How do I choose a financial planner for retirement?

Finding the right person or a financial advisory firm to help with your retirement planning might take some effort, but the effort is worth it. Financial advisors might have different specializations, look for one who has had past experience in retirement planning. Also, this could translate to a long - term relationship, so it's important to find someone whom you like, trust and respect

How do I know if my financial advisor is a fiduciary?

A fiduciary is any person or firm who acts on behalf of another individual or firm to manage their assets. Fiduciary financial advisors provide their client the highest quality of care while maintaining 'good faith', meaning they wouldn't act in favor of anyone else's interests, including their own. The best way to be certain that a financial advisor is a fiduciary is to simply ask.

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Find Top Financial Advisors in Utica, New York

Q: What does a financial advisor do?

Financial advisors help their client by providing financial advice and strategy to build wealth and eliminate risk. They assess the client's risk appetite, their unique needs and requirements, their short-term and long-term goals and guide them towards adopting the right financial plan, retirement plan, estate plan or education plan etc. as necessary. Learn more about the roles & benefits of a financial advisor.

Q: Is it worth paying for a financial advisor?

Financial advisors strategize financial planning and help you make the right decision about your investments. They weigh the pros and cons, and are breast with the latest industry updates regarding tax issues and investment vehicles. These valuable insights guide you to make investments that meet your financial requirements and goals such as buying a house, education, having a baby or securing your retirement.

Q: What is the difference between a financial planner and a financial advisor?

A financial advisor is any person who helps their client manage their money by giving valuable investment insights to help financial decision making. A financial planner is also a financial advisor but specializes in creating comprehensive plans for their clients to match their specific goals

Q: When should I hire a financial advisor?

A financial advisor can help you manage your finances especially when you don't have the time to do it yourself or when there are major changes in your life, such as getting married or having a baby. Even if you've managed your investment on your own, the best financial planners can vet your plan and assess it from a different perspective, to add surety to your decisions.

Q: How do I choose the right financial advisor?

While choosing a financial planner to help you with your investment decisions, it's important to do some spadework. Meet different consultants and compare and contrast their advice. Pick up clues that demonstrate their experience and integrity. It is also important to verify the credentials of an independent financial planner before making a decision.

Looking for a financial advisor? Look no further than WiserAdvisor. It is an excellent place to start your search to compare pre-screened and trustworthy financial advisors and firms to find the one that meets your needs. It is important for those who want to make informed decisions about their finances to consider working with a financial advisor, as seeking assistance from a skilled professional can provide you with insights that can greatly impact your financial journey. On our directory for Utica, New York, you can find a vetted financial professional proficient in services including financial planning, investment management, and more. We also recommend using our free advisor match tool to compare up to 3 financial advisors matched to your specific needs.

How To Find Trusted Financial Advisors in Utica, New York

Utica has 2 WiserAdvisor vetted Financial Planners and Advisors on the online list below for you to choose from. These financial advisors in Utica, New York have an average of 24 years of experience.

NOTE: The list of vetted financial advisors in Utica, New York mentioned below does not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Utica, New York.

Qualified Financial Advisors in Utica, New York

VETTED

Financial Advisor	Experience	AUM	Minimum Assets	Fee Structure
Matt DaukszaCFP^®, CLU^®Excelsior Wealth Partners225 Wilkinson StSyracuse, NY 13204	24 Years	$192,000,000	$100,000	Fee-Based
Edelman Financial Engines, LLC28 Corporate DriveClifton Park, NY 12065	N/A	$0	Not Specified	Fee-Only

Financial Advisor

Matt DaukszaCFP^®, CLU^®Excelsior Wealth Partners225 Wilkinson StSyracuse, NY 13204

Experience24 Years

AUM$192,000,000

Minimum Assets$100,000

Fee StructureFee-Based

Financial Advisor

Edelman Financial Engines, LLC28 Corporate DriveClifton Park, NY 12065

ExperienceN/A

AUM$0

Minimum AssetsNot Specified

Fee StructureFee-Only

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Information on Qualified Financial Advisors in Utica, New York

VETTED

Matt DaukszaCFP^®, CLU^®

Excelsior Wealth Partners

About Matt Dauksza

Matt founded Excelsior Wealth Partners to focus on client needs without a corporate agenda. He specializes in working with clients to provide wealth management and financial planning solutions to address their financial needs.

Matt is a financial author with a series of podcasts, blogs, and books on relevant topics facing today's pre-retirees, retirees, and wealth management clients. His most recent book, How to Eat an Elephant - 11 Retirement Mistake to Avoid, was released in 2021. Excelsior Wealth Partners has become well-known for helping clients with the complicated retirement process.

Matt is a graduate of St. Bonaventure University where he earned a Bachelor's Degree in Finance. He is a graduate of The American College's CFP® Certification Curriculum as well as obtaining his Chartered Life Underwriting designation.

He resides in Manlius, NY with his wife: Shannon and their six children; Alex, Ryann, Campbell, Addison, Athan and Graham. He actively volunteers with the Cystic Fibrosis Foundation of CNY; where in 2018 he received the Champion for a Cure award, and GAMA International. Matt was also awarded the 2016 CNY Transformational Leader of the Year award through the Syracuse Business Journal.

