Please see my website for all information about myself and my firm.
General Information |
Name of Broker/Dealer: | Summit Brokerage Services, Inc. |
Name of Custodial Firm: | TD Ameritrade and Pershing Clearing Corp. |
States Licensed in: | CA, CO, FL, GA, MA, MT, NH, NJ, NY, NC, PA, SC, TN, TX, UT, VA |
Number of Years with Current Firm: | 2 |
I work with the following types of clients: | Non-Profit Organizations, Individual Investors, Businesses |
Services |
Investment Types: | Insurance, Exchange Traded Funds (ETFs), Mutual Funds, 401k Plans, Annuities, Stocks, Bonds, Alternative Investments, Socially Responsible Investments (SRI) |
I can meet clients in the following ways: | At your office, Via Email, At my office, At your home, Via Phone |
Qualifications & Memberships |
Insurance and Annuity Licenses: | Life, Variable Life, Variable Annuity |
Compliance |
Registered Representative: | Yes |
Investment Advisor Representative: | Yes |
I am an acknowledged fiduciary: | Yes |
Compliance Disclosures in Last 5 years: | I have a clean record |
Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
Fee Structure: | Fee-Based |
Minimum Portfolio Size for New Managed Accounts: | 50000 |
Compensation Methods: | Based on Assets |
www.soleburygroup.com
Securities are offered through Summit Brokerage Services, Inc., Member FINRA/ SIPC. Advisory services offered through Cetera Investment Advisors, LLC., a Registered Investment Advisor. Solebury Investment Group, LLC. is a separate entity from Summit Brokerage Services, Inc. and its affiliates.