of the Oppenheimer & Co. Inc. name. This strategic alignment amplified our unwavering commitment to our clients and fortified our ability to leverage extensive experience, vast resources, and deep investment insight. During the Great Recession of 2008, Oppenheimer acquired much of CIBC World Markets' capital markets business, expanded into the Southeastern U.S., and grew our capabilities in research, investment banking, and fixed income. We are inspired by our history but we don't dwell there. Instead, we look to the future with a constant focus and investment in our people, our technology, and on a culture that continuously looks to expand our service to clients. We have a full suite of opportunities to plan, invest, preserve, and transition their wealth. Today, we are committed to making this, our second century, even stronger than our first. By using The Power of Oppenheimer Thinking in Wealth Management, Capital Markets, and Investment Banking, we consistently strive to improve client outcomes and leave the world a better place.

Anthony Errico is a seasoned private wealth advisor with a distinguished 15-year career at Goldman Sachs, one of the world's leading financial institution. Specializing in wealth management for ultra-high-net-worth individuals he has extensive experience in guiding clients through their wealth creation events. Anthony's philosophy centers on building long-term relationships based on trust and transparency.

Beyond his professional achievements, Anthony is also actively involved in his community, volunteering his time and expertise to support various charitable organizations such as Island Harvest.

In his leisure time, Anthony enjoys spending quality time with his wife and two daughters.

We are stewards of your financial aspirations, committed to guiding you through the complexities of wealth management with impact, integrity, and independence.

We provide great service:

Our entire team of financial advisors and staff are dedicated to our clients success and wellbeing. Leveraging the latest technology coupled with old-fashioned personal service, we do our very best to exceed our clients expectations every single day.

We educate:

We do much more than manage our clients money. We help them build a path to financial success and realization of their life goals through ongoing education and behavioral coaching.

We give back:

We are a locally-owned firm dedicated to giving back to our community through our Bryant Asset Generations Grant program, sponsorship of the annual Delmar Dash, and ongoing support of numerous charities and community organizations.

Reid Prinzo is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Reid Prinzo is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Reid Prinzo is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Reid Prinzo is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.

My name is Christopher Riofrio and I began my career in the Financial Services industry in 2012 at JPMorgan Chase. Since then I have worked at different firms and have been working with different types of clients with different needs and financial goals. I have worked with entrepreneurs, real estate investors, doctors, lawyers, educators, non-profits, businesses, employees of municipalities, etc. Over the lifetime of my career, I have successfully helped provide financial guidance and advice to hundreds of families It is my passion to help people attain financial security and autonomy. I am committed to listening to my clients needs and educating them on the all the resources that I can provide to make sure they reach their financial goals.

Cetera is a world-class investment and wealth manager, providing personalized solutions to high-net-worth individuals, families, endowments, foundations and other institutions. For years, we have offered a unique alignment of personalized client solutions and forward-looking global insights.

As the President and Founder of Integrity Point Advisors, I have dedicated my career to helping individuals and families build secure financial futures. With over a decade of experience in the financial industry, I specialize in guiding pre-retirees through the intricate process of retirement income planning, ensuring their 401(k)s and other investments generate lasting income.

My career began after earning a Bachelor of Science in Business Administration from William Paterson University. Since then, I've held key positions at leading financial institutions like Merrill Lynch, Citi Personal Wealth Management, and TD Ameritrade, where I managed over $700 million in client relationships. These experiences have equipped me with the knowledge and expertise to create customized financial strategies that adapt to my clients' unique goals, circumstances, and life stages.

At Integrity Point Advisors, I act in the capacity of a fiduciary. This means that I am legally and ethically bound to put your interests first-always. Unlike many financial firms, we do not sell any products. Our sole focus is on providing unbiased, tailored advice to help you achieve financial security. I believe in transparency and integrity, ensuring that every decision is made with your best interests at heart.

My approach is entirely client-centric. I work closely with each of my clients to craft personalized, flexible financial strategies that evolve as their life and goals change. Whether you're looking to maximize your retirement savings, minimize taxes, or pass on wealth to your heirs, my mission is to ensure that your financial choices align with your personal values and long-term vision.

