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Find Top Financial Advisors in New York


WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in New York. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Qualifications of Financial Advisor in New York

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

List of Financial Advisors in New York
Financial Advisor Office Location Phone Number
Gregory Manto
Iron Birch Advisors
767 Third Avenue, 38th Floor,
New York, NY  10017
(212) 759-2022
Lisa D Miller CFP®
AXA Advisors, LLC
120 Madison Street,
Syracuse, NY  13202
(315) 425-6343
Nels Wangensteen
MayTech Global Investments
950 Third Avenue,
New York, NY  10022
(212) 899-2737
Peter Levine, CFP®, ChFC®, CLU®
Ameriprise Financial Services, Inc.
481 8th Avenue,
New York, NY  10001
(212) 967-1428
Thomas Brown
Brown Financial Management Group LLC
950 New Loudon Rd,
Latham, NY  12110
(518) 464-9974
William Sullivan
William T Sullivan CFP/LPL Financial
5 Hatfield Lane, Suite 2B,
Goshen, NY  10924
(845) 294-0785
Nicholas J Efthemis
Emergent Wealth Advisors, LLC
5500 Main Street,
Williamsville, NY  14221
(716) 828-8390
Ronald Scott
Ronald C. Scott, CFP®, AEP®, CFBS, ChFC, CLU, CLTC
MassMutual Metro New York,
New York, NY  10119
(718) 781-0925
Richard Malen
Sagemark Consulting
105 Maxess Road,
Melville, NY  11747
(631) 227-0637
Richard Dougherty, CFP®, AIF®
Echelon Wealth Advisors, LLC
1159 Pittsford Victor Rd,
Pittsford, NY  14534
(585) 381-1861
PHILIP CAPELL, CFP®, JD, MS in Tax
Piermont Wealth Management Inc.
48 South Service Road,
Melville, NY  11747
(631) 454-1585
Ken Nuttall CFP®
BlackDiamond Wealth Management
404 5th Ave 3rd Floor,
New York, NY  10016
(212) 328-1762
Jonathan Bostwick
LPL Financial
60 N Country Rd,
Port Jefferson, NY  11777
(631) 509-1773
Emil Ben-David
Edelman Financial Engines, LLC
1130 RXR Plaza,
Uniondale, NY  11556
(516) 252-1413
Stephen Sassi
Edelman Financial Engines, LLC
406 Forest Ave.,
Staten Island, NY  10301
(718) 313-0303
Nick Friedman
Edelman Financial Engines, LLC
10 Bank Street,
White Plains, NY  10606
(914) 618-3002
Chris Sosa
Edelman Financial Engines, LLC
340 Madison Avenue,
New York, NY  10173
(646) 779-2102
Paul Rubacka
Edelman Financial Engines, LLC
5663 E Circle Drive Suite 200,
Cicero, NY  13039
(315) 453-8080
Jim Horn
Edelman Financial Engines, LLC
11 North Street Suite 200,
Canandaigua, NY  14424
240 Redtail Rd, Suite #11B,
Orchard Park, NY  14127
1715 Niagara Falls Blvd Suite 300,
Amherst, NY  14228
(585) 244-3000
(716) 832-0035
(716) 832-0035
Mike Morgante
Edelman Financial Engines, LLC
309 Clifton Park Center Road,
Clifton Park, NY  12065
(518) 371-2004
Lisa Benchaabane
Edelman Financial Engines, LLC
350 Linden Oaks,
Rochester, NY  14625
(585) 244-3000
John Patsy, CFP®, RICP®
LPL Financial
900 Route 111,
Hauppauge, NY  11788
(631) 350-7024
Gregory Jennings
OMC Financial Services, Ltd.
5789 Widewaters Parkway,
Dewitt, NY  13214
(315) 446-8720
Fred Stupart
Eaglestone Capital Management LLC
119 Midland Ave,
Bronxville, NY  10708
(914) 413-8876
David Warshaw, CFP®, CHFC®, CLU®
David Warshaw
600 Old Country Road,
Garden City, NY  11530
(516) 400-7111
David Treichler, CFP, CLU
Arabella Wealth Advisors
The University Building,
Syracuse, NY  13202
(315) 430-3283
DOUGLAS K HYER
Asset Advisory Services, Inc.
233 East Shore Road,
Great Neck, NY  11023
(516) 829-3805
Christopher Fabian
AXA Advisors LLC
5 Maxwell Drive,
Clifton Park, NY  12065
(518) 373-7386

Information on Qualified Financial Advisors in New York

Qualifications CRD# 2724748
FirmCRD# 6363
Series 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets


Office Location 767 Third Avenue, 38th Floor,
New York,
NY 
10017
Phone Number (212) 7592022

About Iron Birch Advisors

Iron Birch Advisors is a subsidiary of Ameriprise. We run this organization as a boutique practice with personalized care and attention. We attempt to meet with every client at least quarterly and a much larger in depth meeting, annually. Prior to becoming a client, several meetings are generally necessary to asses ones needs, appetite for risk and the goals of the individual and/or family.



Qualifications CRD# 0004612774
Series 7, 24, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 120 Madison Street,
Suite 1900,
Syracuse,
NY 
13202
Phone Number (315) 4256343

About AXA Advisors, LLC

Financial services isn’t just about products or investment advice. It is understanding the needs, wants and desires of individuals and business owners. It’s educating clients to help them identify and address their financial planning issues; developing a comprehensive planning strategy based on their financial objectives; and providing products, services and support to help them accumulate and distribute assets to help them achieve their desired retirement lifestyle. As an AXA Advisors financial professional, I work with clients to address a broad spectrum of accumulation goals—from funding a major purchase or a child's education to living the retirement lifestyle they envision. I take a comprehensive, education-based approach to addressing the “at retirement” needs of customers, providing retirement planning strategies, education, products and services to individuals and businesses.



Qualifications CRD# 285985
FirmCRD# 285985


Office Location 950 Third Avenue,
18th Floor,
New York,
NY 
10022
Phone Number (212) 8992737

About MayTech Global Investments

MayTech Global Investments, LLC, launched in January 2017, is an SEC Registered Investment Advisor. The founding partners own 100 percent of the firm, including a 35 percent woman-owned stake. The investment team, based in New York, has been investing globally on average for more than 20 years.



Qualifications CRD# 4022345
FirmCRD# 6363
Series 7, 63, 64

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 481 8th Avenue,
Suite 507,
New York,
NY 
10001
Phone Number (212) 9671428

About Ameriprise Financial Services, Inc.

