Find Top Financial Advisors in Apex

WiserAdvisor has over 20 years experience in matching the right financial advisor that is best suited to individuals like you in Apex. You need a financial advisor who will understand your financial situation and have the relevant financial qualifications to provide you with the right financial guidance and an insightful edge towards your financial journey.

Click here to get a personalized match

Qualifications of Financial Advisor in Apex

Each and every financial advisor in our network from large Fortune 500 companies to small independent financial firms are pre-screened for industry experience, disclosures and registrations with SEC and FINRA. Collectively, our Pre-Screened advisors, serve thousands of happy clients, managing billions of dollars and providing financial freedom and security for families and individuals like you.

Financial Advisors in Apex, North Carolina
Financial Advisor Office Location Phone Number
Coach Pete D'Arruda, RICP®, MRFC, RFC®,
Capital Financial Advisory Group, LLC
1500 Town Side Drive, Suite 200,
Apex, NC  27502
(919) 657-4201
Gary Graham,
Triangle Money Coach
1135 Kildaire Farm Rd.Suite 200,
Cary, NC  27511
(919) 415-4717
Tom McDermott,
Prosperity Capital Group, Inc.
5565 Centerview Drive,
Raleigh, NC  27606
(919) 747-7344
Kenneth Nelson,AIF,CRPC,CRPS,MBA,
Nelson Wealth Advisors
10604 Bent Twig Drive,
Raleigh, NC  27613
(919) 796-9907
Josh Hederick,
Financial Engines Advisors, LLC
8450 Falls of Neuse Rd.,
Raleigh, NC  27615

717 Green Valey Rd.,
Greensboro, NC  27408
(919) 405-3800

(336) 899-0773

Information on Qualified Financial Advisors in Apex

Capital Financial Advisory Group, LLC

He has authored 6 books and co-authored 2. Two of his books have reached the best-sellers list on Amazon. The most noteworthy book, Successonomics, is one that Coach Pete co-authored with Steve Forbes. But, by far, his favorite book just happens to be his most recent, 7 Baby Steps to a ridiculously Reliable Retirement Income. His newest book, AMERICA ASKS COACH is a great read as well.

He has just been named to the prestigious Forbes Leadership Council and will be submitting at least 6 articles a year to Forbes. He is a graduate of The University of North Carolina.

He is a proud father of daughter, Caroline, age 12 with his wife, Kim.

A+ rating with the BBB (Better Business Bureau).

Qualifications CRD#: 2756672
FirmCRD#: 144374
Series 65

Compensation/Fees I am a Fee-Based financial professional, Based on Assets, Commissions, Flat Fee, Hourly

Office Location 1500 Town Side Drive, Suite 200,
Apex,NC  27502

Phone Number (919)6574201

About Capital Financial Advisory Group, LLC

Coach Pete D'Arruda, RICP®, MRFC, RFC® Known as "Coach Pete" to his listeners and clients, Coach Pete
and his firm are a committed group of professional fiduciaries
dedicated to providing superior investment advice to their
high net worth clients.

A fiduciary is any person or institution that has the power
to act on behalf of another in situations that require great
trust, honesty, and loyalty.

His radio show, "The Financial Safari" first aired in 2005
and can be heard weekly on more than 50 stations nationwide.

Also known as the King of Income Planning, Coach Pete's
approach to systematic, lifetime income planning is followed
by many who wish to reduce retirement worries.

The firm provides personalized investment and income
strategies as well as tax and estate evaluation for all sizes
of portfolios and estates.

Call today and see if this is the family atmosphere you've
always wanted.

Triangle Money Coach

What do you want to do in retirement? Do you have a plan to get there? Gary Graham has been working with individuals and small business owners for several years. He believes it's important to understand someone's retirement goals, concerns and risk tolerance before making any recommendations. "People place their trust in me to do the right thing with their retirement plan. It's a huge responsibility I take seriously."

