Home > Financial Advisors > New York

Find Top Financial Advisors in New York


WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in New York. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisor in New York

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

List of Financial Advisors in New York
Financial Advisor Office Location Phone Number
Gregory Manto,
Iron Birch Advisors
767 Third Avenue, 38th Floor,
New York, NY  10017
(212) 759-2022
Lisa D Miller CFP®,
AXA Advisors, LLC
120 Madison Street,
Syracuse, NY  13202
(315) 425-6343
Nels Wangensteen,
MayTech Global Investments
950 Third Avenue,
New York, NY  10022
(212) 899-2737
Nicholas Efthemis CFP®,
Cornerstone Financial Planning
5500 Main Street,
Williamsville, NY  14221
(716) 828-8390
Peter Levine, CFP®, ChFC®, CLU®,
Ameriprise Financial Services, Inc.
481 8th Avenue,
New York, NY  10001
(212) 967-1428
Thomas Brown,
Brown Financial Management Group LLC
950 New Loudon Rd,
Latham, NY  12110
(518) 464-9974
William Sullivan,
William T Sullivan CFP/LPL Financial
5 Hatfield Lane, Suite 2B,
Goshen, NY  10924
(845) 294-0785
Ronald Scott,
Ronald C. Scott, CFP®, AEP®, CFBS, ChFC, CLU, CLTC
MassMutual Metro New York,
New York, NY  10119
(718) 781-0925
Richard Malen,
Sagemark Consulting
105 Maxess Road,
Melville, NY  11747
(631) 227-0637
Richard Dougherty, CFP®, AIF®,
Echelon Wealth Advisors, LLC
1159 Pittsford Victor Rd,
Pittsford, NY  14534
(585) 381-1861
PHILIP CAPELL, CFP®, JD, MS in Tax,
Piermont Wealth Management Inc.
48 South Service Road,
Melville, NY  11747
(631) 454-1585
Ken Nuttall CFP®,
BlackDiamond Wealth Management
404 5th Ave 3rd Floor,
New York, NY  10016
(212) 328-1762
Jonathan Bostwick,
LPL Financial
60 N Country Rd,
Port Jefferson, NY  11777
(631) 509-1773
Paul Rubacka,
Financial Engines Advisors, LLC
5663 E Circle Drive Suite 200,
Cicero, NY  13039
(315) 453-8080
Mike Morgante,
Financial Engines Advisors, LLC
1581 Route 9 Suite C,
Clifton Park, NY  12065
(518) 371-2004
Lisa Benchaabane,
Financial Engines Advisors, LLC
350 Linden Oaks,
Rochester, NY  14625
(585) 244-3000
John Patsy, CFP®, RICP®,
LPL Financial
900 Route 111,
Hauppauge, NY  11788
(631) 350-7024
Gregory Jennings,
OMC Financial Services, Ltd.
5789 Widewaters Parkway,
Dewitt, NY  13214
(315) 446-8720
David Warshaw, CFP®, CHFC®, CLU®,
David Warshaw
600 Old Country Road,
Garden City, NY  11530
(516) 400-7111
DOUGLAS K HYER,
Asset Advisory Services, Inc.
233 East Shore Road,
Great Neck, NY  11023
(516) 829-3805
Christopher Fabian,
AXA Advisors LLC
5 Maxwell Drive,
Clifton Park, NY  12065
(518) 373-7386
Jeffrey C. Lewis, CFP, ChFC, CLU,
Planning Financial Futures, Inc
1895 Walt Whitman Road,
Melville, NY  11747
(631) 546-5403
Stephen Sassi,
Edelman Financial Services, LLC
406 Forest Ave.,
Staten Island, NY  10301
(888) 752-6742
Jim Horn,
Financial Engines Advisors, LLC
240 Redtail Rd, Suite #11B,
Orchard Park, NY  14127
1715 Niagara Falls Blvd Suite 300,
Amherst, NY  14228
11 North Street Suite 200,
Canandaigua, NY  14424
(716) 832-0035
(585) 244-3000

Information on Qualified Financial Advisors in New York

Qualifications CRD# 2724748
FirmCRD# 6363
Series 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 767 Third Avenue, 38th Floor,
New York,
NY 
10017
Phone Number (212) 7592022

About Iron Birch Advisors

Iron Birch Advisors is a subsidiary of Ameriprise. We run this organization as a boutique practice with personalized care and attention. We attempt to meet with every client at least quarterly and a much larger in depth meeting, annually. Prior to becoming a client, several meetings are generally necessary to asses ones needs, appetite for risk and the goals of the individual and/or family.



Qualifications CRD# 0004612774
Series 7, 24, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 120 Madison Street,
Suite 1900,
Syracuse,
NY 
13202
Phone Number (315) 4256343

About AXA Advisors, LLC

Financial services isn’t just about products or investment advice. It is understanding the needs, wants and desires of individuals and business owners. It’s educating clients to help them identify and address their financial planning issues; developing a comprehensive planning strategy based on their financial objectives; and providing products, services and support to help them accumulate and distribute assets to help them achieve their desired retirement lifestyle. As an AXA Advisors financial professional, I work with clients to address a broad spectrum of accumulation goals—from funding a major purchase or a child's education to living the retirement lifestyle they envision. I take a comprehensive, education-based approach to addressing the “at retirement” needs of customers, providing retirement planning strategies, education, products and services to individuals and businesses.



Qualifications CRD# 285985
FirmCRD# 285985


Office Location 950 Third Avenue,
18th Floor,
New York,
NY 
10022
Phone Number (212) 8992737

About MayTech Global Investments

MayTech Global Investments, LLC, launched in January 2017, is an SEC Registered Investment Advisor. The founding partners own 100 percent of the firm, including a 35 percent woman-owned stake. The investment team, based in New York, has been investing globally on average for more than 20 years.



Qualifications CRD# 2821400
FirmCRD# 6363
Series 7, 65, 66

Compensation/Fee I am a fee-only financial professional, Based on Assets, Flat Fee


Office Location 5500 Main Street,
Suite 260,
Williamsville,
NY 
14221
Phone Number (716) 8288390

About Cornerstone Financial Planning

Cornerstone Financial Planning is an independant financial planning practice in Amherst, NY. Our integrated approach and customised planning process have helped us become the capable, truted advisory firm we are today. We combine objective advice with a cooperative independant environment to provide ongoing financial guidance to individuals, families, and businesses. For many reasons, you need more than a broker or financial adviser. You need a financial planning specialist.