As an Ameriprise financial advisor, I believe success should be measured not just by your financial well-being, but by how confident you feel about your future. My mission is to help you plan to reach your financial goals through a personal relationship based on personalized, knowledgeable advice. Advisor is licensed/registered to do business with U.S. residents only in the states of CA, CT, DE, FL, IN, IL, IA, NJ, NY, PA. Investment advisory services and products are made available through Ameriprise Financial Services, Inc., a registered investment adviser. Ameriprise Financial Services, Inc., Member FINRA and SIPC. Ameriprise Financial can not guarantee future financial results



Qualifications CRD# 1614783
FirmCRD# 282501
Series 6, 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Hourly


Office Location 950 New Loudon Rd,
Suite 105,
Latham,
NY 
12110
Phone Number (518) 4649974

About Brown Financial Management Group LLC

......



Qualifications CRD# 2288195
Series 6, 7, 63

Compensation/Fee I am a fee-based financial professional, Based on Assets, Flat Fee


Office Location 5 Hatfield Lane, Suite 2B,
Goshen,
NY 
10924
Phone Number (845) 2940785

William T. Sullivan is and independent financial advisor with LPL Financial, a full service broker/dealer catering to independent financial planners nationwide. Bill received his CFP® certification from the College for Financial Planning in Denver, Colorado and his Chartered Life Underwriter credential from The American College in Bryn Mawr, PA. He is a Series 6, 7 and 63 Licensed Registered Representative, in addition to being a licensed agent for life, health, disability and long term care insurance. With more than 25 years experience in the financial planning arena, he specializes in comprehensive planning for business owners, professionals and executives. He is an active member of the Greater Hudson Valley chapter of the Financial Planning Association. Mr. Sullivan earned an ROTC scholarship to attend the University of Notre Dame where he graduated in 1981 with a Bachelor of Arts degree. Bill resides, with his wife of 37 years, in Orange County, New York. They have one daughter and two grandsons. He is an active member of the St. Paul's Roman Catholic Church; the Notre Dame Alumni Club, Hudson Valley Chapter; and has a passion for golf and for exploring the beautiful Shawangunk Mountains near his home.

About William T Sullivan CFP/LPL Financial

To provide comprehensive financial planning to business owners, professionals and other high net worth individuals in an ethical and and unique manner. This planning will include (but not limited to) financial planning, estate planning, business continuity planning. To accomplish this, Mr Sullivan encourages clients to become fully engaged in the planning process, so that the financial plan truly represents the clients goals and dreams. Mr. Sullivan's planning practice is a client relationship centered practice, as the planning process is an ongoing one and requires yearly monitoring and maintenance.



Qualifications CRD# 2821400
FirmCRD# 6363
Series 7, 65, 66

Compensation/Fee I am a fee-only financial professional, Based on Assets, Flat Fee


Office Location 5500 Main Street,
Suite 260,
Williamsville,
NY 
14221
Phone Number (716) 8288390

What do you most enjoy about your work? I most enjoy that the work I do has such a real and profound impact on our clients. I get to help people feel confident about their future and live fuller, less stressful lives. As a CERTIFIED FINANCIAL PLANNER" ( CFP®), Nick is a recognized leader in helping clients align their finances with their life goals through modern wealth management. His experience spans well over two decades and his expertise in retirement, investment and comprehensive planning solutions help ensure clients get the clarity, advice and support they need to make the most of their wealth. His deep expertise combined with a truly personable approach is what sets Nick apart from a typical financial advisor. Nick believes that money is an important tool, and that modern wealth management is about aligning your resources and behavior with your goals. He serves as a trusted advisor who understands, cares about and is committed to helping you achieve the goals, experiences and outcomes that matter most to you. Nick is an active member of the community and associates with the SPCA and Humane Society. When hes not serving clients or his community, Nick enjoys quality downtime with his family, as well as hiking, fishing, and local theater.

About Emergent Wealth Advisors, LLC

Over the years we have found that when people come to us they are looking for far more than financial planning and investment management. People call on us when they have questions and are looking for answers. They seek us out when they have complexity yet yearn for simplicity. And, perhaps most of all, people come to us to turn their uncertainty into the clarity they need to manage their financial life with confidence. Upon working with us, our clients feel informed and empowered, they have transformed their reluctance into results and they experience service that exceeds their expectations. We have three core beliefs that serve as the bedrock of our work: Lead with advice One size does not fit all Expertise matters Our client-focused, time-tested approach delivers customized and comprehensive wealth planning seamlessly integrated with expert investment management and a boutique style that harkens to the days when everything was hand-crafted. If you are looking for a more modern approach to wealth management, we invite you to learn more. If you are ready to start a conversation, let's talk.



Qualifications CRD# 4575306
FirmCRD# 14251
Series 6, 7, 24, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee


Office Location MassMutual Metro New York,
One Penn Plaza, Suite 2035,
New York,
NY 
10119
Phone Number (718) 7810925

Ronald began his financial planning practice in 2002. A graduate of Polytechnic University of NY and Pace University, he is also a member of prestigious organizations such as the Financial Planning Association (FPA), National Association of Insurance & Financial Advisors (NAIFA), and has also achieved the following designations: - Certified Financial Planner " professional (CFP® Board of Standards) - Chartered Financial Consultant (ChFC  The American College) - Chartered Life Underwriter (CLU  The American College) - Certified in Long Term Care (CLTC  The Corporation for Long Term Care Certification) He is committed to building long-term relationships with his clients, and helping them reach their goals is his number one priority. Drawing on his knowledge, know-how, experience and world-class planning tools, Ronald helps build financial freedom for his clients.

About Ronald C. Scott, CFP®, AEP®, CFBS, ChFC, CLU, CLTC

Certified Financial Planner professional focused on helping my clients make smart choices with their money. I provide customized Financial Planning products and services, including those for the Creation, Accumulation, Protection, and Distribution of Wealth for my clients and their families. Specializations include Retirement Planning, Business Planning, Investment Planning, and Estate/Legacy Planning, using values-based, client-centric financial planning strategies, systems, and processes.



Qualifications CRD# 2280791
Series 6, 7, 63


Office Location 105 Maxess Road,
Suite 106,
Melville,
NY 
11747
Phone Number (631) 2270637

Richard Malen has been a Financial Planner with Sagemark Consulting since 2005 and has over 25 years of experience in the financial services industry.He assists individuals and business owners in making informed decisions in regard to their monetary growth and the protection of their assets, enabling them to effectively accumulate greater wealth. He is proficient in group benefits, pension design and business succession planning for businesses and business owners. For individuals, he helps people plan for wealth accumulation and retirement planning in both the accumulation phase as well as in the post retirement distribution phase. He is well versed in issues surrounding estate planning and, working with the Sagemark Consulting team, is able to handle estates of any size. Since Rich is an independent broker for both insurance and investment products he is able to get the best products suited for each individuals needs. Rich has said that "Always remember, it's not important how much money you make, it's how much you keep that's important."

