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FINRA/SEC Registered Advisors

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Firm Name
FIAM LLCSmithfield, RI
No. of Advisors168
AUM$219,221,467,379
No. of Clients605
Fee StructureA percentage of AUM, Performance Based, Other (ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES)
Firm Name
No. of Advisors143
AUM$24,631,658,238
No. of Clients40
Fee StructureA percentage of AUM, Performance Based
Firm Name
NAUTIC PARTNERS, LLCProvidence, RI
No. of Advisors70
AUM$7,825,588,486
No. of Clients19
Fee StructureA percentage of AUM, Performance Based
Firm Name
No. of Advisors21
AUM$1,879,594,055
No. of Clients1833
Fee StructureA percentage of AUM, Fixed fees
Firm Name
UNISONProvidence, RI
No. of Advisors1
AUM$1,810,395,000
No. of Clients296
Fee StructureA percentage of AUM
No. of Advisors11
AUM$1,518,844,317
No. of Clients4
Fee StructureA percentage of AUM, Performance Based
Firm Name
No. of Advisors13
AUM$1,431,004,487
No. of Clients1992
Fee StructureA percentage of AUM
Firm Name
No. of Advisors17
AUM$1,055,252,906
No. of Clients2350
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors19
AUM$1,033,643,000
No. of Clients1077
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
No. of Advisors17
AUM$858,037,632
No. of Clients601
Fee StructureA percentage of AUM, Fixed fees
Firm Name
UPPER90Providence, RI
No. of Advisors20
AUM$815,843,360
No. of Clients25
Fee StructureA percentage of AUM, Performance Based
No. of Advisors12
AUM$716,766,644
No. of Clients1948
Fee StructureA percentage of AUM, Hourly charges
Firm Name
No. of Advisors3
AUM$707,642,527
No. of Clients774
Fee StructureA percentage of AUM
Firm Name
No. of Advisors11
AUM$654,788,239
No. of Clients2876
Fee StructureA percentage of AUM, Hourly charges, Fixed fees
Firm Name
CANTON HATHAWAY LLCProvidence, RI
No. of Advisors6
AUM$651,793,094
No. of Clients88
Fee StructureA percentage of AUM, Fixed fees

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