VETTED
David Ramos


Tel: 919-401-0326 240 Leigh Farm Rd Ste 400 Durham, NC 27707
About David Ramos
I believe the starting point of any financial conversation should be with youyour life, your family, your priorities, and your goals. I'll listen to what's important to you and design a financial plan from multiple strategies specifically designed to help get you where you want to be.
About Northwestern MutualOur financial planning conversations don't begin with your finances. Instead we start with you - your life, your family, your priorities, and goals. Once we have your big picture in focus, we'll tailor a plan from a range of financial options using multiple strategies designed specifically to help get you to where you want to be.
See DisclosuresGeneral Information
Firm Start Year:
2002
Name of Broker/Dealer:
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
States Licensed in:
NC
Work with the following types of clients:
Individual Investors
Advisory Services Provided:
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning
Services
Investment Types:
Annuities, Stocks, Options & Futures, Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Commodities
I provide a free initial consultation:
Yes
Preferred meeting methods
Can meet clients in the following ways:
Phone, Our Office, Video Conference
Compensation and Fees
Fee Structure:
Fee-Based
Disclosures
WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
Disclaimer
Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM) (life and disability insurance, annuities and life insurance with long-term care benefits) and its subsidiaries. David H. Ramos is an Insurance Agent of NM. Investment advisory services provided as an Advisor of Northwestern Mutual Wealth Management Company®, (NMWMC) Milwaukee, WI, a subsidiary of NM and a federal savings bank. Investment brokerage services provided as a Registered Representative of Northwestern Mutual Investment Services, LLC (NMIS), a subsidiary of NM, broker-dealer, registered investment adviser and member FINRA and SIPC. There may be instances when this agent represents companies in addition to NM or its subsidiaries.
While links to other websites are provided for convenience and information, please be advised that except for information related to Northwestern Mutual (NM), the inclusion of, or linking to, other websites does not imply NM endorsement of, nor responsibility for, those websites.
Please do not send orders for mutual funds or securities via email, as they cannot be processed.
Your transmission of electronic mail to this address represents your consent to two-way communication by Internet email. If you received this in error, please contact the sender and delete the material from any computer on which it exists.
¬
Compliance
Registered RepresentativeYes
Investment Advisor RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsI have a clean record
Criminal Disclosures in Last 5 yearsI have a clean record
Office Hours
Monday8:00 AM - 5:00 PM
Tuesday8:00 AM - 5:00 PM
Wednesday8:00 AM - 5:00 PM
Thursday8:00 AM - 5:00 PM
Friday8:00 AM - 1:00 PM
Research This Advisor

Talk to an AdvisorFINRA/SEC Registered Advisors
Your Information is Safe and Secure