wiseradvisor

Nicholas J Efthemis
Emergent Wealth Advisors, LLC

Tel: (716) 828-8390
5500 Main Street
Suite 260
Williamsville, NY 14221

A Modern Approach to Wealth Management


About Emergent Wealth Advisors, LLC

Over the years we have found that when people come to us they
are looking for far more than financial planning and investment
management.

People call on us when they have questions and are looking for
answers. They seek us out when they have complexity yet yearn
for simplicity. And, perhaps most of all, people come to us to
turn their uncertainty into the clarity they need to manage
their financial life with confidence.

Upon working with us, our clients feel informed and empowered,
they have transformed their reluctance into results and they
experience service that exceeds their expectations.

We have three core beliefs that serve as the bedrock of our
work:

Lead with advice

One size does not fit all

Expertise matters

Our client-focused, time-tested approach delivers customized
and comprehensive wealth planning seamlessly integrated with
expert investment management and a boutique style that harkens
to the days when everything was hand-crafted.

If you are looking for a more modern approach to wealth
management, we invite you to learn more. If you are ready to
start a conversation, let's talk.


General Information

Firm Start Year:   1997
No.of Employees:   5-9
Name of Custodial Firm:   Multiple
States Licensed in:   NY, FL, NC, SC, MO
Number of Years with Current Firm:   21
Work Experience:   As a CERTIFIED FINANCIAL PLANNER" ( CFP®), Nick is a recognized leader in helping clients align their finances with their life goals through modern wealth management.

His experience spans well over two decades and his expertise in retirement, investment and comprehensive planning solutions help ensure clients get the clarity, advice and support they need to make the most of their wealth.

His deep expertise combined with a truly personable approach is what sets Nick apart from a typical financial advisor. Nick believes that money is an important tool, and that modern wealth management is about aligning your resources and behavior with your goals. He serves as a trusted advisor who understands, cares about and is committed to helping you achieve the goals, experiences and outcomes that matter most to you.
I work with the following types of clients:   Individual Investors, Non-Profit Organizations, Businesses


Services

Investment Types:   Stocks, Alternative Investments, Annuities, Bonds, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone, At my office, Video Conference


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Accident, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life
Financial Organization Memberships:   National Association of Insurance and Financial Advisors (NAIFA)


Firm Information

Firm's Number of Clients:   400
Firm's Number of Planning Clients:   300
Firm's Number of Managed Clients:   300
Assets Managed by Firm:   $110,000,000
Advisor's Number of Clients:   200
Advisor's Number of Managed Clients:   175
Advisor's Number of Planning Clients:   175
Assets Managed by Advisor:   $75,000,000


Compliance

I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee Only
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Based on Assets, Flat Fee
Fee % Based on Assets:   .5%-1.5%
Hourly Rate:   N/A
Flat Fee Rate:   Varies
Additional Details on Charges:   Financial planning fees are based on the complexity of the client's financial picture. Asset management fees vary by complexity, account size, and determined in a collective manner with the clients.
Minimum Fee Charged for Managed Accounts:   .5%
Minimum Fee Charged for Hourly Planning Accounts:   N/A
Minimum Fee Charged for Flat Fee Accounts:   $500



Faqs

  • Do you have a customer satisfaction or refund policy? Yes.
  • What are your qualifications? What is your education background? I have been providing financial planning advice for over 20 years and am a Certified Financial Planner. My educational background is in finance and financial planning.
  • What is your approach to financial planning? I take a comprehensive, advice driven approach when helping clients reach their goals. I do not make recommendations without thorough analysis.
  • What services do you offer? Comprehensive Financial Planning, Retirement Income Strategies, Portfolio Analysis and Management, Estate Planning, Employee Benefits, and Retirement Plan design and implementation.
  • How many clients do you currently manage? 200
see more
Nicholas J Efthemis

Nicholas J Efthemis

CERTIFIED FINANCIAL PLANNER™ Certificant, CRPS®

What do you most enjoy about your work?

I most enjoy that the work I do has such a real and profound impact on our clients. I get to help people feel confident about their future and live fuller, less stressful lives.

As a CERTIFIED FINANCIAL PLANNER" ( CFP®), Nick is a recognized leader in helping clients align their finances with their life goals through modern wealth management.

His experience spans well over two decades and his expertise in retirement, investment and comprehensive planning solutions help ensure clients get the clarity, advice and support they need to make the most of their wealth.

His deep expertise combined with a truly personable approach is what sets Nick apart from a typical financial advisor. Nick believes that money is an important tool, and that modern wealth management is about aligning your resources and behavior with your goals. He serves as a trusted advisor who understands, cares about and is committed to helping you achieve the goals, experiences and outcomes that matter most to you.

Nick is an active member of the community and associates with the SPCA and Humane Society. When hes not serving clients or his community, Nick enjoys quality downtime with his family, as well as hiking, fishing, and local theater.

Communities Served

All.