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Find Best Financial Advisors in Rhode Island

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A densely populated state like Rhode Island has different types of experienced & certified financial advisors such as fiduciary financial advisors and fee only financial planners making it challenging for you to choose the one that may perfectly meet your financial situation and needs. WiserAdvisor has pre-qualified and selected some of the top qualified financial advisors, independent certified financial planners, financial advisory firms & associations in Rhode Island and has listed them below with their details such as qualifications, service offerings, and other important information that you could use while searching for financial advisors to best suit your financial and investment goals. Please note that the list of financial advisors mentioned below does not include all vetted advisors as some have not been listed as per their request. They may be available when you use our free match tool to compare up-to 3 financial advisors if they match your specific requirements and preferences.

Finding the Top Financial Advisor in Rhode Island
Last Updated - 24-Jan-2023

Rhode Island has 2 WiserAdvisor vetted Financial Planners and Advisors for you to choose from and 247 non-vetted advisors in your local area. These financial advisors in Rhode Island have an average of 30 years of experience.

NOTE: The list of financial advisors in Rhode Island mentioned below do not include all the advisors in our network due to their compliance listing restrictions. More vetted advisors may be available when you use our free match service to compare financial advisors near you in Rhode Island.

List of Qualified Financial Advisors in Rhode Island
Financial Advisor Experience AUM Minimum Assets Fee Structure
John Finn
Chartered Financial Consultant (ChFC®), CLU®, ChFC®
FINN AND MEEHAN WEALTH MANAGEMENT
850 Aquidneck Ave,
Ste A4,
Middletown, RI 02842
30 $200,000,000 250000 Fee-Based
Shaun Jones
JONES FIDUCIARY WEALTH MANAGEMENT
32 Paris St,
Pawtucket, RI 02860
Not Disclosed Not Specified Not Specified Not Specified

Information on Qualified Financial Advisors in Rhode Island

Qualifications CRD# 1505858
Firm CRD# 6413
Series 6, 7, 22, 24, 63, 65

Compensation/Fee Fee-Based, Hourly, Flat Fee, Based on Assets


Office Location 850 Aquidneck Ave,
Ste A4,
Middletown,
RI
02842
Phone Number 401-848-4579

Since 1986, John has helped people plan for their retirement goals. After spending eleven years developing his practice at Connecticut Mutual Life Insurance Company, he later built a financial services operation at Braman and White, where he pioneered the integration of this department with BankNewport. John became affiliated with LPL Financial in 1997. While providing objective and independent advice, John adheres to a methodical, rigorous process that seeks to deliver the highest degree of economic predictability. He works diligently with his clients to seek to improve the overall quality of their lives, both in the financial world and beyond it. Working alongside Sharon Meehan, they make it their mission to help clients feel confident knowing their financial house is in order. Above all, John believes they have one primary purpose: to build relationships with clients based on our core values of integrity, honesty, and perseverance. To continually fulfill that commitment, he has integrated a capable support staff with the technology, resources, and expertise of LPL Financial.

About Finn and Meehan Wealth Management

At Finn & Meehan Wealth Management, LLC, we strive to deliver a truly personal planning experience. We believe that effective wealth management encourages clarity, not confusion. By simplifying the complexities often associated with financial planning, we inspire clients to pursue their most valued goals. In working towards their financial and lifetime objectives, our clients can achieve renewed confidence. With this newfound confidence in their financial strategies, they can address their concerns about their financial future and return their focus to the things they enjoy most. Through all chapters of life, we strive to provide the financial guidance needed to seek your enhanced quality of life. We build relationships on our core values of honesty, integrity, and perseverance. Genuine connection and chemistry are key to success, and we work strive to create a truly comfortable environment for clients to enjoy. By uniting the capacity of a major brokerage firm with the personal touch of a boutique practice, we can build disciplined financial plans tailored to your unique goals. While large enough to access leading resources and relationships across the industry, our firm remains intimate enough so we can truly know our clients and continue developing lasting relationships.

Advisory Services Provided:

Financial Advice & Consulting


Qualifications CRD# 4376850
Firm CRD# 311956


Office Location 32 Paris St,
Pawtucket,
RI
02860
Phone Number 401-406-8090

About Jones Fiduciary Wealth Management

Shaun M. Jones has advised clients on all aspects of investment strategy, portfolio risk, and wealth management for more than two decades. His clients include affluent individuals and families primarily in the legal, medical, and executive fields. A contributing author to the book Real Life Financial Planning for Physicians, Shaun has conducted research in the field of personal wealth management and contributes to articles for major financial outlets like CNBC online. As the son of an engineer, Shaun picked up the need and value for numbers at a young age and has enjoyed running his own calculations to disprove widely accepted concepts. He has nurtured that desire throughout his career and has used it to conduct his own research related to viewing taxation as an investment expense ratio. Shaun even obtained several copyrights related to his research, including The Life-Cycle of Taxation© and Asset Location Strategy B©. After his first five years in the industry, Shaun became frustrated with the tools available to financial advisors because they were too simplified and usually biased towards whatever product they were built to measure. It was then that he fell back on his love of all things mathematical, making his own calculators and hiring actuaries to help build his own tools so he could produce unbiased comparisons. Armed with these tools, Shaun began to test the theories and assumptions that he had been taught to take for granted early in his career. The results led Shaun to recognize the faults of the investment and advising industry and to dedicate his life to proclaiming the truth about investing.