About Sagemark Consulting

Over the years we have come to realize that as the scope of financial services grows, so does the need for professionals to provide these services. That is why we approach your financial planning needs with a team of specialists. It is the key to our success and yours. We are a group of professionals in a variety of financial planning disciplines combining our knowledge and experience, using sophisticated support systems to determine the appropriate financial strategy for your individual needs. We are dedicated to helping you identify your goals, develop a financial plan based on sound advice and knowledge, implement your plan, and update your plan on a regular basis. At Sagemark Consulting you will find the best of both worlds; the resources of a large company and the personal attention to establish a plan to help you toward achieving your financial goals.



Qualifications CRD# 5271824
FirmCRD# 134139 / 39543
Series 7, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Hourly


Office Location 1159 Pittsford Victor Rd,
Ste 220,
Pittsford,
NY 
14534
Phone Number (585) 3811861

Richard A. Dougherty, CFP®, AIF® President Rick is the President of Echelon Wealth Advisors, LLC. He helps clients invest their assets to accomplish various objectives. Rick continues to work diligently to lead, grow and differentiate Echelon Wealth Advisors, LLC. After graduating from St. John Fisher College, Rick went on to earn CERTIFIED FINANCIAL PLANNER" Practitioner and Accredited Investment Fiduciary® designations. In addition, Rick holds his Series 7 and 66 FINRA licenses, as well as his Life, Accident and Health insurance certifications. Rick is also deeply involved in the community, serving on the Executive Committee for the Small Business Council of Rochester. Rick Co-chairs their signature event, the Business Person of the Year Celebration, and serves on the Renee Tschetter Scholarship Golf Tournament Committee, and its philanthropic component, SBC Cares. Rick is also an active member of Rochester Rotary. When hes not engaged in financial planning or helping clients, Rick enjoys spending time with his wife, two dogs, playing golf and watching Syracuse Basketball.

About Echelon Wealth Advisors, LLC

At Echelon Wealth Advisor, clients interests are our priority. We know that clients entrust us with more than money; you trust us with your family's financial future. With that comes the responsibility to listen, always put your interests first, and provide you with the tools and resources to acheive your objectives. We help our clients answer life's most important questions: Will you have enough money to live independently for the rest of your life? Do you understand how much retirement will cost and are you on track to meet your goals? How do you efficiently leave your money to your family and not to the government? We recognize there are no shortcuts in acheiving our clients objectives. By implementing consistent processes in everything we do, Echelon is committed to providing great value.



Qualifications CRD# 119376

Compensation/Fee I am a fee-only financial professional, Based on Assets


Office Location 48 South Service Road,
Suite 102,
Melville,
NY 
11747
Phone Number (631) 4541585

Mr. Capell, CEO of Piermont, has been educating and assisting individuals and families with retirement, financial, & estate planning for over 20 years. He focuses on each client’s financial needs, be it capital preservation or growth, income at retirement, and/or tax planning. Upon constructing a financial plan, Mr. Capell builds a portfolio asset allocation suitable to his client’s objectives and risk tolerance. Philip is married with two sons and a daughter residing on Long Island. He is a multi-marathon finisher and an Ironman triathlon finisher. Education: College: Cornell University, Ithaca, New York, B.S. 1987. Law School: Washington School of Law, American University, Washington D.C., J.D. 1990. Graduate School: Pace University, New York, New York, M.S. in Taxation 1998. Memberships, Organizations & Offices: National Association of Personal Financial Advisors-accepted Member of the Nation's premier Fee-only Financial Planning organization. Financial Planning Association - member. Community, Articles & Pro Bono Activities: Monthly Guest speaker on Hofstra University's Bottom Line Benefit Talk show (WRHU 88.7 FM) Past Lecturer for Charles Schwab, Merrill Lynch, HSBC, MorganStanley (f/k/a Salomon SmithBarney), HSBC (f/k/a Republic National Bank), GreenPoint Bank, Mutual of New York Insurance, New York Life Insurance, MetLife Insurance, American Cancer Society, the New York State Society of CPAs, the New York State Bar Association, and the Nassau County Bar Association.

About Piermont Wealth Management Inc.

PIERMONT prides itself on helping investors plan for RETIREMENT; or if already retired, then on maximizing their RETIREMENT income and investment returns. Our team of experienced financial professionals focuses on providing RETIREMENT SOLUTIONS to Pre-retirees and Retirees. As an independent, non-commissioned/fee-only firm, we offer a FREE CONSULTATION so that we can understand your needs & objectives. Once we establish your financial plan, our investment team is able to manage your portfolio. We use an asset allocation investment strategy so as to maximize returns in light of your risk tolerance. We are confident we can help you achieve your financial goals and look forward to hearing from you.



Qualifications CRD# 6704812
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 404 5th Ave 3rd Floor,
New York,
NY 
10016
Phone Number (212) 3281762

Ken Nuttall received a Bachelors of Science degree with a double major of Finance and Marketing from University of Delaware in 1999 and a Masters of Business Administration from Pace University in 2006. After college, Ken spent 17 years working in various risk and trading roles at JP Morgan Chase. All throughout his career at JP Morgan Chase, he had a strong interest in helping people with their personal finances and decided to pursue this interest by moving to Acorn Financial, where he could assist families and businesses in financial planning, investments, retirement and insurance. Ken enjoys helping families with strategies for the accumulation, distribution and the protection of wealth, college funding and retirement planning. Ken enjoys learning about his clients needs and goals and then educating them as to the different options available by using the appropriate financial products and services to help to achieve that goal. To achieve financial goals, Ken believes that everyone should have a financial plan and works with clients to create and implement these plans. Ken also works with businesses in the design and implementation of employee benefits, retirement plans, 401(k) and group benefits.

About BlackDiamond Wealth Management

We are a modern boutique financial planning firm. Our firm is built on the understanding that every person is different and has unique circumstances that need to be addressed. Therefore, we always start with a financial plan to help everyone understand what is important to our clients and their family. We employ a comprehensive planning approach combined with sophisticated technology designed to optimize your results and help achieve your financial goals. We have years of experience collaborating with clients like you. We believe your financial information should be organized, up to date, easy to understand and accessible to you whenever you want, from where you are. We understand that unexpected events and life changes can impact your dreams. We monitor and track your progress every day and adjust your financial plans along the way.