Qualifications CRD# 4022345
FirmCRD# 6363
Series 7, 63, 64

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 481 8th Avenue,
Suite 507,
New York,
NY 
10001
Phone Number (212) 9671428

About Ameriprise Financial Services, Inc.

As an Ameriprise financial advisor, I believe success should be measured not just by your financial well-being, but by how confident you feel about your future. My mission is to help you plan to reach your financial goals through a personal relationship based on personalized, knowledgeable advice. Advisor is licensed/registered to do business with U.S. residents only in the states of CA, CT, DE, FL, IN, IL, IA, NJ, NY, PA. Investment advisory services and products are made available through Ameriprise Financial Services, Inc., a registered investment adviser. Ameriprise Financial Services, Inc., Member FINRA and SIPC. Ameriprise Financial can not guarantee future financial results



Qualifications CRD# 1614783
FirmCRD# 282501
Series 6, 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Hourly


Office Location 950 New Loudon Rd,
Suite 105,
Latham,
NY 
12110
Phone Number (518) 4649974

About Brown Financial Management Group LLC

......



Qualifications CRD# 2288195
Series 6, 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Flat Fee


Office Location 5 Hatfield Lane, Suite 2B,
Goshen,
NY 
10924
Phone Number (845) 2940785

William T. Sullivan is and independent financial advisor with LPL Financial, a full service broker/dealer catering to independent financial planners nationwide. Bill received his CFP® certification from the College for Financial Planning in Denver, Colorado and his Chartered Life Underwriter credential from The American College in Bryn Mawr, PA. He is a Series 6, 7 and 63 Licensed Registered Representative, in addition to being a licensed agent for life, health, disability and long term care insurance. With more than 25 years experience in the financial planning arena, he specializes in comprehensive planning for business owners, professionals and executives. He is an active member of the Greater Hudson Valley chapter of the Financial Planning Association. Mr. Sullivan earned an ROTC scholarship to attend the University of Notre Dame where he graduated in 1981 with a Bachelor of Arts degree. Bill resides, with his wife of 37 years, in Orange County, New York. They have one daughter and two grandsons. He is an active member of the St. Paul's Roman Catholic Church; the Notre Dame Alumni Club, Hudson Valley Chapter; and has a passion for golf and for exploring the beautiful Shawangunk Mountains near his home.

About William T Sullivan CFP/LPL Financial

To provide comprehensive financial planning to business owners, professionals and other high net worth individuals in an ethical and and unique manner. This planning will include (but not limited to) financial planning, estate planning, business continuity planning. To accomplish this, Mr Sullivan encourages clients to become fully engaged in the planning process, so that the financial plan truly represents the clients goals and dreams. Mr. Sullivan's planning practice is a client relationship centered practice, as the planning process is an ongoing one and requires yearly monitoring and maintenance.



Qualifications CRD# 4575306
FirmCRD# 14251
Series 6, 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location MassMutual Metro New York,
One Penn Plaza, Suite 2035,
New York,
NY 
10119
Phone Number (718) 7810925

Ronald began his financial planning practice in 2002. A graduate of Polytechnic University of NY and Pace University, he is also a member of prestigious organizations such as the Financial Planning Association (FPA), National Association of Insurance & Financial Advisors (NAIFA), and has also achieved the following designations: - Certified Financial Planner " professional (CFP® Board of Standards) - Chartered Financial Consultant (ChFC  The American College) - Chartered Life Underwriter (CLU  The American College) - Certified in Long Term Care (CLTC  The Corporation for Long Term Care Certification) He is committed to building long-term relationships with his clients, and helping them reach their goals is his number one priority. Drawing on his knowledge, know-how, experience and world-class planning tools, Ronald helps build financial freedom for his clients.

About Ronald C. Scott, CFP®, AEP®, CFBS, ChFC, CLU, CLTC

Certified Financial Planner professional focused on helping my clients make smart choices with their money. I provide customized Financial Planning products and services, including those for the Creation, Accumulation, Protection, and Distribution of Wealth for my clients and their families. Specializations include Retirement Planning, Business Planning, Investment Planning, and Estate/Legacy Planning, using values-based, client-centric financial planning strategies, systems, and processes.



Qualifications CRD# 2280791
Series 6, 7, 63


Office Location 105 Maxess Road,
Suite 106,
Melville,
NY 
11747
Phone Number (631) 2270637

Richard Malen has been a Financial Planner with Sagemark Consulting since 2005 and has over 25 years of experience in the financial services industry.He assists individuals and business owners in making informed decisions in regard to their monetary growth and the protection of their assets, enabling them to effectively accumulate greater wealth. He is proficient in group benefits, pension design and business succession planning for businesses and business owners. For individuals, he helps people plan for wealth accumulation and retirement planning in both the accumulation phase as well as in the post retirement distribution phase. He is well versed in issues surrounding estate planning and, working with the Sagemark Consulting team, is able to handle estates of any size. Since Rich is an independent broker for both insurance and investment products he is able to get the best products suited for each individuals needs. Rich has said that "Always remember, it's not important how much money you make, it's how much you keep that's important."

About Sagemark Consulting

Over the years we have come to realize that as the scope of financial services grows, so does the need for professionals to provide these services. That is why we approach your financial planning needs with a team of specialists. It is the key to our success and yours. We are a group of professionals in a variety of financial planning disciplines combining our knowledge and experience, using sophisticated support systems to determine the appropriate financial strategy for your individual needs. We are dedicated to helping you identify your goals, develop a financial plan based on sound advice and knowledge, implement your plan, and update your plan on a regular basis. At Sagemark Consulting you will find the best of both worlds; the resources of a large company and the personal attention to establish a plan to help you toward achieving your financial goals.



