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Qualifications of Financial Advisor in Saratoga Springs

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Financial Advisors in Saratoga Springs, New York
Financial Advisor Office Location Phone Number
Mike Morgante,
Financial Engines Advisors, LLC
1581 Route 9 Suite C,
Clifton Park, NY  12065
(518) 371-2004
Christopher Fabian,
AXA Advisors LLC
5 Maxwell Drive,
Clifton Park, NY  12065
(518) 373-7386
Thomas Brown,
Brown Financial Management Group LLC
950 New Loudon Rd,
Latham, NY  12110
(518) 464-9974

Information on Qualified Financial Advisors in Saratoga Springs

Qualifications CRD# 4812139
FirmCRD# 104510
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional

Office Location 1581 Route 9 Suite C,
Clifton Park,
Phone Number (518) 3712004

Joined Financial Engines in 2009. Began his career in the financial services industry in 2004. Successfully completed the Series 7, 65, and 66 examination(s) administered by FINRA. Earned the Certified Fund Specialist (CFS®) and Chartered Mutual Fund Counselor SM (CMFC®) and Chartered Retirement Planning Counselor SM (CRPC®)certification(s). Bachelor's degree in Business Administration and Economics from the University at Albany. Married to Kaila. They have one child: Elle. Mike enjoys traveling, being outdoors, and spending time with family and friends.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).

Qualifications CRD# 5356336
FirmCRD# 6627
Series 7, 24, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee

Office Location 5 Maxwell Drive,
Suite 100,
Clifton Park,
Phone Number (518) 3737386

Christopher Fabian is a Vice President and financial advisor with AXA Advisors, LLC in Clifton Park, NY. Christopher joined AXA in 2009 after receiving a BS in Finance from Siena College in Loudonville, NY. Since joining AXA in 2009, Chris has obtained numerous licenses and registrations, including the Series 7, Series 66, Series 24, his CFP® designation, and the Chartered Retirement Planning Counselor (CRPC) designation. Chris holds his NY Life & Health Insurance License (LA-1055568) and is certified in NYS Partnership Long-Term Care. Chris is also licensed to transact business in multiple states including New York, Massachusetts, Vermont, Pennsylvania, New Hampshire, Texas, California, North Carolina, South Carolina, Georgia, Florida, New Mexico, Nevada, Maryland and Arizona.

About AXA Advisors LLC

AXA Advisors Financial Professionals can offer a variety of financial products and services that are designed to help you plan for, build and achieve a more stable financial future. This includes investment products, managed accounts, insurance products, retirement plans and more.

Qualifications CRD# 1614783
FirmCRD# 282501
Series 6, 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Hourly

Office Location 950 New Loudon Rd,
Suite 105,
Phone Number (518) 4649974

About Brown Financial Management Group LLC


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