Qualifications CRD# 5191994
Series 7, 66


Office Location 60 N Country Rd,
Port Jefferson,
NY 
11777
Phone Number (631) 5091773

Jonathan Bostwick is the President and Wealth Management Advisor of an independent financial services office in New York State, and is affiliated with LPL Financial. Serving clients in the financial industry, Jonathan worked with Edward Jones, HSBC, and JP Morgan Chase prior to opening his financial planning office. Passionate about helping his clients make sense of retirement and investing, Jonathan is committed to keeping current on changing laws (including new tax legislation) and regulations. In order to best serve his clients, Jonathan currently holds his Series 7 and 66 securities licenses with LPL Financial, as well as his Insurance license. Outside of the office, Jonathan is an avid reader of fiction, and enjoys spending as much time with his family, including his grandchildren, as possible. Passionate about ancient history and politics, if it werent for his financial services profession, Jonathan would have likely pursued a career as a college professor.

About LPL Financial

I want to empower you financially through education and collaboration. I help individuals and businesses better prepare for retirement, by implementing thoughtful and suitable financial strategies. As an LPL Financial Advisor, my services are backed by the nation’s largest independent broker-dealer*. LPL Financial is one of the nation's leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. For more information about LPL Financial. My office works with pre-retirees, individuals who are already retired, and business owners, as they navigate through the financial ups and downs of life. My clients have important questions regarding retirement, estate, and investment planning—questions that deserve the kind of answers you can’t find with search engine results. I provide answers, plans, and comprehensive strategies that will help you relax and enjoy life. Schedule a free appointment to see how I can help you plan your future. You have nothing to lose, and a lifetime of financial confidence to gain.



Qualifications CRD# 5723861
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 1130 RXR Plaza,
Uniondale,
NY 
11556
Phone Number (516) 2521413

Joined Edelman Financial Engines in 2017. Began his career in the financial services industry in 2009. Earned the Certified Financial Planner certification(s). Bachelor's degree in Economics from Queens College.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4873236
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 406 Forest Ave.,
Staten Island,
NY 
10301
Phone Number (718) 3130303

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 2013. Earned the Chartered Retirement Planning Counselor certification. Bachelor's degree in Communications from Rutgers University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5465081
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 10 Bank Street,
White Plains,
NY 
10606
Phone Number (914) 6183002

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 2009. Earned the Certified Financial Planner certification(s). Bachelor's degree in Finance from University of Delaware.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5130180
FirmCRD# 104510
Series 7, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 340 Madison Avenue,
New York,
NY 
10173
Phone Number (646) 7792102

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 2006. Earned the Certified Financial Planner certification(s). Bachelor's degree in Economics and Business from Randolph Macon College and Master of Business Administration in Finance from Fordham University.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high- touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 1937162
FirmCRD# 104510
Series 7, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 5663 E Circle Drive Suite 200,
Cicero,
NY 
13039
Phone Number (315) 4538080

Joined Edelman Financial Engines in 2016. Began his career in the financial services industry in 1993. Successfully completed the Series 7, 63, and 66 examination(s) administered by FINRA. Earned the CERTIFIED FINANCIAL PLANNERTM (CFP®) and Chartered Financial Consultant (ChFC®) certification(s). Bachelor's degree from Excelsior College. Married to Kristen. They have two children: Sam and Jack. Paul enjoys mountain biking, home brewing, salmon/stealhead fishing, reading, and family time.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 5495146
FirmCRD# 104510
Series 6, 7, 63, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 11 North Street Suite 200,
Canandaigua,
NY 
14424
Phone Number (585) 2443000

Office Location 240 Redtail Rd, Suite #11B,
Orchard Park,NY  14127
Phone Number (716) 8320035

Office Location 1715 Niagara Falls Blvd Suite 300,
Amherst,NY  14228
Phone Number (716) 8320035

Joined Edelman Financial Engines in 2015. Began his career in the financial services industry in 2008. Successfully completed the Series 6, 7, 63, and 66 examination(s) administered by FINRA. Earned the Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelor's degree in Science from St. John Fisher College. Married to Sandy. Jim enjoys staying fit, golfing, donating time, spending time with his family, and reading.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4812139
FirmCRD# 104510
Series 7, 66

Compensation/Fee Fee Based Only - No Commissions


Office Location 309 Clifton Park Center Road,
Suite 10,
Clifton Park,
NY 
12065
Phone Number (518) 3712004

Joined Edelman Financial Engines in 2009. Began his career in the financial services industry in 2004. Successfully completed the Series 7, 65, and 66 examination(s) administered by FINRA. Earned the Certified Fund Specialist (CFS®) and Chartered Mutual Fund CounselorSM (CMFC®) and Chartered Retirement Planning CounselorSM (CRPC®)certification(s). Bachelor's degree in Business Administration and Economics from the University at Albany. Married to Kaila. They have one child: Elle. Mike enjoys traveling, being outdoors, and spending time with family and friends.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 4663298
FirmCRD# 104510
Series 6, 63, 65

Compensation/Fee Fee Based Only - No Commissions


Office Location 350 Linden Oaks,
Drive 1st Floor,
Rochester,
NY 
14625
Phone Number (585) 2443000

Joined Edelman Financial Engines in 2009. Began her career in the financial services industry in 2000. Successfully completed the Series 6, 63, and 65 examination(s) administered by FINRA. Earned the Certified Fund Specialist (CFS®) and Chartered Retirement Planning CounselorSM (CRPC®) certification(s). Bachelor's degree in History from Ithaca College. She is married with two children. Lisa enjoys soccer, reading, and spending time with family.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisor, recognized by both InvestmentNews1 and Barron's2, with 180+ planner offices across the country and entrusted by more than 1.1 million clients to manage more than $200 billion in assets. Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1Ranking and status for 2017. For independence methodology and ranking, see InvestmentNews Center (http://data.investmentnews.com/ria/); 2The Top 40 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, the size and experience of teams, and the regulatory records of the advisers and firms. Firms elect to participate, but do not pay to be included in the ranking. Investor returns/experience are not considered. 2018 ranking refers to Edelman Financial Services (EFS), which combined its advisory business in its entirety with Financial Engines Advisors L.L.C. (FEA) in November 2018. For the same survey, FEA received a precombination ranking of twelfth.



Qualifications CRD# 2772152
Series 7, 66

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 900 Route 111,
Suite 280,
Hauppauge,
NY 
11788
Phone Number (631) 3507024

John is a CERTIFIED FINANCIAL PLANNER™ practitioner and a Retirement Income Certified Professional® backed by LPL Financial. LPL Financial is a national independent broker/dealer headquartered in San Diego, Boston, and Charlotte that supports it’s advisors with independent investment research, financial planning and insurance expertise. John is securities registered and licensed for life, health, disability, and long term care insurance.