As an Investment Advisor Representative, Gary has to follow the fiduciary standard - making recommendations that are in the best interest of the client. He wouldn't have it any other way! "I look at the fiduciary standard as a requirement I take the time to really understand my clients, he explains. He says people need to know as many of their options as possible, as well as the advantages and disadvantages of each. "I don't present a plan until we have explored, together, alternatives to reaching their retirement goals. In the end, they have designed the plan with my help."

Gary and his staff have also taken the time to become experts on benefits for both Federal and State government employees. They have helped more than 300 Federal and State employees in North Carolina and Virginia. They fully understand all of the issues related to TSP Retirement Savings, FEGLI Life Insurance, Social Security and Long Term Care benefits available to these employees.

Qualifications CRD#: 6114609
FirmCRD#: ---
Series 65

Compensation/Fees ---

Office Location 1135 Kildaire Farm Rd.Suite 200,
Cary,NC  27511

Phone Number (919)4154717

About Triangle Money Coach

Gary Graham If you're looking for clear and simple answers without someone trying to sell you that too much to ask? We don't think so, it's actually a smart way to approach something as important as the security of your retirement and your hard-earned money. If that's you, then we are here to help. Our goal is to give you all the information you need to make an informed decision. The big thing is now YOU will be in control. You will have the information and it is your decision what to do with it.

At Triangle Money Coach we strive to offer financial solutions that can help our clients minimize risks while growing and protecting their retirement and investable assets. We are not product driven; we look at the world through our client's eyes and help them identify areas where they may need financial planning assistance. That assistance is provided to our clients by helping them gain a better understanding of the financial services and products available to them. Through our Retirement Designed Money Management System, as well as our 21-point checklist, we look after our clients by making sure we have addressed not only the big issues, but also the many small issues that many other firms ignore.

Prosperity Capital Group, Inc.

TOM MCDERMOTT entered the insurance and financial industry in 1988. His desire and passion was to help others prepare for their long term income needs in retirement. He started in the little town of Cookeville, TN and was asked to move to Raleigh, NC a short time later to help with a struggling office. Tom accepted the challenge and turned the office around to be productive in a very short time. As a result of his hard work and his 'putting others first' attitude, he became one of the top five advisors with a national insurance company.

In 1993, Tom decided to go independent. That meant Tom could always put the clients' interest in front of a company's interest. This created an even better opportunity for his clients. The independence allowed him to become one of the top advisors in the nation. Tom, in addition to working with clients, also works with agents and advisors around the United States. He has been described as 'The Advisor to the Advisor.'

Tom focuses on staying current with the issues and concerns that plague his clients. He has dedicated himself and his staff to staying current with issues and solutions available to better work with his clients. Tom has a team of attorneys and CPA's at his disposal to help with any legal and tax issue.

Qualifications CRD#: 4369434
FirmCRD#: 149414
Series 65

Compensation/Fees I am a Fee-Based financial professional, Based on Assets

Office Location 5565 Centerview Drive,
Raleigh,NC  27606

Phone Number (919)7477344

About Prosperity Capital Group, Inc.

Tom McDermott We are committed to maintaining the highest standards of
integrity and professionalism in our relationship with you, our
client. We endeavor to know and understand your financial
situation and provide you with only the highest quality
information, services, and products to help you reach your

Nelson Wealth Advisors

Ken Nelson started in the investment industry in Manhattan immediately after the crash of 1987. He earned an Engineering degree from Tufts University and has very strong quantitative skills as evidenced by his perfect Math SAT score, and State Chess Championship. He became a branch manager of a major brokerage firm at age 26, one of the youngest in his firms history.
Ken has provided economic commentary on TV and radio since 1990. He can be heard in the Triangle on 680AM.
Ken earned his MBA (3.9 GPA) from Duke University in 2001. At graduation, Ken was asked by his Professors to return and guest lecture. Ken has guest lectured at Duke in the MBA program and Olli Program. This Spring, Ken taught a class on "The History of Money and Financial Markets". He is in the process of turning his course into a book.
Ken has utilized Duke, UNC,and NC State Phd candidates, Masters candidates and undergraduates as interns since 1991. They help Ken with his academic research in the financial markets.
Ken and his fiance have 10 children and 4 grandchildren. Ken has coached boys and girls soccer at the recreational, Challenge and Classic level periodically since 1992 (mostly with CASL).
Ken loves soccer, chess, skiing, history, and investments. While Ken has 30 years in the industry, he hopes to work 30 more. His investment practice is a family affair. His fiance' and son also work in the investment practice.

