Nicholas J Efthemis
I most enjoy that the work I do has such a real and profound impact on our clients. I get to help people feel confident about their future and live fuller, less stressful lives.
As a CERTIFIED FINANCIAL PLANNER™ ( CFP ®), Nick is a recognized leader in helping clients align their finances with their life goals through modern wealth management.
His experience spans well over two decades and his expertise in retirement, investment and comprehensive planning solutions help ensure clients get the clarity, advice and support they need to make the most of their wealth.
His deep expertise combined with a truly personable approach is what sets Nick apart from a typical financial advisor. Nick believes that money is an important tool, and that modern wealth management is about aligning your resources and behavior with your goals. He serves as a trusted advisor who understands, cares about and is committed to helping you achieve the goals, experiences and outcomes that matter most to you.
Nick is an active member of the community and associates with the SPCA and Humane Society. When he's not serving clients or his community, Nick enjoys quality downtime with his family, as well as hiking, fishing, and local theater.
People call on us when they have questions and are looking for answers. They seek us out when they have complexity yet yearn for simplicity. And, perhaps most of all, people come to us to turn their uncertainty into the clarity they need to manage their financial life with confidence.
Upon working with us, our clients feel informed and empowered, they have transformed their reluctance into results and they experience service that exceeds their expectations.
We have three core beliefs that serve as the bedrock of our work:
Lead with advice
One size does not fit all
Expertise matters
Our client-focused, time-tested approach delivers customized and comprehensive wealth planning seamlessly integrated with expert investment management and a boutique style that harkens to the days when everything was hand-crafted.
If you are looking for a more modern approach to wealth management, we invite you to learn more. If you are ready to tart a conversation, let's talk.
1997
5-9 Employees
Leigh Baldwin and Associates
Multiple
NY, FL, NC, SC, MO
All.
21
As a CERTIFIED FINANCIAL PLANNER™ (CFP ®), Nick is a recognized leader in helping clients align
their finances with their life goals through modern wealth management.
His experience spans well over two decades and his expertise in retirement, investment and comprehensive planning solutions help ensure clients get the clarity, advice and support they need to make the most of their wealth.
His deep expertise combined with a truly personable approach is what sets Nick apart from a typical financial advisor. Nick believes that money is an important tool, and that modern wealth management is about aligning your resources and behavior with your goals. He serves as a trusted advisor who understands, cares about and is committed to helping you
achieve the goals, experiences and outcomes that matter most to you.
Individual Investors, Businesses, Non-Profit Organizations
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability
National Association of Insurance and Financial Advisors (NAIFA)
Bonds, Stocks, Annuities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Phone, Our Office, Video Conference
Fee-Only
$100,000
Based on Assets, Flat Fee
.5%-1.5%
N/A
Varies
Financial planning fees are based on the complexity of the client's financial picture. Asset management fees vary by complexity, account size, and determined in a collective manner with the clients.
.5%
N/A
$500
400
300
300
$110,000,000
200
175
175
$75,000,000
Yes
Do you have a customer satisfaction or refund policy?
Why should I choose you as my financial advisor?
What are your qualifications? What is your education background?
How are you compensated? How will I pay for your services?
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