When you partner with me, you're not just getting a financial advisor - you're gaining a trusted advocate who is committed to helping you achieve financial peace of mind without any hidden agendas or conflicts of interest. We break away from the traditional sales-driven model to provide advice rooted in integrity and trust.

Outside of work, I live in Kings Park, NY, with my wife Diamantina and our two children, Stelio and Nia. When I'm not working to help clients achieve their financial goals, you can find me playing the guitar or staying active through bodybuilding, biking, running, and hiking. I believe that just like staying physically fit, maintaining financial health requires discipline and a well-structured plan.

I look forward to the opportunity to work with you, helping you navigate your financial journey with confidence and clarity.

About Integrity Point Advisors
Welcome to Integrity Point Advisors, where your financial future is our foremost priority. We are proud to be part of Gladstone Wealth Partners, which has over $20 billion in assets under management. Founded on principles of integrity, commitment, and professional excellence, we have dedicated ourselves to becoming not just financial advisors, but trusted partners in the intricate journey of wealth management.

Who We Are
At Integrity Point Advisors, we believe in a holistic approach to financial planning. Our team comprises seasoned professionals with years of experience in the financial sector, committed to understanding your unique circumstances, aspirations, and challenges. We aim to provide a personalized roadmap, ensuring that your financial decisions align with your life goals.

Fiduciary Commitment
At the heart of our approach lies a firm commitment to you. As fiduciary advisors, we're bound by integrity and transparency. We don't have products to sell - our sole aim is to carve out the optimal financial strategies tailored for you, leveraging the finest tools and investments the market has to offer.

Breaking the Traditional Mold
Our origin story is one of rebellion against the status quo. We founded this firm as an escape from the major financial institutions, where sales pitches often overshadow genuine advice. We chose to step away from the pressures of promoting proprietary products and services, ensuring our advice remains unadulterated and truly in your best interest.

Building Lifelong Partnerships
Our pride lies not just in the quality of our advice, but also in the enduring relationships we've built with our clients. By partnering with us, you're joining a family that prioritizes trust, mutual respect, and a shared vision for your financial future.

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What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded each September, based on data within a 12-month period), with nearly 1.3 million clients and more than $300 billion assets under management (as of June 2025) — and prouder still of the trust clients place in us.

Edelman Financial Engines ranked as the 2nd Mega RIA by Barron's in the 2025 Top 100 RIA Firms list. This annual ranking of independent advisory firms is qualitative and quantitative. Firms elect to participate but do not pay to be included in the ranking.

Get a free financial plan »

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded each September, based on data within a 12-month period), with nearly 1.3 million clients and more than $300 billion assets under management (as of June 2025) — and prouder still of the trust clients place in us.

Edelman Financial Engines ranked as the 2nd Mega RIA by Barron's in the 2025 Top 100 RIA Firms list. This annual ranking of independent advisory firms is qualitative and quantitative. Firms elect to participate but do not pay to be included in the ranking.

Get a free financial plan »

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded each September, based on data within a 12-month period), with nearly 1.3 million clients and more than $300 billion assets under management (as of June 2025) — and prouder still of the trust clients place in us.

Edelman Financial Engines ranked as the 2nd Mega RIA by Barron's in the 2025 Top 100 RIA Firms list. This annual ranking of independent advisory firms is qualitative and quantitative. Firms elect to participate but do not pay to be included in the ranking.

Get a free financial plan »

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded each September, based on data within a 12-month period), with nearly 1.3 million clients and more than $300 billion assets under management (as of June 2025) — and prouder still of the trust clients place in us.

Edelman Financial Engines ranked as the 2nd Mega RIA by Barron's in the 2025 Top 100 RIA Firms list. This annual ranking of independent advisory firms is qualitative and quantitative. Firms elect to participate but do not pay to be included in the ranking.

Get a free financial plan »

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded each September, based on data within a 12-month period), with nearly 1.3 million clients and more than $300 billion assets under management (as of June 2025) — and prouder still of the trust clients place in us.

Edelman Financial Engines ranked as the 2nd Mega RIA by Barron's in the 2025 Top 100 RIA Firms list. This annual ranking of independent advisory firms is qualitative and quantitative. Firms elect to participate but do not pay to be included in the ranking.