Qualifications CRD# 5271824
FirmCRD# 134139 / 39543
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Hourly


Office Location 1159 Pittsford Victor Rd,
Ste 220,
Pittsford,
NY 
14534
Phone Number (585) 3811861

Richard A. Dougherty, CFP®, AIF® President Rick is the President of Echelon Wealth Advisors, LLC. He helps clients invest their assets to accomplish various objectives. Rick continues to work diligently to lead, grow and differentiate Echelon Wealth Advisors, LLC. After graduating from St. John Fisher College, Rick went on to earn CERTIFIED FINANCIAL PLANNER" Practitioner and Accredited Investment Fiduciary® designations. In addition, Rick holds his Series 7 and 66 FINRA licenses, as well as his Life, Accident and Health insurance certifications. Rick is also deeply involved in the community, serving on the Executive Committee for the Small Business Council of Rochester. Rick Co-chairs their signature event, the Business Person of the Year Celebration, and serves on the Renee Tschetter Scholarship Golf Tournament Committee, and its philanthropic component, SBC Cares. Rick is also an active member of Rochester Rotary. When hes not engaged in financial planning or helping clients, Rick enjoys spending time with his wife, two dogs, playing golf and watching Syracuse Basketball.

About Echelon Wealth Advisors, LLC

At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us with more than money; you trust us with your family's financial future. With that comes the responsibility to listen, always put your interests first, and provide you with the tools and resources to acheive your objectives. We help our clients answer life's most important questions: Will you have enough money to live independently for the rest of your life? Do you understand how much retirement will cost and are you on track to meet your goals? How do you efficiently leave your money to your family and not to the government? We recognize there are no shortcuts in acheiving our clients objectives. By implementing consistent processes in everything we do, Echelon is committed to providing great value.



Qualifications CRD# 119376

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 48 South Service Road,
Suite 102,
Melville,
NY 
11747
Phone Number (631) 4541585

Mr. Capell, CEO of Piermont, has been educating and assisting individuals and families with retirement, financial, & estate planning for over 20 years. He focuses on each client’s financial needs, be it capital preservation or growth, income at retirement, and/or tax planning. Upon constructing a financial plan, Mr. Capell builds a portfolio asset allocation suitable to his client’s objectives and risk tolerance. Philip is married with two sons and a daughter residing on Long Island. He is a multi-marathon finisher and an Ironman triathlon finisher. Education: College: Cornell University, Ithaca, New York, B.S. 1987. Law School: Washington School of Law, American University, Washington D.C., J.D. 1990. Graduate School: Pace University, New York, New York, M.S. in Taxation 1998. Memberships, Organizations & Offices: National Association of Personal Financial Advisors-accepted Member of the Nation's premier Fee-only Financial Planning organization. Financial Planning Association - member. Community, Articles & Pro Bono Activities: Monthly Guest speaker on Hofstra University's Bottom Line Benefit Talk show (WRHU 88.7 FM) Past Lecturer for Charles Schwab, Merrill Lynch, HSBC, MorganStanley (f/k/a Salomon SmithBarney), HSBC (f/k/a Republic National Bank), GreenPoint Bank, Mutual of New York Insurance, New York Life Insurance, MetLife Insurance, American Cancer Society, the New York State Society of CPAs, the New York State Bar Association, and the Nassau County Bar Association.

About Piermont Wealth Management Inc.

PIERMONT prides itself on helping investors plan for RETIREMENT; or if already retired, then on maximizing their RETIREMENT income and investment returns. Our team of experienced financial professionals focuses on providing RETIREMENT SOLUTIONS to Pre-retirees and Retirees. As an independent, non-commissioned/fee-only firm, we offer a FREE CONSULTATION so that we can understand your needs & objectives. Once we establish your financial plan, our investment team is able to manage your portfolio. We use an asset allocation investment strategy so as to maximize returns in light of your risk tolerance. We are confident we can help you achieve your financial goals and look forward to hearing from you.



Qualifications CRD# 6704812
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 404 5th Ave 3rd Floor,
New York,
NY 
10016
Phone Number (212) 3281762

Ken Nuttall received a Bachelors of Science degree with a double major of Finance and Marketing from University of Delaware in 1999 and a Masters of Business Administration from Pace University in 2006. After college, Ken spent 17 years working in various risk and trading roles at JP Morgan Chase. All throughout his career at JP Morgan Chase, he had a strong interest in helping people with their personal finances and decided to pursue this interest by moving to Acorn Financial, where he could assist families and businesses in financial planning, investments, retirement and insurance. Ken enjoys helping families with strategies for the accumulation, distribution and the protection of wealth, college funding and retirement planning. Ken enjoys learning about his clients needs and goals and then educating them as to the different options available by using the appropriate financial products and services to help to achieve that goal. To achieve financial goals, Ken believes that everyone should have a financial plan and works with clients to create and implement these plans. Ken also works with businesses in the design and implementation of employee benefits, retirement plans, 401(k) and group benefits.

About BlackDiamond Wealth Management

We are a modern boutique financial planning firm. Our firm is built on the understanding that every person is different and has unique circumstances that need to be addressed. Therefore, we always start with a financial plan to help everyone understand what is important to our clients and their family. We employ a comprehensive planning approach combined with sophisticated technology designed to optimize your results and help achieve your financial goals. We have years of experience collaborating with clients like you. We believe your financial information should be organized, up to date, easy to understand and accessible to you whenever you want, from where you are. We understand that unexpected events and life changes can impact your dreams. We monitor and track your progress every day and adjust your financial plans along the way.



Qualifications CRD# 5191994
Series 7, 66


Office Location 60 N Country Rd,
Port Jefferson,
NY 
11777
Phone Number (631) 5091773

Jonathan Bostwick is the President and Wealth Management Advisor of an independent financial services office in New York State, and is affiliated with LPL Financial. Serving clients in the financial industry, Jonathan worked with Edward Jones, HSBC, and JP Morgan Chase prior to opening his financial planning office. Passionate about helping his clients make sense of retirement and investing, Jonathan is committed to keeping current on changing laws (including new tax legislation) and regulations. In order to best serve his clients, Jonathan currently holds his Series 7 and 66 securities licenses with LPL Financial, as well as his Insurance license. Outside of the office, Jonathan is an avid reader of fiction, and enjoys spending as much time with his family, including his grandchildren, as possible. Passionate about ancient history and politics, if it werent for his financial services profession, Jonathan would have likely pursued a career as a college professor.