Matt had previously held the position of Managing Director at a Fortune 100 Company where he led that company to a record 6th consecutive US championship as the top performing Managing Director in the county.

About Excelsior Wealth Partners

Excelsior Wealth Partners offers all-encompassing financial services for our clients. As a well respected investment advisory firm, our reputation thrives on our high-level of customer satisfaction. When our clients are truly confident in their financial stability, we have done our job. Whether we assist you with your transition into retirement or helping you manage your portfolio risk; Excelsior Wealth Partners can help you achieve your financial goals

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Qualifications

CRD# 4199324 Firm CRD# NASeries 6, 7, 26, 63, 65

Compensation/Fee

Fee-Based, Based on Assets

Office Location

225 Wilkinson St,Syracuse,NY 13204

Phone Number

315-527-3590

VETTED

Edelman Financial Engines, LLC

About Edelman Financial Engines, LLC

Get a free financial plan

What if you didn't need to be ultra-wealthy for personal, top-to-bottom financial guidance and investment advice? Since 1986, we've helped millions of people get the ball rolling on their financial plans — with straightforward guidance built around their story and where they're headed next. Today, we're proud to be one of America's top independent investment advisory firms as ranked by Barron's (awarded September 2025, based on prior 12-month data through June 30), with nearly 1.25 million clients and more than $314 billion assets under management (as of March 31, 2026) — and prouder still of the trust clients place in us.

The Barron's Top 100 RIA Firms list, an annual ranking of independent advisory firms, is based on qualitative and quantitative criteria. Firms elect to participate but do not pay to be included in the ranking.

Qualifications

Firm CRD# 104510

Compensation/Fee

Fee-Only, Based on Assets

Office Location

28 Corporate Drive,Suite 101,Clifton Park,NY 12065

Phone Number

877-208-7414

WiserAdvisor Reviews

Note: The client testimonials appearing above may not necessarily be representative of all client experiences with WiserAdvisor. You may click on the number of total reviews hyperlinked above to review the entirety of the reviews WiserAdvisor has received. WiserAdvisor did not pay any compensation in consideration of such reviews.

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FINRA/SEC Registered Advisors

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FINRA/SEC Registered Advisors

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Top Financial Advisory Firms in Utica, New York

Utica, New York is home to several reputable financial advisory firms specializing in multiple advisory services such as investment management, retirement planning, estate planning, tax strategies, and risk management.

Most firms in Utica, New York are registered with the SEC and follow a fiduciary standard. This means that they are legally obligated to act in the best interest of their clients. Being part of one of the largest and most diverse financial advisory markets in the country, the firms are well-versed in serving individuals and businesses with complex financial needs.

Methodology

To identify the top financial advisors and advisory firms in Utica, New York, all SEC-registered firms based in the city were first identified. Each firm was subsequently assessed based on the number of clients and affiliated advisors, AUM, fee structure, and the range of advisory services they provide. The associated advisors and firms were then ranked according to the following criteria:

AUM:Firms are ranked based on the size of their AUM, with those having larger AUMs being ranked higher.

Number of Clients:Firms catering primarily to individual clients were ranked higher.

Fee Structure:Firms employing a fee-only compensation structure are ranked higher.

Age of Firm:Established firms with proven longevity are ranked higher.

Clients per Advisor:Firms having a lower client-to-advisor ratio are ranked higher.

Advisory Services Offered:Firms offering a broad range of advisory services are ranked higher.

Please note: All information is sourced from publicly available records and updated once a year, ensuring any changes in credentials, services, or regulatory status are reflected and up to date. Firms are selected and ranked independently, according to the criteria described above.

WiserAdvisor features the firms listed above in the 'Top Advisory Firms' section based on objective criteria, without any influence from existing affiliations. No firm receives preferential treatment due to any relationship with WiserAdvisor.


J.P. MORGAN INVESTMENT MANAGEMENT INC.New York, NY	3167	92898	$2,549,092,782,514	A percentage of AUM, Fixed fees, Performance Based
GOLDMAN SACHS ASSET MANAGEMENT, L.P.New York, NY	1305	189311	$1,661,286,615,154	A percentage of AUM, Fixed fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)
BLACKROCK FINANCIAL MANAGEMENT, INCNew York, NY	6407	2184	$1,288,497,806,439	A percentage of AUM, Fixed fees, Performance Based
BLACKROCK ADVISORS, LLCNew York, NY	221	306	$869,677,370,186	A percentage of AUM
MORGAN STANLEY INVESTMENT MANAGEMENT INC.New York, NY	492	25406	$535,031,832,553	A percentage of AUM, Fixed fees, Performance Based
MILLENNIUM MANAGEMENT LLCNew York, NY	5550	16	$505,942,442,915	A percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES)
APOLLO CAPITAL MANAGEMENT, L.P.New York, NY	2909	842	$504,069,852,027	A percentage of AUM, Performance Based, Other (CARRIED INTEREST)
TEACHERS ADVISORS, LLCNew York, NY	398	139	$368,621,852,285	A percentage of AUM, Fixed fees, Performance Based, Other (INVESTED CAPITAL)
BNY MELLON INVESTMENT ADVISER, INC.New York, NY	96	117	$339,697,579,697	A percentage of AUM
NEUBERGER BERMAN INVESTMENT ADVISERS LLCNew York, NY	1668	41354	$337,283,181,637	A percentage of AUM, Fixed fees, Performance Based
KOHLBERG KRAVIS ROBERTS & CO. L.P.New York, NY	1635	125	$307,733,342,981	A percentage of AUM, Performance Based
NYL INVESTORS LLCNew York, NY	312	112	$300,897,738,311	A percentage of AUM, Fixed fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)
J.P. MORGAN PRIVATE INVESTMENTS INC.New York, NY	745	941857	$292,912,547,772	A percentage of AUM, Performance Based, Other (PYMT/REIMB OF FULLY-LOADED COSTS FOR PROVIDING INVST SERVICES)
TIAA-CREF INVESTMENT MANAGEMENT LLCNew York, NY	398	8	$249,860,425,244	A percentage of AUM, Fixed fees, Other (AT COST)
VOYA INVESTMENT MANAGEMENT CO. LLCNew York, NY	879	96377	$241,807,595,450	A percentage of AUM, Performance Based