Get a free financial plan »

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded each September, based on data within a 12-month period), with nearly 1.3 million clients and more than $300 billion assets under management (as of June 2025) — and prouder still of the trust clients place in us.

Edelman Financial Engines ranked as the 2nd Mega RIA by Barron's in the 2025 Top 100 RIA Firms list. This annual ranking of independent advisory firms is qualitative and quantitative. Firms elect to participate but do not pay to be included in the ranking.

Farther is a first-of-its-kind wealth management platform that combines the benefits of modern technology with the expertise and human touch of traditional wealth management. Backed by Bessemer Venture Partners, Context Ventures, Cota Capital, and Moneta Venture Capital, Farther caters to high-net-worth professionals who are building generational wealth and need a more holistic approach to managing their money. While there are more financial products and tools available than ever, until Farther, no solution delivered both a beautiful, well-designed technology experience and a solution to handle the complex and multifaceted nature of significant wealth.

Gregory W. Jennings has been associated with OMC Financial Services, Ltd., an independent, fee-only Registered Investment Advisory (RIA) firm, since 1994. He specializes in investment management, estate planning, and retirement planning/ counseling for individuals, families, small business owners and trusts.

Greg actively manages his clients' portfolios and is responsible for research, asset selection, purchases and sales, monitoring and evaluation. He meets with each client personally, conducts regular reviews and strives to form long-lasting relationships. He is also actively involved in many of the day-to-day operations of OMC including marketing, business development, determining the firm's corporate strategy and developing/ adjusting the firm's management style and investment philosophy.

Greg has been a guest on WCNY's Financial Fitness, WSTM's Noon Financial 411 and News 10 Now discussing retirement planning, investments and other financial topics. He has conducted seminars for current and displaced employees of several local companies and has also addressed schools, churches, and civic groups on various investment and retirement planning topics. He has written several articles for publication in the Central New York Business Journal and has also been published in the Eagle Newspapers.

OMC Financial Services is an independent Registered Investment Advisory firm. We provide objective and unbiased fee-only investment management, estate planning, retirement planning/counseling, and advisory services to individuals, families, professionals, small business owners, and trusts. For 40 years, we have been establishing long-term partnerships with our clients while taking an active role in their financial well-being as we work together toward achieving what is important to them.

Every day we strive to deliver our guidance and professional management with exceptional client service. We truly believe that "client service isn't everything, it's the only thing," and our commitment to that is evident in all that we do.

John went into finance with one goal: to help people. By giving an honest, direct opinion of your financial portfolio and goals, he works to create a plan that compliments your future. He likes to follow a methodical approach to financial planning by gathering relevant information, analyzing the numbers, creating and implementing strategy which strives to achieve goals through measurable metrics. Your relationship will be built on trust and reliability; in other words, you can count on John always giving it to you straight the New Yorker way!

Holding the Series 7, 63 & 66 licenses*, John has vast knowledge in investment and portfolio management. Previous experience includes Investment Specialist at Joseph Gunnar, as well as Financial Advisor at Merrill Lynch, National Securities and Ridgewood Savings Bank. Having experience at these major financial firms has helped to establish comrehensive approaches to portfolio planning, investment strategies and analytical review.

John graduated Cum Laude from Pace University with a BBA in Finance. During his time at Pace, John provided tutoring in Advanced Financial Analysis and Financial Management classes. While tutoring, John displayed a natural strength in educating and effectively communicating financial concepts, portfolio and strategy.

John is a native New Yorker, a foodie born and raised in the city with a love for family and sharing a great meal. Get to know more by connecting today!

We are a full-service financial services firm committed to helping people pursue their financial goals. We offer a wide range of financial products and services to individuals and business owners. We believe you will be better able to identify your goals and make sound decisions to help reach them by our providing sound financial information.

Please call us if you have any questions about our firm or the range of financial products and services we provide. Our firm has a relationship with a variety of financial services companies, so if we don't have a product or service, we know a group that does.