About LPL Financial

I want to empower you financially through education and collaboration. I help individuals and businesses better prepare for retirement, by implementing thoughtful and suitable financial strategies. As an LPL Financial Advisor, my services are backed by the nation’s largest independent broker-dealer*. LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. For more information about LPL Financial. My office works with pre-retirees, individuals who are already retired, and business owners, as they navigate through the financial ups and downs of life. My clients have important questions regarding retirement, estate, and investment planning—questions that deserve the kind of answers you can’t find with search engine results. I provide answers, plans, and comprehensive strategies that will help you relax and enjoy life. Schedule a free appointment to see how I can help you plan your future. You have nothing to lose, and a lifetime of financial confidence to gain.



Qualifications CRD# 1937162
FirmCRD# 104510
Series 7, 63, 66

Compensation/Fee I am a Fee-Based financial professional


Office Location 5663 E Circle Drive Suite 200,
Cicero,
NY 
13039
Phone Number (315) 4538080

Joined Financial Engines in 2016. Began his career in the financial services industry in 1993. Successfully completed the Series 7, 63, and 66 examination(s) administered by FINRA. Earned the CERTIFIED FINANCIAL PLANNERTM (CFP®) and Chartered Financial Consultant (ChFC®) certification(s). Bachelor's degree from Excelsior College. Married to Kristen. They have two children: Sam and Jack. Paul enjoys mountain biking, home brewing, salmon/stealhead fishing, reading, and family time.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 4812139
FirmCRD# 104510
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional


Office Location 1581 Route 9 Suite C,
Clifton Park,
NY 
12065
Phone Number (518) 3712004

Joined Financial Engines in 2009. Began his career in the financial services industry in 2004. Successfully completed the Series 7, 65, and 66 examination(s) administered by FINRA. Earned the Certified Fund Specialist (CFS®) and Chartered Mutual Fund Counselor SM (CMFC®) and Chartered Retirement Planning Counselor SM (CRPC®)certification(s). Bachelor's degree in Business Administration and Economics from the University at Albany. Married to Kaila. They have one child: Elle. Mike enjoys traveling, being outdoors, and spending time with family and friends.

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 4663298
FirmCRD# 104510
Series 6, 63, 65

Compensation/Fee I am a Fee-Based financial professional


Office Location 350 Linden Oaks,
Drive 1st Floor,
Rochester,
NY 
14625
Phone Number (585) 2443000

Joined Financial Engines in 2009. Began her career in the financial services industry in 2000. Successfully completed the Series 6, 63, and 65 examination(s) administered by FINRA. Earned the Certified Fund Specialist (CFS®) and Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelor's degree in History from Ithaca College. She is married with two children. Lisa enjoys soccer, reading, and spending time with family."

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



Qualifications CRD# 2772152
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 900 Route 111,
Suite 280,
Hauppauge,
NY 
11788
Phone Number (631) 3507024

John is a CERTIFIED FINANCIAL PLANNER™ practitioner and a Retirement Income Certified Professional® backed by LPL Financial. LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports it’s advisors with independent investment research, financial planning and insurance expertise. John is securities registered and licensed for life, health, disability, and long term care insurance.

About LPL Financial

I am an independent CERTIFIED FINANCIAL PLANNER™ professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.



Qualifications CRD# 110528
FirmCRD# 110528
Series 66

Compensation/Fee I am a Fee-Only financial professional, Based on Assets


Office Location 5789 Widewaters Parkway,
Dewitt,
NY 
13214
Phone Number (315) 4468720

Gregory W. Jennings has been associated with OMC Financial Services, Ltd., an independent, fee-only federally registered investment advisory firm, since 1994. He specializes in investment management, estate planning, and retirement planning/ counseling for individuals, families, small business owners and trusts. Greg actively manages his clients' portfolios and is responsible for research, asset selection, purchases and sales, monitoring and evaluation. He meets with each client personally, conducts regular reviews and strives to form long-lasting relationships. He is also actively involved in many of the day-to-day operations of OMC including marketing, business development, determining the firm's corporate strategy and developing/ adjusting the firm's management style and investment philosophy. Greg has been a guest on WCNY's Financial Fitness, WSTM's Noon Financial 411 and News 10 Now discussing retirement planning, investments and other financial topics. He has conducted seminars for current and displaced employees of several local companies and has also addressed schools, churches, and civic groups on various investment and retirement planning topics. He has written several articles for publication in the Central New York Business Journal and has also been published in the Eagle Newspapers.

About OMC Financial Services, Ltd.

OMC Financial Services is an independent Registered Investment Advisory firm. We provide objective and unbiased fee-only investment management, estate planning, retirement planning/counseling, and advisory services to individuals, families, professionals, small business owners, and trusts. For 36 years, we have been establishing long-term partnerships with our clients while taking an active role in their financial well- being as we work together toward achieving what is important to them. Every day we strive to deliver our guidance and professional management with exceptional client service. We truly believe that "client service isn't everything, it's the only thing," and our commitment to that is evident in all that we do.



Qualifications CRD# 4702122
FirmCRD# 284167
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 600 Old Country Road,
Suite 305,
Garden City,
NY 
11530
Phone Number (516) 4007111

David Warshaw, CFP®, CHFC®, CLU® is a Senior Wealth Manager with BluePrint Wealth Alliance. As a comprehensive financial advisor, David takes great pride in advising his clients on a variety of matters related to their financial life. He seeks to make even the most challenging financial concepts simple, relatable and& dare we say it& fun! David began his financial planning career in 2004 with Ameriprise Financial Advisors. In 2010, he left Ameriprise and founded The WealthPlan, LLC, an independent wealth management firm with a planning-first philosophy. David continued to expand The WealthPlan until merging his practice into BluePrint in late 2016. David has always placed an emphasis on education. In 2003, David graduated with a Bachelor of Science degree from Washington University in St. Louis with a double major in finance and accounting. Shortly after entering the financial profession, David became a Chartered Financial Consultant, Chartered Life Underwriter, and in 2016, he became a Certified Financial Planner". Outside of work, David has many varied interests, including dancing, music, and martial arts, having recently taken up Muay Thai. He also enjoys traveling and experiencing new places and cultures. To date, David has visited nearly 20 different countries and hopes to further expand that list in the near future. Never one to shy away from a challenge, David has even tried his hand at stand-up comedy.