Firm Name

J.P. MORGAN INVESTMENT MANAGEMENT INC.New York, NY

No. of Advisors3167

AUM$2,549,092,782,514

No. of Clients92898

Fee StructureA percentage of AUM, Fixed fees, Performance Based

Firm Name

GOLDMAN SACHS ASSET MANAGEMENT, L.P.New York, NY

No. of Advisors1305

AUM$1,661,286,615,154

No. of Clients189311

Fee StructureA percentage of AUM, Fixed fees, Performance Based, Other (ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A)

Firm Name

BLACKROCK FINANCIAL MANAGEMENT, INCNew York, NY

No. of Advisors6407

AUM$1,288,497,806,439

No. of Clients2184

Fee StructureA percentage of AUM, Fixed fees, Performance Based

Firm Name

BLACKROCK ADVISORS, LLCNew York, NY

No. of Advisors221

AUM$869,677,370,186

No. of Clients306

Fee StructureA percentage of AUM

Firm Name

MORGAN STANLEY INVESTMENT MANAGEMENT INC.New York, NY

No. of Advisors492

AUM$535,031,832,553

No. of Clients25406

Fee StructureA percentage of AUM, Fixed fees, Performance Based

Firm Name

MILLENNIUM MANAGEMENT LLCNew York, NY

No. of Advisors5550

AUM$505,942,442,915

No. of Clients16

Fee StructureA percentage of AUM, Performance Based, Other (REIMBURSEMENT OF EXPENSES)

Firm Name

APOLLO CAPITAL MANAGEMENT, L.P.New York, NY

No. of Advisors2909

AUM$504,069,852,027

No. of Clients842

Fee StructureA percentage of AUM, Performance Based, Other (CARRIED INTEREST)

Firm Name

TEACHERS ADVISORS, LLCNew York, NY

No. of Advisors398

AUM$368,621,852,285

No. of Clients139

Fee StructureA percentage of AUM, Fixed fees, Performance Based, Other (INVESTED CAPITAL)

Firm Name

BNY MELLON INVESTMENT ADVISER, INC.New York, NY

No. of Advisors96

AUM$339,697,579,697

No. of Clients117

Fee StructureA percentage of AUM

Firm Name

NEUBERGER BERMAN INVESTMENT ADVISERS LLCNew York, NY

No. of Advisors1668

AUM$337,283,181,637

No. of Clients41354

Fee StructureA percentage of AUM, Fixed fees, Performance Based

Firm Name

KOHLBERG KRAVIS ROBERTS & CO. L.P.New York, NY

No. of Advisors1635

AUM$307,733,342,981

No. of Clients125

Fee StructureA percentage of AUM, Performance Based

Firm Name

NYL INVESTORS LLCNew York, NY

No. of Advisors312

AUM$300,897,738,311

No. of Clients112

Fee StructureA percentage of AUM, Fixed fees, Performance Based, Other (ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS)

Firm Name

J.P. MORGAN PRIVATE INVESTMENTS INC.New York, NY

No. of Advisors745

AUM$292,912,547,772

No. of Clients941857

Fee StructureA percentage of AUM, Performance Based, Other (PYMT/REIMB OF FULLY-LOADED COSTS FOR PROVIDING INVST SERVICES)

Firm Name

TIAA-CREF INVESTMENT MANAGEMENT LLCNew York, NY

No. of Advisors398

AUM$249,860,425,244

No. of Clients8

Fee StructureA percentage of AUM, Fixed fees, Other (AT COST)

Firm Name

VOYA INVESTMENT MANAGEMENT CO. LLCNew York, NY

No. of Advisors879

AUM$241,807,595,450

No. of Clients96377

Fee StructureA percentage of AUM, Performance Based

Frequently Asked Questions

What does a financial advisor do?

Is it worth paying for a financial advisor?

What is the difference between a financial planner and a financial advisor?

When should I hire a financial advisor?

How do I choose the right financial advisor?