Joseph "Joe" Notarfrancesco is an Executive Director - Investments and founder of The Legacy Metro Group in the Jericho, Long Island office of Oppenheimer & Co. Inc. He provides wealth management services to individuals, families, businesses, and institutions.

Joe has extensive experience serving both institutional and private clients. He offers a broad range of services, including institutional retirement consulting, executive compensation strategies, and sophisticated private wealth management for high-net-worth individuals. His practice is built on three pillars: helping to protect what clients have earned, simplifying their financial lives, and creating strategies for long-term growth.

His approach begins with understanding each client's unique goals and priorities. Joe works closely with clients existing professionals, including attorneys, accountants, and other advisors, to help ensure every aspect of their financial life is integrated and strategically aligned.

Outside the office, Joe enjoys time with his wife and daughters. He can also be found on the golf course, doing his best to stay out of the sand.

Oppenheimer is a global financial institution offering Wealth Management, Capital Markets, and Investment Banking solutions. We have been providing customized strategies centered on the goals of our clients since 1881  using our extensive experience, resources, research, and knowledge to help advance society, improve our communities, and leave the world a better place.

Matt founded Excelsior Wealth Partners to focus on client needs without a corporate agenda. He specializes in working with clients to provide wealth management and financial planning solutions to address their financial needs.

Matt is a financial author with a series of podcasts, blogs, and books on relevant topics facing today's pre-retirees, retirees, and wealth management clients. His most recent book, How to Eat an Elephant - 11 Retirement Mistake to Avoid, was released in 2021. Excelsior Wealth Partners has become well-known for helping clients with the complicated retirement process.

Matt is a graduate of St. Bonaventure University where he earned a Bachelor's Degree in Finance. He is a graduate of The American College's CFP® Certification Curriculum as well as obtaining his Chartered Life Underwriting designation.

He resides in Manlius, NY with his wife: Shannon and their six children; Alex, Ryann, Campbell, Addison, Athan and Graham. He actively volunteers with the Cystic Fibrosis Foundation of CNY; where in 2018 he received the Champion for a Cure award, and GAMA International. Matt was also awarded the 2016 CNY Transformational Leader of the Year award through the Syracuse Business Journal.

Matt had previously held the position of Managing Director at a Fortune 100 Company where he led that company to a record 6th consecutive US championship as the top performing Managing Director in the county.

Excelsior Wealth Partners offers all-encompassing financial services for our clients. As a well respected investment advisory firm, our reputation thrives on our high-level of customer satisfaction. When our clients are truly confident in their financial stability, we have done our job. Whether we assist you with your transition into retirement or helping you manage your portfolio risk; Excelsior Wealth Partners can help you achieve your financial goals

What do you most enjoy about your work?

I most enjoy that the work I do has such a real and profound impact on our clients. I get to help people feel confident about their future and live fuller, less stressful lives.

As a CERTIFIED FINANCIAL PLANNER^™ ( CFP ^®), Nick is a recognized leader in helping clients align their finances with their life goals through modern wealth management.

His experience spans well over two decades and his expertise in retirement, investment and comprehensive planning solutions help ensure clients get the clarity, advice and support they need to make the most of their wealth.

His deep expertise combined with a truly personable approach is what sets Nick apart from a typical financial advisor. Nick believes that money is an important tool, and that modern wealth management is about aligning your resources and behavior with your goals. He serves as a trusted advisor who understands, cares about and is committed to helping you achieve the goals, experiences and outcomes that matter most to you.

Nick is an active member of the community and associates with the SPCA and Humane Society. When he's not serving clients or his community, Nick enjoys quality downtime with his family, as well as hiking, fishing, and local theater.

Over the years we have found that when people come to us they are looking for far more than financial planning and investment management.

People call on us when they have questions and are looking for answers. They seek us out when they have complexity yet yearn for simplicity. And, perhaps most of all, people come to us to turn their uncertainty into the clarity they need to manage their financial life with confidence.

Upon working with us, our clients feel informed and empowered, they have transformed their reluctance into results and they experience service that exceeds their expectations.

We have three core beliefs that serve as the bedrock of our work:

Lead with advice

One size does not fit all

Expertise matters

Our client-focused, time-tested approach delivers customized and comprehensive wealth planning seamlessly integrated with expert investment management and a boutique style that harkens to the days when everything was hand-crafted.