About David Warshaw

BluePrint Wealth Alliance, LLC is a registered investment advisor offering comprehensive financial planning services and wealth management. We serve individuals, families and businesses across multiple generations. We are driven to deliver objective, efficient, and unbiased solutions to our clients which exceed expectations, account for future goals, and enhance quality of life. Our commitment is to the highest level of integrity, professionalism, and transparency to support open communication and ongoing client education.



Qualifications CRD# 254358
FirmCRD# 32444
Series 7, 24, 51, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 233 East Shore Road,
Suite 210,
Great Neck,
NY 
11023
Phone Number (516) 8293805

DOUGLAS K HYER, President and founder (1978) of Asset Advisory Services, Inc. is a uniquely qualified and experienced financial adviser. He was the President of the NYC area-People's National Bank. He has owned an investment firm and insurance brokerage firm. He has a BA in Accounting and Psychology plus a Masters of Science in Financial Services. He has taught accounting and financial planning courses at Pace, NYU, Adelphi and Hofstra Universities (under and grad-MBA) classes as an Adjunct Professor. He has appeared on TV with CNBC-TV as well as WLIR-TV and WOR Radio. Articles by and about him have appeared in the New York Times, Barrons, Money Magazine, Newsday, Today's Investor, Pension World, and others. He has many decades of working with NYC clients and executives around the world on their personal and family finances. His list of clients include MD's, DDS's, Esqs, movie stars, retirees and business owners.

About Asset Advisory Services, Inc.

A comprehensive financial planning firm that specializes in looking at the whole picture-not just investments or insurance or banking. We do it all. Many so called financial planners are really only product salesman trying to "push" the products that their firm makes available to them through Merrill Lynch or Citibank or MassMutual for example. We represent you. As independents-we can access powerful and interactive software to help your planning. It does NOT come from a product pushing company. We have thousands of investments and hundreds of insurance products for you and us to choose from. "If you don't have a goal or destination-any road will get you there".



Qualifications CRD# 5356336
FirmCRD# 6627
Series 7, 24, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 5 Maxwell Drive,
Suite 100,
Clifton Park,
NY 
12065
Phone Number (518) 3737386

Christopher Fabian is a Vice President and financial advisor with AXA Advisors, LLC in Clifton Park, NY. Christopher joined AXA in 2009 after receiving a BS in Finance from Siena College in Loudonville, NY. Since joining AXA in 2009, Chris has obtained numerous licenses and registrations, including the Series 7, Series 66, Series 24, his CFP® designation, and the Chartered Retirement Planning Counselor (CRPC) designation. Chris holds his NY Life & Health Insurance License (LA-1055568) and is certified in NYS Partnership Long-Term Care. Chris is also licensed to transact business in multiple states including New York, Massachusetts, Vermont, Pennsylvania, New Hampshire, Texas, California, North Carolina, South Carolina, Georgia, Florida, New Mexico, Nevada, Maryland and Arizona.

About AXA Advisors LLC

AXA Advisors Financial Professionals can offer a variety of financial products and services that are designed to help you plan for, build and achieve a more stable financial future. This includes investment products, managed accounts, insurance products, retirement plans and more.



Qualifications CRD# 2141917
Series 6, 7, 24, 63, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 1895 Walt Whitman Road,
Suite 6,
Melville,
NY 
11747
Phone Number (631) 5465403

About Jeffrey C. Lewis Jeffrey C. Lewis is Founder, Director & President of Planning Financial Futures, Inc. Jeff’s career in the financial services industry spans over 25 years of service excellence, helping individuals reach their financial goals by employing a systematic, yet personalized financial planning process. His practice areas include Risk Assessment & Mitigation, Portfolio Assessment, Design and Management, and Retirement and Estate Conservation Planning. Jeff’s character and interest in helping others was forged early in his life, when as a young boy growing up in a middle class environment, he was diagnosed with a deadly form of childhood leukemia. His time in hospitals and with doctors initially led him to consider a career in medicine, however, as a pre-med student in college, his career path was forever altered after taking an elective course in economics and finance. “The rest is history” as they say…. In his spare time, Jeff enjoys helping others as a Certified Fitness Trainer and nutrition enthusiast. His passion for health and fitness allows him another avenue to express his values of discipline, commitment, and resilience. It is this same holistic approach and strength of purpose that he applies to his financial services practice and clients every day. Jeff prides himself on being a good listener, his ability to give plain-spoken advice, and his adherence to time-honored strategies. He is married to Madeline Abbene-Lewis and together they enjoy raising his twin daughters.

About Planning Financial Futures, Inc

Retirement Planning is our specialty. From budgeting to Social Security Claiming Strategies, we address it all! The Wiser Advisors at Planning Financial Futures are experts on financial planning, managed investments, and personal insurance. We work with Individuals, Couples, Small Businesses, Distressed Relationships, Seniors, and Sudden Wealth Scenarios to improve your current financial affairs and ultimately your future. We strive to achieve our clients' financial goals by creative planning, systematic implementation, disciplined investing, and control of tax and management costs. We work with you to develop a comprehensive financial plan and, if needed, construct a portfolio that will help you achieve your financial goals. We look forward to helping plan your financial future!



Qualifications FirmCRD# 113299

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 406 Forest Ave.,
Staten Island,
NY 
10301
Phone Number (888) 7526742

Formal Education: Bachelor of Arts in Communication, Rutgers University Business Background: Stephen Sassi has been an investment advisor for 14 years, and has been with Edelman Financial Services since 2016. Recent Employment History: 2016–Present: Associate Director of Financial Planning for Edelman Financial Services. Provides financial advice to clients. 2013–2016: Vice President/ Financial Consultant at Charles Schwab. Provided financial advice to clients. 2008–2013: Financial Advisor at Merrill Lynch. Provided financial advice to clients. Professional Designation(s): Chartered Retirement Planning Counselor℠

About Edelman Financial Services, LLC

Founded by Ric and Jean Edelman in 1987, Edelman Financial Services is one of the nation's largest independent financial planning firms1 with 164 financial planners and 43 offices coast-to-coast, provides financial planning and investment management services to more than 36,000 individuals and families, and manages more than $21 billion in assets.2 The firm also provides 401(k) plans and institutional investment management for businesses. Edelman Financial Services has won more than 100 financial, business, community and philanthropic awards,3 and offers an investment philosophy that puts clients first and delivers value through in-depth financial education, personalized financial plans and unfettered access to planners.