About LPL Financial

I am an independent CERTIFIED FINANCIAL PLANNER™ professional and my practice is centered around comprehensive financial planning with a focus on retirement planning and investment management. I am affiliated with LPL Financial, a leading independent financial services firm. Through comprehensive planning I work with my clients to review their financial position relative to their financial goals and develop a plan of action to help achieve those goals. I foster an ongoing relationship through regularly scheduled meetings to help keep their financial plan on track as their life situation and the economy and markets change.



Qualifications CRD# 110528
FirmCRD# 110528
Series 66

Compensation/Fee I am a Fee-Only financial professional, Based on Assets


Office Location 5789 Widewaters Parkway,
Dewitt,
NY 
13214
Phone Number (315) 4468720

Gregory W. Jennings has been associated with OMC Financial Services, Ltd., an independent, fee-only federally registered investment advisory firm, since 1994. He specializes in investment management, estate planning, and retirement planning/ counseling for individuals, families, small business owners and trusts. Greg actively manages his clients' portfolios and is responsible for research, asset selection, purchases and sales, monitoring and evaluation. He meets with each client personally, conducts regular reviews and strives to form long-lasting relationships. He is also actively involved in many of the day-to-day operations of OMC including marketing, business development, determining the firm's corporate strategy and developing/ adjusting the firm's management style and investment philosophy. Greg has been a guest on WCNY's Financial Fitness, WSTM's Noon Financial 411 and News 10 Now discussing retirement planning, investments and other financial topics. He has conducted seminars for current and displaced employees of several local companies and has also addressed schools, churches, and civic groups on various investment and retirement planning topics. He has written several articles for publication in the Central New York Business Journal and has also been published in the Eagle Newspapers.

About OMC Financial Services, Ltd.

OMC Financial Services is an independent Registered Investment Advisory firm. We provide objective and unbiased fee-only investment management, estate planning, retirement planning/counseling, and advisory services to individuals, families, professionals, small business owners, and trusts. For 36 years, we have been establishing long-term partnerships with our clients while taking an active role in their financial well- being as we work together toward achieving what is important to them. Every day we strive to deliver our guidance and professional management with exceptional client service. We truly believe that "client service isn't everything, it's the only thing," and our commitment to that is evident in all that we do.



Qualifications CRD# 4573816
FirmCRD# 297958
Series 63, 65


Office Location 119 Midland Ave,
Bronxville,
NY 
10708
Phone Number (914) 4138876

Fred Stupart founded Eaglestone Capital in 2012 following a 20 year career working in the capital markets as a lawyer, private equity investor and a banker. Most recently he worked at Morgan Stanley in New York during the tumultuous 2009 - 2012 period which saw violent price movements in U.S. securities in response to a debt crisis in Europe, dysfunction in Washington and a downgrade of U.S. sovereign credit. While extreme, this environment was yet another example of the capital markets taking a wise idea and turning it into a foolish one through endless replication. Eaglestone Capital was founded to give investors the opportunity to invest alongside a manager seeking reasonable returns from value priced U.S. securities with experience across the spectrum of debt and equity. Fred has an MBA from The Wharton School, a law degree from Osgoode Hall Law School in Toronto and a BA(Hons) Economics from Queen's University at Kingston, Ontario. He has won numerous awards. At The Wharton School he was on the Director's List for academic achievement and won the Robert E. Linneman Memorial Fellowship. At Queen's University he graduated with the highest cumulative GPA in Economics, winning the Gold Medal.

About Eaglestone Capital Management LLC

Eaglestone Capital Management LLC is an independent privately held investment manager based in Bronxville, New York. We seek to generate long term income and capital appreciation for our clients using a unique value focused investment process.



Qualifications CRD# 4702122
FirmCRD# 284167
Series 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 600 Old Country Road,
Suite 305,
Garden City,
NY 
11530
Phone Number (516) 4007111

David Warshaw, CFP®, CHFC®, CLU® is a Senior Wealth Manager with BluePrint Wealth Alliance. As a comprehensive financial advisor, David takes great pride in advising his clients on a variety of matters related to their financial life. He seeks to make even the most challenging financial concepts simple, relatable and& dare we say it& fun! David began his financial planning career in 2004 with Ameriprise Financial Advisors. In 2010, he left Ameriprise and founded The WealthPlan, LLC, an independent wealth management firm with a planning-first philosophy. David continued to expand The WealthPlan until merging his practice into BluePrint in late 2016. David has always placed an emphasis on education. In 2003, David graduated with a Bachelor of Science degree from Washington University in St. Louis with a double major in finance and accounting. Shortly after entering the financial profession, David became a Chartered Financial Consultant, Chartered Life Underwriter, and in 2016, he became a Certified Financial Planner". Outside of work, David has many varied interests, including dancing, music, and martial arts, having recently taken up Muay Thai. He also enjoys traveling and experiencing new places and cultures. To date, David has visited nearly 20 different countries and hopes to further expand that list in the near future. Never one to shy away from a challenge, David has even tried his hand at stand-up comedy.

About David Warshaw

BluePrint Wealth Alliance, LLC is a registered investment advisor offering comprehensive financial planning services and wealth management. We serve individuals, families and businesses across multiple generations. We are driven to deliver objective, efficient, and unbiased solutions to our clients which exceed expectations, account for future goals, and enhance quality of life. Our commitment is to the highest level of integrity, professionalism, and transparency to support open communication and ongoing client education.



Qualifications CRD# 1244190
Series 7, 22, 24, 63, 65

Compensation/Fee I am a Fee-Based financial professional, Based on Assets


Office Location The University Building,
120 E. Washington Street,
Syracuse,
NY 
13202
Phone Number (315) 4303283

David W. Treichler, CFP™, CLU is the Owner and Branch Manager at Arabella Wealth Advisors. In this role, Treichler provides high net worth investment management solutions to his clients. He brings regional investment experience and strong knowledge in both the retail and institutional markets. Dave specializes in portfolio construction and asset allocation strategies utilizing a holistic team approach. Treichler, in his previous position as Vice President and Senior Portfolio Manager for the M&T Investment Group in Syracuse, NY, managed over $160 million in client assets and 200 relationships. Prior to being Senior Portfolio Manager, he was the Regional Wholesaler for the MTB Group of Funds and Portfolio Architect supporting New York State and Northeast PA. His other experience includes investment positions with Smith Barney and Northwestern Mutual.

