We provide great service:
Our entire team of financial advisors and staff are dedicated to our clients success and wellbeing. Leveraging the latest technology coupled with old-fashioned personal service, we do our very best to exceed our clients expectations every single day.
We do much more than manage our clients money. We help them build a path to financial success and realization of their life goals through ongoing education and behavioral coaching.
We give back:
We are a locally-owned firm dedicated to giving back to our community through our Bryant Asset Generations Grant program, sponsorship of the annual Delmar Dash, and ongoing support of numerous charities and community organizations.
Reid Prinzo is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Reid Prinzo is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Reid Prinzo is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Reid Prinzo is required to act in a fiduciary capacity.
|Firm Start Year:||1951|
|No. of Employees:||5-9|
|Name of Broker/Dealer:||Commonwealth Financial Network|
|States Licensed in:||NY, VT, TX, FL|
|Number of Years with Current Firm:||3|
|Work with the following types of clients:||Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations|
|Advisory Services Provided:||Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Portfolio Management|
|Investment Types:||Bonds, Options & Futures, Mutual Funds, Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Commodities, Insurance, Annuities, Socially Responsible Investments (SRI)|
|Can meet clients in the following ways:||Email, Phone, Your Home, Our Office, Video Conference|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Variable Life, Disability, Long Term Care, Annuity, Life, Variable Annuity|
|Firm's Number of Clients:||500|
|Assets Managed by Firm:||$400 million|
Compensation and Fees
|Compensation Methods:||Commissions, Flat Fee, Based on Assets|
Why should I choose you as my financial advisor?
I am a Chartered Financial Analyst, and we act as fiduciaries.
How are you compensated? How will I pay for your services?
How many clients do you currently manage?
As of October 2021 we currently work with about 500 local households and our clients have trusted us in managing approximately $400 million of their assets.
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
Commonwealth Financial Network ADV 2A
Additional Detailed Disclosures
|Securities and advisory services offered through Commonwealth Financial Network®, www.FINRA.org / www.SIPC.org, a Registered Investment Adviser. This communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, DE, FL, GA, ID, IN, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NV, NY, OH, OK, PA, SC, VA, VT, WA, WI. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services.|
Investment Advisor Representative:
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
|Mon.||8:00 AM - 6:00 PM|
|Tue.||8:00 AM - 6:00 PM|
|Wed.||8:00 AM - 6:00 PM|
|Thu.||8:00 AM - 6:00 PM|
|Fri.||8:00 AM - 6:00 PM|
|East Berne||East Greenbush|
|West Sand Lake||Westerlo|