Qualifications CRD# 5495146
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee I am a Fee-Based financial professional


Office Location 240 Redtail Rd, Suite #11B,
Orchard Park,
NY 
14127
Phone Number (716) 8320035

Office Location 1715 Niagara Falls Blvd Suite 300,
Amherst,NY  14228

Office Location 11 North Street Suite 200,
Canandaigua,NY  14424
Phone Number (585) 2443000

"Joined Financial Engines in 2015. Began his career in the financial services industry in 2008. Successfully completed the Series 6, 7, 63, and 66 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelor's degree in Science from St. John Fisher College. Married to Sandy. Jim enjoys staying fit, golfing, donating time, spending time with his family, and reading."

About Financial Engines Advisors, LLC

Financial Engines is America's largest investment advisor1. We help people achieve greater financial clarity by providing professional investment management, comprehensive financial planning and advice for everyday Americans. Financial Engines was co-founded in 1996 by a Nobel Prize- winning economist and we currently offer financial help to millions of people. Our unique approach, combined with powerful online services, dedicated advisors and personal attention both in and outside of the workplace, promotes greater financial wellness and helps more Americans get on track to meet their financial goals. 1For independence methodology and ranking, see InvestmentNews RIA Data Center. (http://data.investmentnews.com/ria).



List of Additional Financial Advisors in New York
AXA Advisors, LLC New York, NY
AXA Advisors, LLC Lake Success, NY
AXA Advisors, LLC New York, NY
AXA Advisors, LLC New York, NY
AXA Advisors, LLC New York, NY
Heydorn Capital Management Llc Harrison, NY
Solaris Alternative Asset Management New York, NY
Solaris Advisors, Llc New York, NY
Solaris Asset Management New York, NY
Hazard & Siegel Advisory Services Llc Dewitt, NY
Cornerstone Professional Advisor Services, Llc Garden City, NY
First Manhattan Co New York, NY
Altanes Investments, LLC New York, NY
American Express Financial Advisors New York, NY
American Express Financial Advisors Kew Gardens, NY
Ameriprise Financial Services New York, NY
Ameriprise Financial Services, Inc. Harrison, NY
Ameriprise Financial Services, Inc. Uniondale, NY
Ameriprise Financial Services, Inc. New York, NY
Domini Social Investments Llc New York, NY
Kramer Capital Management Mitchel Field, NY
Waverly Advisers, Llc Corning, NY
Samalin Investment Counsel, Llc Chappaqua, NY
Dlg Wealth Management Llc Clifton Park, NY
Trubee, Collins & Co., Inc. Buffalo, NY
Deltec Asset Management Llc New York, NY
Deltec Asset Management Llc New York, NY
Capital Strategy Group Ltd Syracuse, NY
Westco Advisory Services, Inc. Lynbrook, NY
Hilton Capital Management, Llc Garden City, NY
J.P. Morgan Securities Llc New York, NY
Clear Point Advisors, Inc. Jericho, NY
Focused Wealth Management, Inc. Highland, NY
Be Prepared Financially Inc Plainview, NY
Manning & Napier Advisory Advantage Company, Llc Fairport, NY
Saw Mill Capital L.L.C. Briarcliff Manor, NY
Mariner Investment Group, Llc Harrison, NY
Empire Asset Management Group, Llc Albany, NY
CLD Investment Group, LLC New York, NY
Paradigm Capital Management, Inc. Albany, NY
Paradigm Capital Management, Inc. Albany, NY
Post Rock Advisors, Llc New York, NY
Center for Wealth Preservation Syosset, NY
Manning & Napier Advisors, Llc Fairport, NY
Estabrook Capital Management Llc New York, NY
Kohlberg & Company Mount Kisco, NY
Fmf&E Wealth Management, Llc East Syracuse, NY
Alliancebernstein L.P. New York, NY
Mittleman Investment Management, Llc Locust Valley, NY
Citicorp Investment Services Staten Island, NY
Cantor, Weiss & Wurm Asset Management New York, NY
Cowan Financial New York, NY
J.P. Morgan Securities Llc New York, NY
Bender Lane Advisory, Llc Albany, NY
Luther Forest Wealth Advisors, L.L.C. Malta, NY
Fragomeni Insurance & Finanicial Services Saratoga Springs, NY
Cornell Capital Management Clarence Center, NY
Accrued Equities Inc. Melville, NY
Financial Network New York, NY
First Manhattan Co New York, NY
M. Griffith Investment Services, Inc. New Hartford, NY
J.P. Morgan Securities Llc New York, NY
Frisch Financial Group, Inc. Melville, NY
Hudson Advisor Services, Inc. Buffalo, NY
First Capital Consulting Inc. Great Neck, NY
Laidlaw Group, Llc Bedford Hills, NY
Hazard & Siegel Advisory Services Llc Dewitt, NY
Greenbush Financial Group, Llc East Greenbush, NY
10-15 Associates, Inc. Goshen, NY
Tsa Management Inc Glen Head, NY
Griffin Asset Management, Inc. New York, NY
Optimum Growth Advisors,Llc N. Merrick, NY
Trimarc Wealth Management Llc Albany, NY
Albany Financial Planners Inc Albany, NY
J.P. Morgan Securities Llc New York, NY
Enright, Mollin, Cascio And Ramusevic Elmhurst, NY
Allsquare Wealth Management, Llc Albany, NY
Flynn Zito Capital Management, Llc Garden City, NY
Peter B. Cannell & Co., Inc. New York, NY
Sandhill Investment Management Buffalo, NY
Elbert T Chester CPA PLLC Briarwood, NY
Tocqueville Asset Management Lp New York, NY
Mohican Financial Management, Llc Cooperstown, NY