Advisory Services Provided:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services


Top Financial Advisor Firms in Rhode Island (Ranked by AUM)

Firm Name AUM No. of Clients Fee Structure
CITIZENS SECURITIES, INC.
One Citizens Bank Way , Jcb135,
Johnston, RI 2043
$7,674,960,126 45032 A percentage of AUM
CAPITAL WEALTH MANAGEMENT, LLC
1300 Division Road , Suite 203,
West Warwick, RI 2893
$764,545,042 534 A percentage of AUM
Fixed fees
MCGUIRE WEALTH MANAGEMENT
105 Main Street,
Wakefield, RI 2879
$687,242,743 717 A percentage of AUM
COMPTON CAPITAL MANAGEMENT INC
155 Westminster Street , Suite 1100,
Providence, RI 2903
$500,080,991 482 A percentage of AUM
Fixed fees
WEALTHCARE INVESTMENT PARTNERS LLC
35 Dyer Street,
Portsmouth, RI 2871
$477,249,253 2164 A percentage of AUM
Hourly charges
Fixed fees
BRIGGS ADVISORY GROUP, INC.
24 Albion Road , Suite 440,
Lincoln, RI 2865
$433,107,395 899 A percentage of AUM
Hourly charges
Fixed fees
TRANSWESTERN CAPITAL ADVISORS, LLC
37 Bellevue Avenue,
Newport, RI 2840
$354,857,819 2 A percentage of AUM
Fixed fees
MYSTIC ASSET MANAGEMENT
1287 Post Road,
Warwick, RI 2888
$306,464,775 134 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
WEALTH MANAGEMENT RESOURCES, INC.
28 Cedar Swamp Road , Suite One,
Smithfield, RI 2917
$296,936,482 1126 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
BROWN, LISLE/CUMMINGS, INC
One Turks Head Place , Suite 800,
Providence, RI 2903
$263,932,400 142 A percentage of AUM
Fixed fees
SLOCUM, GORDON & CO. LLP
39 Mill Street,
Newport, RI 2840
$263,366,404 270 A percentage of AUM
Hourly charges
THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.
1287 Post Road,
Warwick, RI 2888
$262,472,051 1128 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
FIRST FINANCIAL ADVISORY SERVICES INC
85 Beach Street,
Westerly, RI 2891
$244,662,912 1253 A percentage of AUM
Hourly charges
Fixed fees
Commision Based
RANSOM ADVISORY
326 Taber Ave,
Providence, RI 2906
$122,367,787 97 A percentage of AUM
MARSTONE LLC
171 Chestnut Street , Suite 200,
Providence, RI 2903
$3,141,093 123 A percentage of AUM

    List of Additional Advisors in Rhode Island*

    * Additional advisors listing is provided in partnership with Yext

    Financial Advisor Office Location Phone Number
    Abbe Lassow
    Inquire with Abbe
    117 Metro Center Blvd, Ste 2004, Warwick, RI  02886 401-681-4616
    Oliver Brady & Associates
    Inquire with Oliver
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2523
    Brendan M. McIsaac
    Inquire with Brendan
    1 Financial Plaza 19th, Fl, Providence, RI  02903 401-276-5915
    Blackerby, Seitz & Associates
    Inquire with Blackerby,
    730 Kingstown Rd, Ste B-3, Wakefield, RI  02879 401-789-1120
    Morgan Stanley Financial Advisors
    Inquire with Morgan
    One Financial Plaza, 19th Floor, Providence, RI  02903 401-863-8400
    Paul Capuzziello
    Inquire with Paul
    2155 Diamond Hill Rd, Ste 3, Cumberland, RI  02864 401-334-0570
    Roger Lapierre
    Inquire with Roger
    1 Citizens Plz, Ste 610, Providence, RI  02903 401-824-2528
    Heather Kendra
    Inquire with Heather
    1150 New London Ave, Ste 100, Cranston, RI  02920 401-572-3759
    Steven Hagopian
    Inquire with Steven
    1000 Chapel View Blvd, Ste 250, Cranston, RI  02920 401-383-4003
    Tom Bryan
    Inquire with Tom
    400 Massasoit Ave, Ste 102, East Providence, RI  02914 401-434-1510
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