Find Best Financial Advisors in Rhode Island

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A densely populated state like Rhode Island has different types of experienced & certified financial advisors such as fiduciary financial advisors and fee only financial planners making it challenging for you to choose the one that may perfectly meet your financial situation and needs. WiserAdvisor has pre-qualified and selected some of the top qualified financial advisors, independent certified financial planners, financial advisory firms & associations in Rhode Island and has listed them below with their details such as qualifications, service offerings, and other important information that you could use while searching for financial advisors to best suit your financial and investment goals. Please note that the list of financial advisors mentioned below does not include all vetted advisors as some have not been listed as per their request. They may be available when you use our free match tool to compare up-to 3 financial advisors if they match your specific requirements and preferences.

Finding the Top Financial Advisor in Rhode Island
Last Updated - 21-Sep-2022

Rhode Island has 2 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 242 non-vetted advisors in your local area. These financial advisors in Rhode Island have an average of 33 years of experience.

NOTE: The list of financial advisors in Rhode Island mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Rhode Island.

List of Qualified Financial Advisors in Rhode Island
Financial Advisor Experience AUM Minimum Assets Fee Structure
John Finn
Chartered Financial Consultant (ChFC®), CLU®, ChFC®
850 Aquidneck Ave,
Ste A4,
Middletown, RI 02842
30 $200,000,000 250000 Fee-Based
Ronald Newton
1485 South County Trail,,
Suite 101,
East Greenwich, RI 02818
37 Not Specified Not Specified Fee-Based

Information on Qualified Financial Advisors in Rhode Island

Qualifications CRD# 1505858
Firm CRD# 6413
Series 6, 7, 22, 24, 63, 65

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets

Office Location 850 Aquidneck Ave,
Ste A4,
Phone Number 401-848-4579

Since 1986, John has helped people plan for their retirement goals. After spending eleven years developing his practice at Connecticut Mutual Life Insurance Company, he later built a financial services operation at Braman and White, where he pioneered the integration of this department with BankNewport. John became affiliated with LPL Financial in 1997. While providing objective and independent advice, John adheres to a methodical, rigorous process that seeks to deliver the highest degree of economic predictability. He works diligently with his clients to seek to improve the overall quality of their lives, both in the financial world and beyond it. Working alongside Sharon Meehan, they make it their mission to help clients feel confident knowing their financial house is in order. Above all, John believes they have one primary purpose: to build relationships with clients based on our core values of integrity, honesty, and perseverance. To continually fulfill that commitment, he has integrated a capable support staff with the technology, resources, and expertise of LPL Financial.

About Finn and Meehan Wealth Management

At Finn & Meehan Wealth Management, LLC, we strive to deliver a truly personal planning experience. We believe that effective wealth management encourages clarity, not confusion. By simplifying the complexities often associated with financial planning, we inspire clients to pursue their most valued goals. In working towards their financial and lifetime objectives, our clients can achieve renewed confidence. With this newfound confidence in their financial strategies, they can address their concerns about their financial future and return their focus to the things they enjoy most. Through all chapters of life, we strive to provide the financial guidance needed to seek your enhanced quality of life. We build relationships on our core values of honesty, integrity, and perseverance. Genuine connection and chemistry are key to success, and we work strive to create a truly comfortable environment for clients to enjoy. By uniting the capacity of a major brokerage firm with the personal touch of a boutique practice, we can build disciplined financial plans tailored to your unique goals. While large enough to access leading resources and relationships across the industry, our firm remains intimate enough so we can truly know our clients and continue developing lasting relationships.

Advisory Services Provided:

Financial Advice & Consulting

Qualifications CRD# 1276178
Firm CRD# 104510
Series 66

Compensation/Fee Fee-Based

Office Location 1485 South County Trail,,
Suite 101,
East Greenwich,
Phone Number 401-262-4986

Throughout my career I have worked with many clients and recognize the benefits that they can derive from working with a trusted and knowledgeable financial advisor. I strive to make each interaction informative and enjoyable and appreciate the opportunity to work with my clients to help them achieve their financial objectives. In my free time, I enjoy spending time with my family, skiing, golfing, boating, hiking and working out.