Bolter & Company, Llc Garden City, NY
J.P. Morgan Securities Llc New York, NY
Henley & Company Wealth Management Llc Uniondale, NY
Harbor Capital Advisory Services, Inc. Fairport, NY
Gm Advisory Group, Inc. Melville, NY
Fred Fadel CFP - Willink Asset Management East Aurora, NY
Ryan Labs Asset Management New York, NY
Gary Goldberg Planning Services Inc Suffern, NY
Roundtable Investment Partners New York, NY
Fenimore Asset Management, Inc. Cobleskill, NY
First Empire Asset Management, Inc Hauppauge, NY
J.P. Morgan Securities Llc New York, NY
Ascension Asset Management Llc New York, NY
New Bridges Flushing, NY
Clearbridge Investments, Llc New York, NY
FatTail Financial Advisory Group Inc. Brooklyn, NY
First Eagle Investment Management, Llc New York, NY
Heronetta Management, L.P. New York, NY
Higger & Associates, LLC New York, NY
Stralem & Co Inc New York, NY
Hsbc Brooklyn, NY
Stralem & Co Inc New York, NY
The Winchester Group, Inc. New York, NY
JP Morgan Chase New York, NY
Concept Asset Management Garden City, NY
Kings Point Capital Management Llc Great Neck, NY
Smith Barney New York, NY
Manning & Napier Advisors, Llc Fairport, NY
Westco Advisory Services, Inc. Lynbrook, NY
Lawley-Courier Advisors, Llc Buffalo, NY
Shulman Demeo Asset Management, Llc Lake Success, NY
Schafer Cullen Capital Management Inc New York, NY
Shulman Demeo Asset Management, Llc Lake Success, NY
Frisch Financial Group, Inc. Melville, NY
J.P. Morgan Securities Llc New York, NY
J.P. Morgan Securities Llc New York, NY
R.W. Roge & Company, Inc Bohemia, NY
Kings Point Capital Management Llc Great Neck, NY
Consolidated Portfolio Review Corp Locust Valley, NY
Summer Street Capital Partners, Llc Buffalo, NY
Harbor Capital Advisory Services, Inc. Fairport, NY
4Thought Financial Group Inc. Holbrook, NY
Sample Ny, NY
US Planning Group New York, NY
John Hancock Financial Westbury, NY
InnerHarbor Advisors LLC New York, NY
Primoris Capital Management, Llc Huntington, NY
J.A. Forlines, Llc Locust Valley, NY
Stuyvesant Capital Management Corporation Armonk, NY
Castle Asset Management, Llc Hauppauge, NY
John G. Ullman & Associates, Inc Corning, NY
Angelo, Gordon & Co., L.P. New York, NY
Tocqueville Asset Management Lp New York, NY
Sanderson Wealth Management, Llc Buffalo, NY
Burnham Securities Inc New York, NY
Burnham Asset Management Corp New York, NY
J.P. Morgan Securities Llc New York, NY
AXA Advisors New York, NY
Joseph Stevens & Company, Inc. New York, NY
Dix Hills Partners, Llc Jericho, NY
Kstone Partners Llc Briarcliff Manor, NY
First Empire Asset Management, Inc Hauppauge, NY
Frisch Financial Group, Inc. Melville, NY
Jennison Associates Llc New York, NY
Saperston Asset Management, Inc. Hamburg, NY
John G. Ullman & Associates, Inc Corning, NY
Optimum Growth Advisors,Llc N. Merrick, NY
Columbia Ridge Capital Management Johnson City, NY
J.P. Morgan Securities Llc New York, NY
Pinnacle Capital Management, Llc Fayetteville, NY
Klingenstein, Fields & Co., Llc New York, NY
Ryan Labs Asset Management New York, NY
Columbia Ridge Capital Management Johnson City, NY
Bridgehampton Capital Management Llc Bridgehampton, NY
Haylor Freyer & Coon Financial Services Syracuse, NY
Pageone Financial, Inc. Malta, NY
L.J. Altfest & Co. New York, NY
Larry Heller & Associates Melville, NY
Benjamin Securities, Inc. Hicksville, NY
Omega Advisors,Inc. New York, NY
Altfest Personal Wealth Management New York, NY
Lexco Wealth Management, Inc. Tarrytown, NY
Linsco/Private Ledger Valley Stream, NY
J.P. Morgan Securities Llc New York, NY
Benchmark Capital Advisors, Inc. New York, NY
J.P. Morgan Securities Llc New York, NY
Nancy A Socha & Associates, Llc Corning, NY
MJR Financial Management Leicester, NY
Heydorn Capital Management Llc Harrison, NY
MCD Advisors Briarcliff Manor, NY
The Winchester Group, Inc. New York, NY
Ryan Labs Asset Management New York, NY
Teton Advisors, Inc. Rye, NY
Gamco Asset Management Inc. Rye, NY
Boyar Asset Management, Inc. New York, NY
The Spielberger Group Jericho, NY
4Thought Financial Group Inc. Holbrook, NY
Baffin Advisors Llc Harrison, NY
Martone Capital Management, Inc. White Plains, NY
Pension Fund Evaluations, Inc. Centereach, NY
Lincoln Financial Advisors/Sagemark Consulting Rye Brook, NY
Sandhill Investment Management Buffalo, NY
The Oxford Group of Lake Success Jericho, NY
Merrill Lynch New York, NY
Merrill Lynch New York, NY
Merrill Lynch New York, NY
Merrill Lynch New York, NY
Merrill Lynch World Headquarters NYC New York, NY
MetLife Securities, Inc. Staten Island, NY
Dominick & Dominick Llc New York, NY
J.P. Morgan Securities Llc New York, NY
Taglich Brothers, Inc. Huntington, NY
Concept Asset Management Garden City, NY
10-15 Associates, Inc. Goshen, NY
Angelo, Gordon & Co., L.P. New York, NY
Hudson Valley Investment Advisors, Inc. Goshen, NY
Greenbush Financial Group, Llc East Greenbush, NY
Ewpc, Llc Rochester, NY
Morga Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley Jericho, NY
Morgan Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley Garden City, NY
Cremac Asset Management, Llc Brooklyn, NY
Accrued Equities Inc. Melville, NY
Kinetics Advisers, Llc Elmsford, NY