About Arabella Wealth Advisors

Arabella Wealth Advisors exists to help you gain increased awareness of the opportunities and potential rewards available when you take a proactive approach to your personal financial situation. We want to give you fast, easy access to market performance data so you can make informed decisions. Partnering with Arabella Wealth Advisors will enhance your ability to pursue your financial goals while educating you about the concepts of financial management including: insurance, investing, retirement, estate planning and wealth preservation.



Qualifications CRD# 254358
FirmCRD# 32444
Series 7, 24, 51, 63, 65

Compensation/Fee I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly


Office Location 233 East Shore Road,
Suite 210,
Great Neck,
NY 
11023
Phone Number (516) 8293805

DOUGLAS K HYER, President and founder (1978) of Asset Advisory Services, Inc. is a uniquely qualified and experienced financial adviser. He was the President of the NYC area-People's National Bank. He has owned an investment firm and insurance brokerage firm. He has a BA in Accounting and Psychology plus a Masters of Science in Financial Services. He has taught accounting and financial planning courses at Pace, NYU, Adelphi and Hofstra Universities (under and grad-MBA) classes as an Adjunct Professor. He has appeared on TV with CNBC-TV as well as WLIR-TV and WOR Radio. Articles by and about him have appeared in the New York Times, Barrons, Money Magazine, Newsday, Today's Investor, Pension World, and others. He has many decades of working with NYC clients and executives around the world on their personal and family finances. His list of clients include MD's, DDS's, Esqs, movie stars, retirees and business owners.

About Asset Advisory Services, Inc.

A comprehensive financial planning firm that specializes in looking at the whole picture-not just investments or insurance or banking. We do it all. Many so called financial planners are really only product salesman trying to "push" the products that their firm makes available to them through Merrill Lynch or Citibank or MassMutual for example. We represent you. As independents-we can access powerful and interactive software to help your planning. It does NOT come from a product pushing company. We have thousands of investments and hundreds of insurance products for you and us to choose from. "If you don't have a goal or destination-any road will get you there".



Qualifications CRD# 5356336
FirmCRD# 6627
Series 7, 24, 66

Compensation/Fee I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee


Office Location 5 Maxwell Drive,
Suite 100,
Clifton Park,
NY 
12065
Phone Number (518) 3737386

Christopher Fabian is a Vice President and financial advisor with AXA Advisors, LLC in Clifton Park, NY. Christopher joined AXA in 2009 after receiving a BS in Finance from Siena College in Loudonville, NY. Since joining AXA in 2009, Chris has obtained numerous licenses and registrations, including the Series 7, Series 66, Series 24, his CFP® designation, and the Chartered Retirement Planning Counselor (CRPC) designation. Chris holds his NY Life & Health Insurance License (LA-1055568) and is certified in NYS Partnership Long-Term Care. Chris is also licensed to transact business in multiple states including New York, Massachusetts, Vermont, Pennsylvania, New Hampshire, Texas, California, North Carolina, South Carolina, Georgia, Florida, New Mexico, Nevada, Maryland and Arizona.

About AXA Advisors LLC

AXA Advisors Financial Professionals can offer a variety of financial products and services that are designed to help you plan for, build and achieve a more stable financial future. This includes investment products, managed accounts, insurance products, retirement plans and more.



