VETTED

Neal Richards

Axiom Wealth Strategies
Neal Richards
Tel: 541-728-1285 243 SW Scalehouse Loop Ste 5B Bend, OR 97702
About Neal Richards
Neal began his career in 2007 working in Bend during the financial crisis and the great recession for Northwestern Mutual, a Life Insurance company. This experience helped refine his business as well as his personal financial planning. In 2012 Neal began working for Wells Fargo Advisors where he worked helping clients invest and plan. His experience at Wells Fargo Advisors amalgamized his investment philosophy as well as his conviction in the value of planning over product. In April of 2017, Neal joined Cascade Financial Strategies, an independent RIA, where his practice blossomed into what it is today.

Neal and his wife Lindsey, married since 2006, reside in Bend Oregon where he and his four kids (Lydia, Thomas, Hazel, and Miles) 20 chickens, 2 rabbits, 2 cats, 1 dog, a goose, 10 ducks, and a fish share life together. When he isn't working or at home he can be found running and biking the local trails and training for triathlons at the pool.

Who he is can be reflected in the people in his life he is most thankful for:

His wife and kids: I'm not sure where you end, and I begin.

His mom and dad, Janet and Thomas Richards: I am eternally grateful for you both.

Working associate, John Aspell: I owe you my career& thanks for taking a chance on me.

Authors Rene Girard, RC Sproul, Dave Ramsey, Nick Murray, Michael Kitces: These people have given me the lens through which I see the world.
About Axiom Wealth Strategies
Neal Richards is the CEO and author of Axiom Wealth Strategies. He founded Axiom in the desire to help families build true wealth. He believes that there are lasting principles to wealth building that, if understood and embraced, yield fruit in this life and in the lives to come. He believes these principles of wisdom are where true wealth resides. He named the firm Axiom, which means self-evidently true, with the hope of pointing to this wisdom and reveal where true wealth is found.
See Disclosures
General Information
CRD#:

5426580

Firm CRD#:

313124

States Licensed in:

OR, ID, TX

States Willing to do Business in:

Central Oregon, Bend, Redmond, Sisters, Prineville, Madras, and LaPine

Years of Experience in Financial Services:

15

Number of Years with Current Firm:

2

Work Experience:

Northwestern Mutual: 2007-2012

Wells Fargo Advisors: 2012-2017

Cascade Financial Strategies: 2017-2021

Axiom Wealth Strategies: 2021- Present

Work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided:

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses

Compliance
Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Qualifications & Memberships
Securities Licenses:

Series 66, Series 6, Series 7, Series 63

Services
Investment Types:

Stocks, Bonds, Options & Futures, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Can meet clients in the following ways:

Email, Phone, Our Office, Our Offices, Your Office, Video Conference

Compensation and Fees
Fee Structure:

Fee-Only

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Based on Assets, Hourly, Flat Fee

Additional Details on Charges:

1.5% under 500k 1.25% between 500k and 1M 1% between 1M and 3M 0.75% above 3M

Firm Information
Advisor's Number of Clients:

170

Advisor's Number of Managed Clients:

170

Advisor's Number of Planning Clients:

170

Total Assets Under Management by Advisor:

$82,000,000

Preferred meeting methods
I provide a free initial consultation:

Yes

15 Years of Experience
CRD# 5426580Firm CRD# 313124Series 66, 6, 7, 63
Compliance
Registered Investment AdvisorYes
Registered RepresentativeYes
Investment Advisor RepresentativeYes
Acknowledged fiduciaryYes
Compliance Disclosures in Last 5 yearsI have a clean record
Criminal Disclosures in Last 5 yearsI have a clean record
Communities Served
Central OregonBendRedmondSistersPrinevilleMadrasand LaPine
Advisor Profile Image
Talk to an AdvisorFINRA/SEC Registered Advisors

Your Information is Safe and Secure

WiserAdvisor
WiserAdvisor is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. WiserAdvisor matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. WiserAdvisor, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.

© Copyright 2026 WiserAdvisor.com. All Rights Reserved.