NRL Associates Westbury, NY
Nancy A Socha & Associates, Llc Corning, NY
National Securities New York, NY
Conrad Capital Management, Inc. Islandia, NY
Goldman Capital Management, Inc. New York, NY
Wealthpro, Llc Gloversville, NY
Cross Shore Capital Management, Llc Great Neck, NY
New York Life New York, NY
Gilder Gagnon Howe & Co. Llc New York, NY
Norman Fields, Gottscho Capital Management Llc New York, NY
Northwestern Mutual New York, NY
Pangaea Financial Services Hempstead, NY
J.P. Morgan Securities Llc New York, NY
Elco Management Company, Llc New York, NY
Wellington Shields & Co., Llc New York, NY
Allen Investment Management, Llc New York, NY
Lytle Investments Grand Island, NY
Wellington Shields Capital Management, Llc New York, NY
Miller, Gesko & Company Inc. Buffalo, NY
Empire Asset Management Group, Llc Albany, NY
Beech Hill Advisors, Inc New York, NY
Walthausen & Co., Llc Clifton Park, NY
Peter D. Sheran, CPA Brooklyn, NY
US Planning Group - A New York Corp. New York, NY
US Planning Group New York, NY
John G. Ullman & Associates, Inc Corning, NY
J.W.Burns & Company, Inc. East Syracuse, NY
Mittleman Investment Management, Llc Locust Valley, NY
Focused Wealth Management, Inc. Highland, NY
Engleson & Associates Rochester, NY
Lord Capital Management LLC New York, NY
Tsa Management Inc Glen Head, NY
First Long Island Investors, Llc Jericho, NY
Eagle Capital Management Llc New York, NY
Raymond James Financial Services, Inc. New York, NY
Raymond James Financial Services, Inc. Garden City, NY
Reiser Group of Wachovia Securities New York, NY
Peconic Partners Llc East Quogue, NY
Eii Realty Securities Inc New York, NY
European Investors Inc New York, NY
Flynn Zito Capital Management, Llc Garden City, NY
Ruane, Cunniff & Goldfarb Inc. New York, NY
First Long Island Investors, Llc Jericho, NY
Concept Asset Management Garden City, NY
Taglich Brothers, Inc. Huntington, NY
Gruber Insurance & Financial Services Grand Island, NY
Oaktree Asset Management, LLC New York, NY
Blue Water Capital Management, Llc Syracuse, NY
Ruane, Cunniff & Goldfarb Inc. New York, NY
Pinnacle Capital Management, Llc Fayetteville, NY
Penbrook Management Llc New York, NY
Cornell Pochily Investment Advisors, Inc. Ithaca, NY
Equable Investment Management, Llc Pound Ridge, NY
Pegasus Asset Management Inc Montebello, NY
Pivotal Planning Group, Llc Jericho, NY
R.W. Roge & Company, Inc Bohemia, NY
Baron Capital Management, Inc. New York, NY
Schroeder, Braxton & Vogt Inc. Amherst, NY
Norman Fields, Gottscho Capital Management Llc New York, NY
Sagemark Consulting/Lincoln Financial Advisors Syosset, NY
Salvatore Albanese & Co. LLC New York, NY
Sam Advis New York, NY
Sands Brothers & Co. New York, NY
Weiss Financial Group Llc Mahopac, NY
Tsa Management Inc Glen Head, NY
Glickenhaus & Co. New York, NY
Kimelman & Baird, Llc New York, NY
Chesapeake Asset Management Llc New York, NY
Signature Securities New York, NY
Slope Advisory Services Brookyn, NY
Stanley Simon Enterprises Brooklyn, NY
Walthausen & Co., Llc Clifton Park, NY
Bryden-Abrams Investment Management Llc New York, NY
Unfcu Financial Advisors Long Island City, NY
Pinnacle Capital Management, Llc Fayetteville, NY
Sound Point Capital Management, Lp New York, NY
Kinetics Advisers, Llc Elmsford, NY
Enright, Mollin, Cascio And Ramusevic Elmhurst, NY
Wealth Design Services Inc Rochester, NY
Omega Advisors,Inc. New York, NY
Carswell Investments, Llc Liverpool, NY
Strategic Wealth Management, LLC Briarcliff Manor, NY
Fingerlakes Wealth Management, Inc. Ithaca, NY
Otto & Associates, Inc. Katonah, NY
Blue Ocean Strategic Capital, LLC Syracuse, NY
Bullard Mcleod & Associates Inc Albany, NY
Sagemark Consulting Syracuse, NY
Goldman Capital Management, Inc. New York, NY
J.P. Morgan Securities Llc New York, NY
Pension Fund Evaluations, Inc. Centereach, NY
Wellington Shields & Co., Llc New York, NY
Lytle Investments Grand Island, NY
Curran Investment Management Albany, NY
Strategic Partners Investment Advisors, Inc. Rye Brook, NY
Hudson Valley Investment Advisors, Inc. Goshen, NY
Wellington Shields Capital Management, Llc New York, NY
Arista Investment Advisors, Ltd. Albany, NY
Wall Street Financial Group, Inc Fairport, NY
UBS Financial Services New York, NY
UBS Financial Services Inc. New York, NY
UBS Financial Services, Inc. Pearl River, NY
VEBA Plan, LLC Plainview, NY
Cross Shore Capital Management, Llc Great Neck, NY
Wall Street Financial Group, Inc Fairport, NY
Vision Financial Services Rego Park, NY
Wealth Advisors Ltd. Jericho, NY
Concord Investment Management New York, NY
William G Green CPA, PC New York, NY
Trubee, Collins & Co., Inc. Buffalo, NY
Burns Matteson Capital Management Corning, NY
Executive Monetary Management, Llc New York, NY
Kahn Brothers Advisors Llc New York, NY
Peconic Partners Llc East Quogue, NY
Mariner Investment Group, Llc Harrison, NY
Winthrop Financial, Inc. Buffalo, NY
du Pasquier Asset Management New York, NY
Lifetime Wealth Management Group Buffalo, NY
Arabella Wealth Advisors Syracuse, NY
Wealth Management Group, LLC Rochester, NY

Select other cities in New York to broaden your search for a financial advisor