List of Additional Financial Advisors in New York
AXA Advisors, LLC Lake Success, NY
AXA Advisors, LLC New York, NY
AXA Advisors, LLC New York, NY
AXA Advisors, LLC New York, NY
AXA Advisors, LLC New York, NY
Heydorn Capital Management Llc Harrison, NY
Solaris Alternative Asset Management New York, NY
Solaris Asset Management New York, NY
Solaris Advisors, Llc New York, NY
Hazard & Siegel Advisory Services Llc Dewitt, NY
Cornerstone Professional Advisor Services, Llc Garden City, NY
First Manhattan Co New York, NY
Altanes Investments, LLC New York, NY
American Express Financial Advisors New York, NY
American Express Financial Advisors Kew Gardens, NY
Ameriprise Financial Services New York, NY
Ameriprise Financial Services, Inc. New York, NY
Ameriprise Financial Services, Inc. Harrison, NY
Ameriprise Financial Services, Inc. Uniondale, NY
Domini Social Investments Llc New York, NY
Kramer Capital Management Mitchel Field, NY
Waverly Advisers, Llc Corning, NY
Samalin Investment Counsel, Llc Chappaqua, NY
Dlg Wealth Management Llc Clifton Park, NY
Trubee, Collins & Co., Inc. Buffalo, NY
Deltec Asset Management Llc New York, NY
Deltec Asset Management Llc New York, NY
Capital Strategy Group Ltd Syracuse, NY
Westco Advisory Services, Inc. Lynbrook, NY
Hilton Capital Management, Llc Garden City, NY
J.P. Morgan Securities Llc New York, NY
Clear Point Advisors, Inc. Jericho, NY
Focused Wealth Management, Inc. Highland, NY
Be Prepared Financially Inc Plainview, NY
Manning & Napier Advisory Advantage Company, Llc Fairport, NY
Saw Mill Capital L.L.C. Briarcliff Manor, NY
Mariner Investment Group, Llc Harrison, NY
Empire Asset Management Group, Llc Albany, NY
CLD Investment Group, LLC New York, NY
Paradigm Capital Management, Inc. Albany, NY
Paradigm Capital Management, Inc. Albany, NY
Post Rock Advisors, Llc New York, NY
Center for Wealth Preservation Syosset, NY
Manning & Napier Advisors, Llc Fairport, NY
Estabrook Capital Management Llc New York, NY
Kohlberg & Company Mount Kisco, NY
Fmf&E Wealth Management, Llc East Syracuse, NY
Alliancebernstein L.P. New York, NY
Mittleman Investment Management, Llc Locust Valley, NY
Citicorp Investment Services Staten Island, NY
Cantor, Weiss & Wurm Asset Management New York, NY
Cowan Financial New York, NY
J.P. Morgan Securities Llc New York, NY
Bender Lane Advisory, Llc Albany, NY
Luther Forest Wealth Advisors, L.L.C. Malta, NY
Fragomeni Insurance & Finanicial Services Saratoga Springs, NY
Cornell Capital Management Clarence Center, NY
Accrued Equities Inc. Melville, NY
Financial Network New York, NY
First Manhattan Co New York, NY
M. Griffith Investment Services, Inc. New Hartford, NY
J.P. Morgan Securities Llc New York, NY
Frisch Financial Group, Inc. Melville, NY
Hudson Advisor Services, Inc. Buffalo, NY
First Capital Consulting Inc. Great Neck, NY
Laidlaw Group, Llc Bedford Hills, NY
Hazard & Siegel Advisory Services Llc Dewitt, NY
Greenbush Financial Group, Llc East Greenbush, NY
10-15 Associates, Inc. Goshen, NY
Tsa Management Inc Glen Head, NY
Griffin Asset Management, Inc. New York, NY
Optimum Growth Advisors,Llc N. Merrick, NY
Trimarc Wealth Management Llc Albany, NY
Albany Financial Planners Inc Albany, NY
J.P. Morgan Securities Llc New York, NY
Enright, Mollin, Cascio And Ramusevic Elmhurst, NY
Allsquare Wealth Management, Llc Albany, NY
Flynn Zito Capital Management, Llc Garden City, NY
Peter B. Cannell & Co., Inc. New York, NY
Sandhill Investment Management Buffalo, NY
Elbert T Chester CPA PLLC Briarwood, NY
Tocqueville Asset Management Lp New York, NY
Mohican Financial Management, Llc Cooperstown, NY
Bolter & Company, Llc Garden City, NY
J.P. Morgan Securities Llc New York, NY
Henley & Company Wealth Management Llc Uniondale, NY
Harbor Capital Advisory Services, Inc. Fairport, NY
Gm Advisory Group, Inc. Melville, NY
Fred Fadel CFP - Willink Asset Management East Aurora, NY
Ryan Labs Asset Management New York, NY
Gary Goldberg Planning Services Inc Suffern, NY
Roundtable Investment Partners New York, NY
Fenimore Asset Management, Inc. Cobleskill, NY
First Empire Asset Management, Inc Hauppauge, NY
J.P. Morgan Securities Llc New York, NY
Ascension Asset Management Llc New York, NY
New Bridges Flushing, NY
Clearbridge Investments, Llc New York, NY
FatTail Financial Advisory Group Inc. Brooklyn, NY
First Eagle Investment Management, Llc New York, NY
Heronetta Management, L.P. New York, NY
Higger & Associates, LLC New York, NY
Stralem & Co Inc New York, NY
Hsbc Brooklyn, NY
Stralem & Co Inc New York, NY
The Winchester Group, Inc. New York, NY
JP Morgan Chase New York, NY
Concept Asset Management Garden City, NY
Kings Point Capital Management Llc Great Neck, NY
Smith Barney New York, NY
Manning & Napier Advisors, Llc Fairport, NY
Westco Advisory Services, Inc. Lynbrook, NY
Lawley-Courier Advisors, Llc Buffalo, NY
Shulman Demeo Asset Management, Llc Lake Success, NY
Schafer Cullen Capital Management Inc New York, NY
Shulman Demeo Asset Management, Llc Lake Success, NY
Frisch Financial Group, Inc. Melville, NY
J.P. Morgan Securities Llc New York, NY
J.P. Morgan Securities Llc New York, NY
R.W. Roge & Company, Inc Bohemia, NY
Kings Point Capital Management Llc Great Neck, NY
Consolidated Portfolio Review Corp Locust Valley, NY
Summer Street Capital Partners, Llc Buffalo, NY
Harbor Capital Advisory Services, Inc. Fairport, NY
4Thought Financial Group Inc. Holbrook, NY
Sample Ny, NY
US Planning Group New York, NY
John Hancock Financial Westbury, NY
InnerHarbor Advisors LLC New York, NY
Primoris Capital Management, Llc Huntington, NY
J.A. Forlines, Llc Locust Valley, NY
Stuyvesant Capital Management Corporation Armonk, NY
Castle Asset Management, Llc Hauppauge, NY
John G. Ullman & Associates, Inc Corning, NY
Angelo, Gordon & Co., L.P. New York, NY
Tocqueville Asset Management Lp New York, NY
Sanderson Wealth Management, Llc Buffalo, NY
Burnham Securities Inc New York, NY
Burnham Asset Management Corp New York, NY
J.P. Morgan Securities Llc New York, NY
AXA Advisors New York, NY
Joseph Stevens & Company, Inc. New York, NY
Dix Hills Partners, Llc Jericho, NY
Kstone Partners Llc Briarcliff Manor, NY
First Empire Asset Management, Inc Hauppauge, NY
Frisch Financial Group, Inc. Melville, NY
Jennison Associates Llc New York, NY
Saperston Asset Management, Inc. Hamburg, NY
John G. Ullman & Associates, Inc Corning, NY
Optimum Growth Advisors,Llc N. Merrick, NY
Columbia Ridge Capital Management Johnson City, NY
J.P. Morgan Securities Llc New York, NY
Pinnacle Capital Management, Llc Fayetteville, NY
Klingenstein, Fields & Co., Llc New York, NY
Ryan Labs Asset Management New York, NY
Columbia Ridge Capital Management Johnson City, NY
Bridgehampton Capital Management Llc Bridgehampton, NY
Haylor Freyer & Coon Financial Services Syracuse, NY
Pageone Financial, Inc. Malta, NY
L.J. Altfest & Co. New York, NY
Larry Heller & Associates Melville, NY
Benjamin Securities, Inc. Hicksville, NY