If you are looking for a more modern approach to wealth management, we invite you to learn more. If you are ready to tart a conversation, let's talk.

Financial Advice, Investments, and Insurance.

People come to me with complex financial issues. I help them understand their current situation. Together, we develop a plan to help achieve their financial needs and goals.

Putting clients first; it's what I do

I'm proud to be associated with a firm known for its service and how it relates to clients, because serving your interests is my priority. I offer comprehensive financial advice and a broad range of solutions to help you and your loved ones live brilliantly, now and in the future.

With the right financial advisor, life can be brilliant.

Advisor is licensed/registered to do business with U.S. residents only in the states of AZ, CA, CT, DE, FL, GA, IN, IL, IA, NC, NJ, NY, NV, MA, PA, VA. Investment advisory services and products are made available through Ameriprise Financial Services, LLC, a registered investment adviser.

An Ameriprise Financial Franchise

Ameriprise Financial can not guarantee future financial results.

Certified Financial Board of Standards, Inc. (CFP Board) owns the CFP® certification mark., the CERTIFIED PLANNER certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.

Third-party information and opinions, including those available through provided links, are believed to be reliable, but accuracy and completeness cannot be guaranteed by Ameriprise Financial. They are given for informational purposes only, are not intended to be used as the sole basis for investment decisions and may not meet the particular needs of an individual investor. Ameriprise Financial and its representatives do not give legal or tax advice. You should seek the advice of professionals, as appropriate, regarding the evaluation of any specific information or advice.

The Confident Retirement approach is not a guarantee of future financial results. Ameriprise Financial cannot guarantee future financial results. Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Ameriprise Financial, Inc. and its affiliates do not offer tax or legal advice. Consumers should consult with their tax advisor or attorney regarding their specific situation.

Ameriprise Financial Services, LLC, Member FINRA and SIPC.

Retirable specializes in retirement planning and income strategies to help client spend their retirements with more. Our mission is to provide everyone with financial stability and lasting peace of mind through clear, approachable, professional advice. To start, we're helping U.S. pre-retirees find their way to the futures they deserve.

We take a holistic planning approach across all your needs, including lifestyle, healthcare, and housing, with a primary focus on providing reliable retirement income each month that's designed to make your savings last. We specialize in helping clients start planning for retirement, transition into retirement, and live comfortably and confidently through retirement.

As a client, you'll receive:

- A dedicated financial advisor helping out every step of the way

- A dynamic retirement plan, designed by your advisor

- Guidance at every step of your retirement journey: from Social Security to healthcare to taxes

- A safe to spend income plan designed to make your savings last

We are a nationally registered investment advisory firm and all advisors are licensed fiduciaries, meaning we are held to a higher standard to only make recommendations with your best interests in mind.

If you're interested in learning more, please enter your contact information using the blue button below, and one of our licensed advisors will reach out soon to schedule your free retirement consultation to better understand how we can help. Thanks for your interest in Retirable!

Stephen Jenkins, AAMS®, is a highly experienced financial advisor with a 35-year career spanning investment management, financial planning, and client education. He currently serves as a Private Client Advisor at Key Investment Services, where he provides comprehensive financial guidance to individuals and families, helping them build and preserve wealth through customized strategies aligned with their goals.

Prior to joining KIS, Stephen was the founding partner of an independent advisory firm he led for 18 years. There, he built a client-focused practice offering investment portfolio management, retirement planning, risk mitigation, and insurance solutions. His work was grounded in a deep understanding of market dynamics and a commitment to fiduciary responsibility.

Earlier in his career, Stephen held senior positions at Goldman Sachs, including Vice President, where he played a key role in global operations and systems integration, including developing client data systems and electronic trading infrastructure. His background also includes technical and strategic roles at Alliance Capital, Merrill Lynch, and Instinet.

Stephen holds an MS in Finance from Cass Business School in London and a BS in Computer Science from the New York Institute of Technology. He maintains FINRA Series 7 and 66 licenses, as well as New York State insurance certifications, and has held the Accredited Asset Management Specialist (AAMS®) designation since 2007.