Qualifications CRD#: 1780923
FirmCRD#: 30613
Series 7, 8, 24, 63, 65

Compensation/Fees I am a fee-based financial professional, Based on Assets, Commissions, Flat Fee, Hourly, Subscriptions

Office Location 10604 Bent Twig Drive,
Raleigh,NC  27613

Phone Number (919)7969907

About Nelson Wealth Advisors

Kenneth Nelson,AIF,CRPC,CRPS,MBA We are a committed group of professionals dedicated to
providing superior investment advice to our corporate and
high net worth clients. We average over 20 years of experience
in the financial industry. We strive to provide the best,
most professional and personalized service possible. We
act honestly, with pride and integrity, and always in the
best interest of our clients. We earn our clients trust
and respect. We believe our knowledge, combined with the
exceptional service we provide, ensure our clients are
proud to recommend us to their family members, colleagues
and friends."

Financial Engines Advisors, LLC

Joined Financial Engines in 2005. Began his career in the financial services industry in 1998.
Successfully completed the Series 65 examination(s) administered by FINRA.
Earned the Chartered Mutual Fund CounselorSM (CMFC®) certification(s).
Bachelor's degree in Finance from James Madison University.
Married to Chrissy. They have three children. Josh enjoys golfing, family, and financial matters.

Qualifications CRD#: 3120694
FirmCRD#: 104510
Series 65

Compensation/Fees I am a Fee-Based financial professional

Office Location 8450 Falls of Neuse Rd.,
Raleigh,NC  27615

717 Green Valey Rd.,
Greensboro,NC  27408

Phone Number (919)4053800


About Financial Engines Advisors, LLC

Josh Hederick Financial Engines is America's largest investment advisor1.
We help people achieve greater financial clarity by providing
professional investment management, comprehensive
financial planning and advice for everyday Americans.

Financial Engines was co-founded in 1996 by a Nobel Prize-
winning economist and we currently offer financial help to
millions of people. Our unique approach, combined with
powerful online services, dedicated advisors and personal
attention both in and outside of the workplace, promotes
greater financial wellness and helps more Americans get on
track to meet their financial goals.

1For independence methodology and ranking, see InvestmentNews RIA Data Center. (

Please provide the information we need to match you with 2 to 3 pre-screened financial advisors in Apex, North Carolina based on your specific needs and receive FREE INITIAL CONSULTATION.

What advisory services do you need?

What is the size of your investment portfolio?

Your Zipcode

First Name:

Last Name:


Phone No:

Additional information (optional)

Privacy Policy | Terms & Conditions

Featured Financial Articles

Social Security Retirement Income Planning - The Critical Path You Can't Afford To Miss

Like a critical life-saving operation where every move must be perfect and every minute counts, crafting and maintaining a retirement plan entails some of the most important decisions you will ever... more

Facing and Managing Investment Danger

The dangers facing today's investor have never been more deeply felt. The bloody lessons of the Great Crash of 2008 left no investor untouched, but some weathered the storm far better than others,... more

Are Your Retirement Growth Assumptions Reasonable

Making the right assumptions about future rates of return is critical. Investment returns assumptions can be an Achilles' heel in retirement analysis, and standardization is yet to emerge, even in... more

Are You A Financial Advisor in North Carolina?


Must Have

  • Minimum 5 years of Experience
  • 5 year clear FINRA/SEC record
  • Must be Fee Based or Fee Only