Omega Advisors,Inc. New York, NY
Altfest Personal Wealth Management New York, NY
Lexco Wealth Management, Inc. Tarrytown, NY
Linsco/Private Ledger Valley Stream, NY
J.P. Morgan Securities Llc New York, NY
Benchmark Capital Advisors, Inc. New York, NY
J.P. Morgan Securities Llc New York, NY
Nancy A Socha & Associates, Llc Corning, NY
MJR Financial Management Leicester, NY
Heydorn Capital Management Llc Harrison, NY
MCD Advisors Briarcliff Manor, NY
The Winchester Group, Inc. New York, NY
Teton Advisors, Inc. Rye, NY
Ryan Labs Asset Management New York, NY
Gamco Asset Management Inc. Rye, NY
Boyar Asset Management, Inc. New York, NY
The Spielberger Group Jericho, NY
4Thought Financial Group Inc. Holbrook, NY
Baffin Advisors Llc Harrison, NY
Martone Capital Management, Inc. White Plains, NY
Pension Fund Evaluations, Inc. Centereach, NY
Lincoln Financial Advisors/Sagemark Consulting Rye Brook, NY
Sandhill Investment Management Buffalo, NY
The Oxford Group of Lake Success Jericho, NY
Merrill Lynch New York, NY
Merrill Lynch New York, NY
Merrill Lynch New York, NY
Merrill Lynch New York, NY
Merrill Lynch World Headquarters NYC New York, NY
MetLife Securities, Inc. Staten Island, NY
Dominick & Dominick Llc New York, NY
J.P. Morgan Securities Llc New York, NY
Taglich Brothers, Inc. Huntington, NY
Concept Asset Management Garden City, NY
10-15 Associates, Inc. Goshen, NY
Angelo, Gordon & Co., L.P. New York, NY
Hudson Valley Investment Advisors, Inc. Goshen, NY
Greenbush Financial Group, Llc East Greenbush, NY
Ewpc, Llc Rochester, NY
Morga Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley New York, NY
Morgan Stanley Jericho, NY
Morgan Stanley New York, NY
Morgan Stanley Garden City, NY
Cremac Asset Management, Llc Brooklyn, NY
Accrued Equities Inc. Melville, NY
Kinetics Advisers, Llc Elmsford, NY
NRL Associates Westbury, NY
Nancy A Socha & Associates, Llc Corning, NY
National Securities New York, NY
Conrad Capital Management, Inc. Islandia, NY
Goldman Capital Management, Inc. New York, NY
Wealthpro, Llc Gloversville, NY
Cross Shore Capital Management, Llc Great Neck, NY
New York Life New York, NY
Gilder Gagnon Howe & Co. Llc New York, NY
Norman Fields, Gottscho Capital Management Llc New York, NY
Northwestern Mutual New York, NY
Pangaea Financial Services Hempstead, NY
J.P. Morgan Securities Llc New York, NY
Elco Management Company, Llc New York, NY
Wellington Shields & Co., Llc New York, NY
Allen Investment Management, Llc New York, NY
Lytle Investments Grand Island, NY
Wellington Shields Capital Management, Llc New York, NY
Miller, Gesko & Company Inc. Buffalo, NY
Empire Asset Management Group, Llc Albany, NY
Beech Hill Advisors, Inc New York, NY
Walthausen & Co., Llc Clifton Park, NY
Peter D. Sheran, CPA Brooklyn, NY
US Planning Group New York, NY
US Planning Group - A New York Corp. New York, NY
John G. Ullman & Associates, Inc Corning, NY
J.W.Burns & Company, Inc. East Syracuse, NY
Mittleman Investment Management, Llc Locust Valley, NY
Focused Wealth Management, Inc. Highland, NY
Engleson & Associates Rochester, NY
Lord Capital Management LLC New York, NY
Tsa Management Inc Glen Head, NY
First Long Island Investors, Llc Jericho, NY
Eagle Capital Management Llc New York, NY
Raymond James Financial Services, Inc. Garden City, NY
Raymond James Financial Services, Inc. New York, NY
Reiser Group of Wachovia Securities New York, NY
Peconic Partners Llc East Quogue, NY
European Investors Inc New York, NY
Eii Realty Securities Inc New York, NY
Flynn Zito Capital Management, Llc Garden City, NY
Ruane, Cunniff & Goldfarb Inc. New York, NY
First Long Island Investors, Llc Jericho, NY
Concept Asset Management Garden City, NY
Taglich Brothers, Inc. Huntington, NY
Gruber Insurance & Financial Services Grand Island, NY
Oaktree Asset Management, LLC New York, NY
Blue Water Capital Management, Llc Syracuse, NY
Ruane, Cunniff & Goldfarb Inc. New York, NY
Pinnacle Capital Management, Llc Fayetteville, NY
Penbrook Management Llc New York, NY
Cornell Pochily Investment Advisors, Inc. Ithaca, NY
Equable Investment Management, Llc Pound Ridge, NY
Pegasus Asset Management Inc Montebello, NY
Pivotal Planning Group, Llc Jericho, NY
R.W. Roge & Company, Inc Bohemia, NY
Baron Capital Management, Inc. New York, NY
Schroeder, Braxton & Vogt Inc. Amherst, NY
Norman Fields, Gottscho Capital Management Llc New York, NY
Sagemark Consulting/Lincoln Financial Advisors Syosset, NY
Salvatore Albanese & Co. LLC New York, NY
Sam Advis New York, NY
Sands Brothers & Co. New York, NY
Weiss Financial Group Llc Mahopac, NY
Tsa Management Inc Glen Head, NY
Glickenhaus & Co. New York, NY
Kimelman & Baird, Llc New York, NY
Chesapeake Asset Management Llc New York, NY
Signature Securities New York, NY
Slope Advisory Services Brookyn, NY
Stanley Simon Enterprises Brooklyn, NY
Walthausen & Co., Llc Clifton Park, NY
Bryden-Abrams Investment Management Llc New York, NY
Unfcu Financial Advisors Long Island City, NY
Pinnacle Capital Management, Llc Fayetteville, NY
Sound Point Capital Management, Lp New York, NY
Kinetics Advisers, Llc Elmsford, NY
Enright, Mollin, Cascio And Ramusevic Elmhurst, NY
Wealth Design Services Inc Rochester, NY
Omega Advisors,Inc. New York, NY
Carswell Investments, Llc Liverpool, NY
Strategic Wealth Management, LLC Briarcliff Manor, NY
Fingerlakes Wealth Management, Inc. Ithaca, NY
Otto & Associates, Inc. Katonah, NY
Blue Ocean Strategic Capital, LLC Syracuse, NY
Bullard Mcleod & Associates Inc Albany, NY
Sagemark Consulting Syracuse, NY
Goldman Capital Management, Inc. New York, NY
J.P. Morgan Securities Llc New York, NY
Pension Fund Evaluations, Inc. Centereach, NY
Wellington Shields & Co., Llc New York, NY
Lytle Investments Grand Island, NY
Curran Investment Management Albany, NY
Strategic Partners Investment Advisors, Inc. Rye Brook, NY
Hudson Valley Investment Advisors, Inc. Goshen, NY
Wellington Shields Capital Management, Llc New York, NY
Arista Investment Advisors, Ltd. Albany, NY
Wall Street Financial Group, Inc Fairport, NY
UBS Financial Services New York, NY
UBS Financial Services Inc. New York, NY
UBS Financial Services, Inc. Pearl River, NY
VEBA Plan, LLC Plainview, NY
Cross Shore Capital Management, Llc Great Neck, NY
Wall Street Financial Group, Inc Fairport, NY
Vision Financial Services Rego Park, NY
Wealth Advisors Ltd. Jericho, NY
Concord Investment Management New York, NY
William G Green CPA, PC New York, NY
Trubee, Collins & Co., Inc. Buffalo, NY
Burns Matteson Capital Management Corning, NY
Executive Monetary Management, Llc New York, NY
Kahn Brothers Advisors Llc New York, NY
Peconic Partners Llc East Quogue, NY
Mariner Investment Group, Llc Harrison, NY
Winthrop Financial, Inc. Buffalo, NY
du Pasquier Asset Management New York, NY
Lifetime Wealth Management Group Buffalo, NY
Wealth Management Group, LLC Rochester, NY

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