VETTED

Jacob Rice

CFP^®, RICP^®, ChFC^®, CLU^®

Tel: 336-816-3801 123 Broad St, Suite C Kernersville, NC 27284

About Jacob Rice

Jacob leads a nationally known wealth management practice serving clients in search of holistic financial planning. Jacob has a desire for helping his successful clients reach their financial goals and protect their legacy by designing a fully optimized plan focusing on tax efficiency, estate/creditor protection, and efficient accumulation/decumulation methods. If this peeks your interest, reach out to our team for a consultation. jacob@piedmontcapitaladvisors.com

Core Values: 1. Faith 2. Family 3. Excellence 4. Transparency 5. Generosity

About Piedmont Capital Advisors

Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC.

The LPL Financial representatives associated with this website may discuss and/or transact securities business only with residents of the following states: NC, SC, VA, GA, AL, AZ, CA, FL, IL, KY, MD

See Disclosures

General Information

CRD#:

6478580

Firm CRD#:

6413

Insurance License#:

17577227

Name of Broker/Dealer:

LPL

States Licensed in:

NC, SC, AL, AZ, CA, FL, GA, IL, KY, MD, MI, NY, SC, VA

Years of Experience in Financial Services:

Work with the following types of clients:

Businesses, Individual Investors

Foreign Languages Serviced:

English

Advisory Services Provided:

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management

Compliance

Registered Investment Advisor:

Registered Representative:

Yes

Acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Qualifications & Memberships

Certifications, Accreditations & Designations:

CFP^®, CLU^®, ChFC^®, RICP^®

Securities Licenses:

Series 63, Series 7

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Annuity, Health, Variable Annuity, Life

Services

Investment Types:

Commodities, Insurance, Annuities, Stocks, Bonds, Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

Can meet clients in the following ways:

Your Office, Phone, Our Office, Your Home, Video Conference

Compensation and Fees

Fee Structure:

Fee-Based

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Commissions, Flat Fee, Based on Assets

Minimum Fee Charged for Managed Accounts:

Firm Information

Total Assets Under Management by Advisor:

$100,000,000

Preferred meeting methods

I provide a free initial consultation:

Yes

Disclosures

WiserAdvisor provides referrals to financial professionals of LPL Financial, LLC (LPL). WiserAdvisor is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay WiserAdvisor cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC

10 Years of Experience

CRD# 6478580 Firm CRD# 6413Insurance License# 17577227Series 63, 7

Compliance

Registered RepresentativeYes

Acknowledged fiduciaryYes

Compliance Disclosures in Last 5 yearsI have a clean record