VETTED

Christopher Riofrio

MBA

Tel: 718-506-4554 1400 Old Country Road Suite 408 Westbury, NY 11590

About Christopher Riofrio

My name is Christopher Riofrio and I began my career in the Financial Services industry in 2012 at JPMorgan Chase. Since then I have worked at different firms and have been working with different types of clients with different needs and financial goals. I have worked with entrepreneurs, real estate investors, doctors, lawyers, educators, non-profits, businesses, employees of municipalities, etc. Over the lifetime of my career, I have successfully helped provide financial guidance and advice to hundreds of families It is my passion to help people attain financial security and autonomy. I am committed to listening to my clients needs and educating them on the all the resources that I can provide to make sure they reach their financial goals.

About Cetera Investment Services LLC

Cetera is a world-class investment and wealth manager, providing personalized solutions to high-net-worth individuals, families, endowments, foundations and other institutions. For years, we have offered a unique alignment of personalized client solutions and forward-looking global insights.

See Disclosures

General Information

Firm Start Year:

1984

Number of Years with Current Firm:

Work with the following types of clients:

Investment Clubs, Businesses, Non-Profit Organizations, Individual Investors

Foreign Languages Serviced:

English, Spanish

Advisory Services Provided:

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts

Qualifications & Memberships

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Options & Futures, Commodities, Alternative Investments, Annuities, Insurance, Mutual Funds, Stocks

I provide a free initial consultation:

Yes

Preferred meeting methods

Can meet clients in the following ways:

Your Home, Our Office, Phone, Email, Your Office, Video Conference, Our Offices

Compensation and Fees

Fee Structure:

Fee-Based

Compensation Methods:

Based on Assets

Firm Information

Advisor's Number of Clients:

150

Advisor's Number of Managed Clients:

150

Advisor's Number of Planning Clients:

150

Total Assets Under Management by Advisor:

$221,000,000

Education

Master's of Business Administration - Finance:

Baruch College - New York, NY

08/25/2015 - 06/15/2017

Disclosures

WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.wiseradvisor.com/disclosure/1893098/wiseradvisor-cetera-investment-services-llc-detailed-disclosure.html

13 Years of Experience

CRD# 6190422 Firm CRD# 15340Series: 6, 7, 63, 66

Compliance

Registered RepresentativeYes

Investment Advisor RepresentativeYes

Acknowledged fiduciaryYes

Compliance Disclosures in Last 5 yearsI have a clean record

Criminal Disclosures in Last 5 yearsI have a clean record

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