With a blend of institutional expertise and personal advisory experience, Stephen is known for delivering thoughtful, client-centered advice and building lasting relationships based on trust, transparency, and results.

When you invest, you want to see growth and know where it's coming from. Key Investment Services® (KIS) works with you to create a comprehensive plan tailored to your needs and interests, and we'll use it to track your progress and adjust your strategies to help you reach your goals.

Tom has over 35 years of financial and business experience including the successful operation of his own financial planning and investment firm before joining Pioneer Wealth Management as a Vice President and Sr. Wealth Advisor. To meet the needs and goals of his advisory clients, he believes in comprehensively reviewing a client's situation as presented. His years of experience enable him to provide the common sense analysis, design, presentation and implementation of financial plans. His client retention rate is one of the highest in the industry.

He is a CFP(R) and Certied Financial Planner (TM) practitioner. Tom received his B.S. Degree from Cornell University in Ag. Economics majoring in Business Management and Finance. He has been in the financial field since graduation. He has instructed classes and seminars in the adult ed. division of a local college, to teachers of a local school district and within NY State to CSEA, PEF and MC union members. The instruction included the planning areas of: Investment, Retirement, Investment Taxation and College Funding.

He is a member of the Financial Planning Institue and the FPA of NENY where he served on the Board of Directors.

........

As a dedicated Wealth Advisor, Tom helps individuals, families, and small businesses articulate financial goals and priorities and create a roadmap toward achieving them. Through a goals-based process Tom focuses on pre-retirement planning, retirement income planning, estate planning, and sophisticated investment management strategies. Originally from the Greater Philadelphia area, Tom has been a resident of the Capital District for almost 20 years. He currently resides in Bethlehem, NY with his wife Jennifer, their two children: Gwendoline and Bradley, and their two dogs. The last few years Tom has enjoyed being a member of Normanside Country Club in Delmar.

Tom currently holds FINRA Series 7 & 66 Securities Registrations with LPL Financial and his New York Life, Accident, & Health Insurance License, which he obtained during his 8 years with Bank of America/Merrill Lynch prior to joining LPL Financial and Empire Financial Advisors.

Empire Financial Advisors is not your average financial advisory firmand were proud of that.

We are a collective of independent financial professionals. That means we are not bound to specific insurance and investment companies. It also means we offer objective financial advice and products and services tailored to your needs, whether youre an individual or a business owner. No gimmicks. No quotas. No pressure.

Our team of advisors has the experience to help you pursue your financial goals. We'll work with you so you can be an active and informed participant in managing your finances.

William Romero has been a leader in Wealth Management and the Financial Services Industry for 2 decades. He began his career at JPMorgan and for almost a decade lead as a Market Director for their Private Client Group. Leading large teams of financial professionals in both Southern California and New York, William also had oversight of their International Division. In addition, he was Vice President for AXA Advisors and a Top Partner at New York Life (2017). William led the start and growth to $1 Billion as an SVP of an Ameriprise office. William puts people first and is passionate about helping resolve problems. His experience and track record of success led him to a Senior Vice President/Partnership role at Iron Birch Advisors a platinum Financial Advisory firm of Ameriprise Financial before joining Lee, Nolan & Koroghlian, LLC in 2023. His inspiration comes from giving back to the community and helping educate families that traditionally do not have access to financial literacy. Wiliam is passionate about helping people achieve their goals and is committed to being an advocate and trusted resource for each client.

Outside of his career in wealth management, William is also the 2-time President for the National Association of Hispanic Real Estate Professionals Queens NY, the largest Latino Trade Organization in the world. He is also an active speaker for ALPFA NY, the former President of PorColombia New York and a Board Member of Mindot, an educational non-profit. He's also a proud supporting sponsor of the FDNY Hispanic Society.

William received his BBA in Finance at Baruch College in New York City and holds his Series 7, 63, 52, 53 and 24 securities registrations. He is life, accident, and health insurance licensed in NY, NJ, NC, GA and FL.

We're committed to helping you achieve your financial goals. As a leading independent broker-dealer and registered investment adviser, we understand that quality investment products, advice, and services are critical elements to successful investing.