Please see my website for all information about myself and my firm.
General Information |
| Name of Broker/Dealer: | Summit Brokerage Services, Inc. |
| Name of Custodial Firm: | TD Ameritrade and Pershing Clearing Corp. |
| States Licensed in: | CA, CO, FL, GA, MA, MT, NH, NJ, NY, NC, PA, SC, TN, TX, UT, VA |
| Number of Years with Current Firm: | 2 |
| I work with the following types of clients: | Non-Profit Organizations, Individual Investors, Businesses |
Services |
| Investment Types: | Insurance, Exchange Traded Funds (ETFs), Mutual Funds, 401k Plans, Annuities, Stocks, Bonds, Alternative Investments, Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | At your office, Via email, At my office, At your home, Via phone |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Variable Life, Variable Annuity |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | 50000 |
| Compensation Methods: | Based on Assets |
www.soleburygroup.com
Securities are offered through Summit Brokerage Services, Inc., Member FINRA/ SIPC. Advisory services offered through Cetera Investment Advisors, LLC., a Registered Investment Advisor. Solebury Investment Group, LLC. is a separate entity from Summit Brokerage Services, Inc. and its affiliates.
