About Solebury Investment Group, Llc.
Please see my website for all information about myself and my firm.
General Information |
| Name of Broker/Dealer: |
|
Summit Brokerage Services, Inc.
|
| Name of Custodial Firm: |
|
TD Ameritrade and Pershing Clearing Corp.
|
| States Licensed in: |
|
CA, CO, FL, GA, MA, MT, NH, NJ, NY, NC, PA, SC, TN, TX, UT, VA
|
| Number of Years with Current Firm: |
|
2
|
| I work with the following types of clients: |
|
Individual Investors
, Non-Profit Organizations
, Businesses
|
Services |
| Investment Types: |
|
Insurance
, Exchange Traded Funds (ETFs)
, Mutual Funds
, 401k Plans
, Annuities
, Stocks
, Bonds
, Alternative Investments
, Socially Responsible Investments (SRI)
|
| I can meet clients in the following ways: |
|
At your office
, Via email
, At my office
, At your home
, Via phone
|
Qualifications & Memberships |
| Insurance and Annuity Licenses: |
|
Life
, Variable Life
, Variable Annuity
|
Compliance |
| Registered Representative: |
|
Yes
|
| Investment Advisor Representative: |
|
Yes
|
| I am an acknowledged fiduciary: |
|
Yes
|
| Compliance Disclosures in Last 5 years: |
|
I have a clean record
|
| Criminal Disclosures in Last 5 years: |
|
I have a clean record
|
Compensation and Fees |
| Fee Structure: |
|
I am a Fee-Based financial professional
|
| Minimum Portfolio Size for New Managed Accounts: |
|
50000
|
| Compensation Methods: |
|
Based on Assets
|
Disclosures
Disclaimer
Securities are offered through Summit Brokerage Services, Inc., Member FINRA/ SIPC. Advisory services offered through Cetera Investment Advisors, LLC., a Registered Investment Advisor. Solebury Investment Group, LLC. is a separate entity from Summit Brokerage Services, Inc. and its affiliates.
