VETTED

David Ramos

Northwestern Mutual
David Ramos
Tel: 919-401-0326 240 Leigh Farm Rd Ste 400 Durham, NC 27707
About David Ramos
I believe the starting point of any financial conversation should be with youyour life, your family, your priorities, and your goals. I'll listen to what's important to you and design a financial plan from multiple strategies specifically designed to help get you where you want to be.
About Northwestern Mutual
Our financial planning conversations don't begin with your finances. Instead we start with you - your life, your family, your priorities, and goals. Once we have your big picture in focus, we'll tailor a plan from a range of financial options using multiple strategies designed specifically to help get you to where you want to be.
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General Information
Firm Start Year:

2002

Name of Broker/Dealer:

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

States Licensed in:

NC

Work with the following types of clients:

Individual Investors

Advisory Services Provided:

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning

Services
Investment Types:

Annuities, Stocks, Options & Futures, Mutual Funds, Insurance, Exchange Traded Funds (ETFs), Commodities

I provide a free initial consultation:

Yes

Preferred meeting methods
Can meet clients in the following ways:

Phone, Our Office, Video Conference

Compensation and Fees
Fee Structure:

Fee-Based

Compliance
Registered RepresentativeYes
Investment Advisor RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsI have a clean record
Criminal Disclosures in Last 5 yearsI have a clean record
Office Hours
Monday8:00 AM - 5:00 PM
Tuesday8:00 AM - 5:00 PM
Wednesday8:00 AM - 5:00 PM
Thursday8:00 AM - 5:00 PM
Friday8:00 AM - 1:00 PM
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