About Edelman Financial Engines, LLC

Since 1986, Edelman Financial Engines has been committed to always acting in the best interest of our clients. We were founded on the belief that all American investors - not just the wealthy - deserve access to personalized, comprehensive financial planning and investment advice. Today, we are America's top independent financial planning and investment advisory firm, recognized by Barron's,1 awarded September 2021 based on data within a 12-month period. Compensation paid for use and distribution of rating. We have 145+ offices across the country and are entrusted by more than 1.3 million clients to manage more than $291 billion in assets.2 Our unique approach to serving clients combines our advanced methodology and proprietary technology with the attention of a dedicated personal financial planner. Every client's situation and goals are unique, and the powerful fusion of high-tech and high-touch allows Edelman Financial Engines to deliver the personal plan and financial confidence that everyone deserves. 1The 2021 Top 100 Independent Advisory Firm Ranking issued by Barron's is qualitative and quantitative, including assets managed, revenue generated, regulatory record, staffing levels and diversity, technology spending and succession planning. Firms elect to participate but do not pay to be included in the ranking. Compensation is paid for use and distribution of rating. Investor experience and returns are not considered. 2Data as of Dec. 31, 2021.

Top Financial Advisor Firms in Rhode Island (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
Citizens Securities, Inc.
One Citizens Bank Way , Jcb135,
Johnston, RI 2043
$7,674,960,126 45032 A percentage of AUM
Capital Wealth Management, Llc
1300 Division Road , Suite 203,
West Warwick, RI 2893
$764,545,042 534 A percentage of AUM
Fixed fees
Mcguire Wealth Management
105 Main Street,
Wakefield, RI 2879
$687,242,743 717 A percentage of AUM
Compton Capital Management Inc
155 Westminster Street , Suite 1100,
Providence, RI 2903
$500,080,991 482 A percentage of AUM
Fixed fees
Wealthcare Investment Partners Llc
35 Dyer Street,
Portsmouth, RI 2871
$477,249,253 2164 A percentage of AUM
Fixed fees
Briggs Advisory Group, Inc.
24 Albion Road , Suite 440,
Lincoln, RI 2865
$433,107,395 899 A percentage of AUM
Fixed fees
Transwestern Capital Advisors, Llc
37 Bellevue Avenue,
Newport, RI 2840
$354,857,819 2 A percentage of AUM
Fixed fees
Mystic Asset Management
1287 Post Road,
Warwick, RI 2888
$306,464,775 134 A percentage of AUM
Fixed fees
Commision Based
Wealth Management Resources, Inc.
28 Cedar Swamp Road , Suite One,
Smithfield, RI 2917
$296,936,482 1126 A percentage of AUM
Fixed fees
Commision Based
Brown, Lisle/Cummings, Inc
One Turks Head Place , Suite 800,
Providence, RI 2903
$263,932,400 142 A percentage of AUM
Fixed fees
Slocum, Gordon & Co. Llp
39 Mill Street,
Newport, RI 2840
$263,366,404 270 A percentage of AUM
The Retirement Planning Company Of New England, Inc.
1287 Post Road,
Warwick, RI 2888
$262,472,051 1128 A percentage of AUM
Fixed fees
Commision Based
Providence Equity Capital Markets L.L.C.
50 Kennedy Plaza,
Providence, RI 2903
$154,356,234 3 Performance Based
Marstone Llc
171 Chestnut Street , Suite 200,
Providence, RI 2903
$3,141,093 123 A percentage of AUM
Ransom Advisory
326 Taber Ave,
Providence, RI 2906
$0 0 A percentage of AUM

    List of Additional Advisors in Rhode Island*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Abbe Lassow
    Inquire with Abbe
    117 Metro Center Blvd, Ste 2004, Warwick, RI  02886 401-681-4616
    Oliver Brady & Associates
    Inquire with Oliver
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2523
    Brendan M. McIsaac
    Inquire with Brendan
    1 Financial Plaza 19th, Fl, Providence, RI  02903 401-276-5915
    Blackerby, Seitz & Associates
    Inquire with Blackerby,
    730 Kingstown Rd, Ste B-3, Wakefield, RI  02879 401-789-1120
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    One Financial Plaza, 19th Floor, Providence, RI  02903 401-863-8400
    Paul Capuzziello
    Inquire with Paul
    2155 Diamond Hill Rd, Ste 3, Cumberland, RI  02864 401-334-0570
    Roger Lapierre
    Inquire with Roger
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2528
    Heather Kendra
    Inquire with Heather
    1150 New London Ave, Ste 100, Cranston, RI  02920 401-572-3759
    Steven Hagopian
    Inquire with Steven
    1000 Chapel View Blvd, Ste 250, Cranston, RI  02920 401-383-4003
    Tom Bryan
    Inquire with Tom
    400 Massasoit Ave, Ste 102, East Providence, RI  02914 401-434-1510
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